Europaudvalget 2013-14
EUU Alm.del Bilag 472
Offentligt
1374689_0001.png
PDF to HTML - Convert PDF files to HTML files
1374689_0002.png
PDF to HTML - Convert PDF files to HTML files
This report was prepared at the request of the Government of Ukraine. On 3 March
2014, ODIHR and the HCNM received an invitation from the Acting Minister for
Foreign Affairs of Ukraine, Andrii Deshchytsia, to send a Human Rights Assessment
Mission (HRAM) to Ukraine, including to Crimea. On 4 March 2014, ODIHR and the
HCNM responded positively, indicating readiness to undertake such an HRAM in
accordance with their respective institutional mandates. The two institutions outlined
their task to be an assessment of the compliance of the human rights and minority
rights situation in the country with OSCE human dimension commitments and other
applicable human rights standards. In accordance with their respective institutional
mandates, ODIHR and the HCNM have carried out their fieldwork independently in
line with their established methodologies. This is also reflected in this report as the
presentation of facts, assessments, findings and recommendations is contained within
two separate sections of this document, by ODIHR and the HCNM respectively.
3
PDF to HTML - Convert PDF files to HTML files
Table of Contents
SECTION I: ODIHR ON THE HUMAN RIGHTS SITUATION IN UKRAINE ........ 6
I.
II.
III.
EXECUTIVE SUMMARY AND KEY FINDINGS ............................................. 6
RECOMMENDATIONS ..................................................................................... 12
BACKGROUND TO THE REPORT .............................................................. 20
Methodology ........................................................................................................ 20
Focus of the Human Rights Assessment .............................................................. 21
Human Rights Standards...................................................................................... 22
Structure of the Report ......................................................................................... 22
Background to the February 2014 events ............................................................ 22
IV.
HUMAN RIGHTS ASSESSMENT ................................................................ 25
Attacks against Journalists and Activists ............................................................. 25
Freedom of Peaceful Assembly ........................................................................... 30
Freedom of the Media .......................................................................................... 39
Manifestations of Intolerance .............................................................................. 42
Freedom of Movement and IDPs ......................................................................... 44
Human Rights Situation in Crimea ...................................................................... 49
SECTION II: HCNM ON THE MINORITY RIGHTS SITUATION IN UKRAINE 77
I.
II.
EXECUTIVE SUMMARY ................................................................................. 77
BACKGROUND TO THE REPORT .................................................................. 81
1.
2.
3.
4.
III.
Methodology and Focus of the Minority Rights Assessment.................... 81
Demographic and Political Context ........................................................... 82
Minority Rights Standards ......................................................................... 86
National Legal Framework ........................................................................ 88
MINORITY RIGHTS ASSESSMENT............................................................ 91
4
PDF to HTML - Convert PDF files to HTML files
General and Underlying Minority Rights Concerns ............................................ 91
Specific Minority Rights Concerns ...................................................................... 95
5.
6.
7.
8.
9.
Human Rights Concerns for Minorities..................................................... 95
Language Rights ........................................................................................ 96
Education Rights...................................................................................... 101
Effective Participation in Public Affairs ................................................. 103
Equality and Non-discrimination............................................................. 106
Crimea ................................................................................................................ 109
10.
11.
12.
IV.
V.
General Situation ..................................................................................... 109
Lack of Human Security .......................................................................... 111
Issues of Concern..................................................................................... 114
RECOMMENDATIONS ............................................................................... 122
ANNEXES ......................................................................................................... 126
ANNEX I
Letter from the Ukrainian Minister of Foreign Affairs ................ 126
ANNEX II List of official interlocutors .......................................................... 128
5
PDF to HTML - Convert PDF files to HTML files
SECTION I: ODIHR ON THE HUMAN RIGHTS SITUATION IN
UKRAINE
I.
EXECUTIVE SUMMARY AND KEY FINDINGS
1.
This report was prepared following a request by the Government of Ukraine
on 3 March 2014. The information it contains was gathered by a Human
Rights Assessment Mission (HRAM) deployed by the OSCE Office for
Democratic Institutions and Human Rights (ODIHR) and the Office of the
OSCE High Commissioner on National Minorities (HCNM). Information
from other reliable sources was also included or taken into consideration
while preparing the report.
2.
This section of the report presents the findings and recommendations of
ODIHR concerning the human rights situation in Ukraine. It is based on the
ODIHR HRAM fieldwork from 6 March – 1 April 2014, which took place
against the backdrop of events in Kyiv from November 2013 to February
2014. At the time the HRAM concluded its fieldwork, an escalation of
tensions, including violent conflicts, had taken place in the eastern and
southern parts of Ukraine. It must, therefore, be stressed that the assessment
of Maidan events in Kyiv up to February 2014, and the subsequent and
ongoing developments and events in Ukraine after 1 April 2014, remain
beyond the scope of this report.
3.
ODIHR’s assessment of the situation in the regions of Ukraine visited by the
HRAM found a significant number of serious violations of human rights.
These include murder and physical assaults, as well as cases of intimidation
and enforced disappearances. The victims were primarily pro-Maidan
activists and journalists, and those in Crimea also included Ukrainian
military personnel and members of the Tatar community.
6
PDF to HTML - Convert PDF files to HTML files
4.
A pattern of violent, simultaneous assemblies organized by pro- and anti-
Maidan groups has emerged since late February 2014. Most often these were
located in central squares near regional state administration buildings.
Sporadic instances of violence were followed by more intense clashes in
which several people were killed and many more injured. With varying
degrees of seriousness and frequency, these have taken place in all locations
visited by the HRAM, but particularly in Donetsk, Luhansk, Mykolayiv,
Odessa, Sevastopol, Simferopol and Yalta. The methods used by the
perpetrators of these violent acts have included, but have not been limited to,
arson attacks on cars, threats over online social networks, intimidation via the
posting online of personal data, the stigmatization of individuals in leaflets
posted at their private addresses (depicting them as criminals), aggressive
media campaigns, blackmail and police investigations into victims rather
than alleged perpetrators.
5.
In the assemblies where the most violent clashes occurred, violence often
erupted at the instigation of individuals known either as “titushky”
(mercenary support agents of various groups), or members of so-called “self-
defence” groups, or both. The “self-defence” groups describe themselves as
volunteers who, faced with the alleged inability of the police to discharge
their duties, perform law-enforcement functions during assemblies, often
including the use of violence. As of late February, in cities such as Donetsk,
Kharkiv and Luhansk, this phenomenon reportedly became both more
widespread and more systematic in its use, in particular by anti-Maidan
groups. Organized groups started arriving in buses or private vehicles, some
of which had either no license plates or Russian Federation license plates.
There were allegations that anti-Maidan demonstrations included individuals
who were paid for their participation. According to credible sources, many of
these individuals came from neighbouring small cities or from across the
border with the Russian Federation. They benefited from logistical
arrangements and funding that enabled them to travel and to disrupt pro-
Maidan assemblies.
7
PDF to HTML - Convert PDF files to HTML files
6.
Most regions visited by the HRAM were characterized by a volatile and
polarized environment. This environment has brought to the forefront
entrenched structural deficiencies existing before the recent events. In the
reporting period, the HRAM received credible allegations of enforced
disappearances. In Crimea, the targeted individuals primarily included pro-
Maidan activists, journalists and members of the Armed Forces of Ukraine.
In a number of these cases, victims were reportedly subjected to torture and
other ill-treatment while in custody. Any steps taken by law enforcement and
prosecutorial bodies to investigate enforced disappearances and related acts
appear to have been ineffective. Throughout the HRAM deployment period,
and in all the regions covered by the HRAM, the police have shown bias
against pro-Maidan groups on the one hand, and a complacent, if not
permissive, attitude towards members of opposing groups, on the other.
7.
Journalists, in particular, have been targeted, with a view to preventing them
from reporting on assemblies and other events. In Crimea, as in other regions
visited by the HRAM, notably Kharkiv, Luhansk and Odessa, journalists
have reportedly been subjected to physical attacks, as well as other forms of
harassment, threats and intimidation, which have contributed to an
atmosphere detrimental to the freedom of the media. Alleged victims have
included both local and international journalists. The perpetrators were
usually described as unidentified men, in some cases wearing a uniform but
without insignia or any other identification. Attacks have often involved
damage to or the destruction of equipment used by journalists. In fear of
reprisals, not all victims have filed complaints. Serious incidents also
involved the storming of television stations. These include a station in
Luhansk by anti-Maidan groups, and one in Kyiv by members of the
Svoboda party, including deputies of the Verkhovna Rada. In both cases
employees were reportedly intimidated and threatened. These were not
isolated incidents. Reports point to the passivity of police officers in several
instances, and to their alleged inability to protect the victims and effectively
investigate these incidents. The resulting atmosphere of intimidation, where
alternative views could not be heard or aired in public, has had a chilling
effect on the work of journalists and has made the challenge of upholding the
8
PDF to HTML - Convert PDF files to HTML files
freedom of the media and a pluralistic media landscape in Ukraine even more
acute.
8.
Manifestations of intolerance have increased against the backdrop of
amplified polarization within Ukrainian society, serious infringements on the
freedom of the media and the intensification of biased information,
disinformation and propaganda. In this context, instances of hate speech
towards ethnic and religious groups have been widespread. In eastern and
southern Ukraine, in particular, there has been a trend of conflating political
orientation (pro- or anti-Maidan) with ethnicity. Ukrainian symbols have
been targeted on a number of occasions, as have vehicles carrying Ukrainian
flags and other national symbols. Pro-Maidan activists have often been
labelled “banderovtsy”, “Nazis” and “fascists”. Supporting the territorial
integrity and unity of Ukraine has been depicted as a sign of intolerance and
nationalism. Instances of hate speech towards ethnic and religious groups
have been widespread also in Crimea, where Crimean Tatars form a sizeable
community. While they had perceived the attitude towards them as tolerant,
there were reports during the HRAM deployment pointing to a growing anti-
Tatar sentiment. This translated occasionally into instances of intimidation,
such as putting up signs to mark households as belonging to Crimean Tatars,
the sending of threatening, anonymous text messages, and of verbal
harassment of Crimean Tatar schoolchildren. No increase in anti-Semitic
hate speech was identified within the reporting period. The same holds true
for the Roma community, who, rather, continue to face entrenched
discrimination. No increase in the manifestation of intolerance or escalation
of violence against the Russian-speaking population was observed in the
regions covered by the HRAM during its deployment.
9.
As of 1 April, around 3,000 people, mainly women and children, had fled
Crimea after its annexation by the Russian Federation, out of fear for their
own safety and future status. Eighty percent of these were Crimean Tatars.
The remainder were primarily the families of Ukrainian military and service
personnel. Reassignment of service members to bases on the territory
controlled by the Ukrainian government has also proved to be a difficult
9
PDF to HTML - Convert PDF files to HTML files
process, entailing personal risks for families. A number of local religious
leaders also left Crimea, including priests from the Ukrainian Orthodox
Church (Kyivan Patriarchate) and the Ukrainian Greek Catholic Church,
although some reportedly returned subsequently to Crimea.
10.
Freedom of movement has seen significant restrictions in Crimea, with
checkpoints set up and identity checks conducted also outside these. Reports
point to numerous checks by “self-defence” groups on a daily basis. The
identity of the groups involved in these acts remains unclear, however, with
the individuals involved reported as wearing a variety of uniforms and acting
as members of “self-defence” groups or the “Crimean Army”, as Cossacks,
or as members of other groups. Acting outside the law, these groups appear
to have enjoyed the acquiescence and, in some cases, the active complicity of
the authorities exercising
de facto
control, including their law-enforcement
bodies. Those they held as suspects were allegedly taken from their vehicles
and not permitted to travel further. The Ukrainian Border Guard Service has
reported that some individuals attempting to leave Crimea were not allowed
to cross into Ukrainian-controlled territory. As regards entry into Crimea, the
checkpoint at Armyansk was reportedly being operated by “self-defence”
forces and former Berkut troops. Journalists, in particular, were turned back
at checkpoints when trying to enter Crimea. The Ukrainian military units
stationed in Crimea have faced a particular restriction on their freedom of
movement, as they have found themselves under siege.
11.
The situation of legal uncertainty that arose from the change in the
authorities exercising
de facto
control over Crimea carries with it a number
of risks, including potential infringements of the rule of law and human
rights. Specific concerns exist with respect to citizenship and residency
status, employment and the right to work, and land and property rights, as
well as with respect to the situation of particularly vulnerable groups. There
is a reported lack of clarity on the future residency status of those choosing
not to take Russian citizenship and to retain their Ukrainian citizenship
instead. Many representatives of the Crimean Tatar community expressed
concerns that they could lose the land they have held in Crimea. In general,
10
PDF to HTML - Convert PDF files to HTML files
there is a fear that the change in the authorities exercising de facto control
over Crimea could have a regressive effect on the enjoyment of human rights
in these and other areas.
12.
ODIHR wishes to thank all who facilitated the preparation of this report. The
report would not have been possible without the co-operation of the
Government of Ukraine and a broad range of authorities at the local level.
The office of the OSCE Project Co-ordinator in Ukraine provided invaluable
insights, as well as logistical support and office space enabling smooth
operation of the HRAM. ODIHR is particularly grateful to the many
individuals who provided personal accounts of their experiences, as well as
to non-governmental organizations that shared their information with the
HRAM.
11
PDF to HTML - Convert PDF files to HTML files
1374689_0012.png
II.
RECOMMENDATIONS
For parties to the 17 April 2014 Geneva Accords on Ukraine:
To implement the commitments under the Accords in good faith;
To refrain from imparting public messages that can directly or indirectly
contribute to the escalation of tensions and conflict;
To call for all illegal armed groups to be disarmed; all illegally seized
building to be returned to legitimate owners; and all illegally occupied
streets, squares and public places in Ukrainian cities and towns to be vacated.
For the Ukrainian authorities:
General recommendations:
To ensure effective, prompt, thorough and impartial investigation into
allegations of actions by state and non-state actors resulting in human rights
violations and to ensure that those responsible are identified and prosecuted,
as well as to ensure access to effective remedies for the victims;
To conduct prompt, thorough, independent, effective and impartial
investigations into all allegations of torture or ill-treatment and to ensure that
those responsible are identified and prosecuted;
To co-operate with international human rights monitoring and judicial bodies
in matters related to allegations of human rights violations and criminal
responsibility;
To strengthen the independence of democratic institutions, with particular
emphasis on the judiciary, as well as enhance the capacity and integrity of
law enforcement;
To promote participatory, transparent and inclusive public decision-making,
with a special emphasis on the involvement of civil society groups and
National Human Rights Institutions;
To undertake an overall reform of the security sector and to ensure that, in this
context, law-enforcement officers receive adequate training with regard to
international human rights norms and standards, including the
UN Code of
12
PDF to HTML - Convert PDF files to HTML files
1374689_0013.png
Conduct for Law Enforcement Officials;
To promote an enabling environment for freedom of expression and of the
media, with special attention to ensuring independence, pluralism and
diversity in the media;
To promote a conducive environment that enables and empowers civil
society activists to pursue their activities freely and without undue
limitations, in particular ensuring that they are able to exercise their freedom
of expression without undue impediment;
To promote diversity and human rights in formal and non-formal educational
setting, and to develop and implement education campaigns promoting an
open, tolerant and inclusive society and raising awareness of human rights
and of the need to combat discrimination and intolerance.
Attacks on journalists and activists:
To ensure that the appropriate mechanisms and procedures are put in place to
protect journalists and activists from attacks, threats, harassment and
intimidation;
To ensure that journalists are provided full access to all forms of public
assembly, including the possibility to report on policing operations;
To ensure that any attacks, enforced disappearances, harassment, threats or
intimidation targeting journalists and activists are effectively, promptly,
thoroughly and impartially investigated with a view to bringing those
responsible to justice and preventing a further recurrence;
To ensure that all journalists and activists can obtain full reparations,
including compensation, for any attacks, threats, harassment and intimidation
they have encountered;
To ensure a policy of zero tolerance for any attacks, threats, harassment and
intimidation against journalists and activists, or the involvement therein, by
public officials.
13
PDF to HTML - Convert PDF files to HTML files
1374689_0014.png
Freedom of peaceful assembly:
To comply with the applicable international standards and constitutional
guarantees on freedom of peaceful assembly. ODIHR and the Venice
Commission’s
Guidelines on Freedom of Peaceful Assembly
provide a
framework to facilitate the implementation of the freedom of peaceful
assembly;
To develop and adopt a law governing the exercise of the right to freedom of
peaceful assembly ensuring clarity on issues such as time limits for advance
notification of assemblies, long-term notification and a human rights
approach to the policing of assemblies, including simultaneous assemblies
and any counter-demonstrations; the law should be developed through broad
consultations involving judges, law-enforcement personnel and civil society
actors; to request ODIHR to review the draft law for compliance with
applicable OSCE commitments and other international human rights
standards;
To ensure the uniform application of the law by the courts and to provide
training for judges and other stakeholders, including law-enforcement
personnel, on the conduct of risk assessments and on the criteria to be used
when testing the validity of arguments put forward in support of restrictions
upon the freedom of assembly;
To ensure that the police are adequately trained and equipped to facilitate
assemblies, including simultaneous assemblies and any related counter-
demonstrations;
To ensure that law-enforcement officials protect participants of peaceful
assemblies as well as journalists reporting on and independent observers
monitoring assemblies, from any state or non-state actors, including
agents
provocateurs
and counter-demonstrators, that attempt to disrupt or inhibit the
assembly in any way, enabling participants to take part without fearing
physical violence;
To ensure that adequate assistance and medical aid are rendered to any
person injured or otherwise in need of such assistance at the earliest possible
14
PDF to HTML - Convert PDF files to HTML files
1374689_0015.png
moment and that his/her family or another person of choice is notified as
soon as possible;
To ensure that policing of public assemblies is performed by the law
enforcement and that under no circumstances is this function to be assigned
or delegated to the civilian population or the military;
To ensure that law-enforcement officials maintain strict neutrality in the
course of policing assemblies, which includes refraining from political or
content-based bias at all times while in official capacity;
To conduct prompt, thorough, independent, effective and impartial
investigations into all allegations of criminal misconduct by state or non-state
actors perpetrated in the course of public assemblies.
Freedom of the media:
To ensure that coverage perceived as biased is countered through self-
regulation and the creation of a truly pluralistic environment where all media
outlets would be able to fully exercise their freedom of expression.
Manifestations of intolerance:
To train relevant state actors, in particular the police, on tolerance, non-
discrimination and hate crimes;
To take steps publicly to condemn hate speech and other manifestations of
intolerance;
To combat social exclusion of minority groups, with a special focus on the
Roma;
To make efforts to improve relations between law-enforcement agencies and
communities, with a view to improving trust and confidence in law
enforcement, to encourage victims to report hate crimes and witnesses to
contribute to solving and prosecuting hate crimes;
15
PDF to HTML - Convert PDF files to HTML files
1374689_0016.png
To develop and implement education campaigns promoting an open, tolerant
and inclusive society and raising awareness of human rights and of the need
to combat discrimination and intolerance.
Freedom of movement and IDPs:
To ensure the co-ordination of services rendered at the central and local
level, including by setting up a centralized IDP registration system and
ensuring that adequate funding is provided;
To facilitate the voluntary return of IDPs;
To identify, as appropriate, durable solutions for IDPs that may provide long-
term safety, security and freedom of movement, an adequate standard of
living, including, at a minimum, access to adequate housing, health care and
basic education, and access to employment, with due consideration of the
specific needs of men and women, and with particular attention to the most
vulnerable groups, such as children, the elderly, and people with special
needs;
To endorse a humanitarian and non-punitive approach to IDPs in particular
by refraining from taking measures that could have a negative impact on
their residency and citizenship status, as well as their enjoyment of human
rights, including social and economic rights;
To draw upon the UNHCR’s extensive experience in dealing with and
resolving issues relating to IDPs.
Human Rights Situation in Crimea
For the authorities exercising
de facto
control in Crimea:
General recommendations:
To promptly disband “self-defence” groups and any other groups
de facto
exercising the functions of law-enforcement agents;
To apply the principle that the change in the authorities exercising effective
control over Crimea should not have regressive effects on the enjoyment of
human rights by all individuals with particular attention to ensuring that, in
16
PDF to HTML - Convert PDF files to HTML files
1374689_0017.png
this process, the rights of indigenous peoples, and minorities, including
ethnic, linguistic and religious minorities, are fully respected.
Attacks against Journalists and Activists:
To ensure that journalists and activists are protected from attacks, threats,
harassment and intimidation so that they can carry out their activities freely
and without fear;
To ensure that any attacks, harassment, threats or intimidation targeting
journalists and activists are effectively, promptly, thoroughly and impartially
investigated with a view to bringing those responsible to justice.
Enforced Disappearances, Torture and Other Ill-treatment in Custody:
To ensure that all individuals are protected from abductions and enforced
disappearances by state or non-state actors;
To ensure that individuals are only deprived of their liberty by competent
agents of the state, acting strictly in accordance with the law, and are
afforded full human rights protection;
To ensure that individuals deprived of their liberty are allowed, promptly
after their arrest, to notify members of their family or other appropriate
people of their detention and the place where they are being kept in custody;
communication with the outside world, and in particular with their family
and lawyer, should not be denied;
To ensure that all individuals deprived of their liberty are treated humanely,
and are not subjected to torture or any other cruel, inhuman or degrading
treatment or punishment;
To ensure that law-enforcement agents act promptly and exercise due
diligence in preventing and impeding any abductions by state or non-state
actors;
To ensure that any allegations of abductions or enforced disappearances,
including allegations of complicity by agents of the state in abductions by
non-state actors, and any allegations of causing death, torture and other ill-
treatment in custody, are effectively, promptly, thoroughly and impartially
17
PDF to HTML - Convert PDF files to HTML files
1374689_0018.png
investigated with a view to clarifying the fate and whereabouts of the
disappeared and bringing those responsible to justice;
To ensure that all victims of enforced disappearances obtain full reparations,
including compensation.
Freedom of Peaceful Assembly:
To ensure that law-enforcement agents effectively protect participants of
public assemblies, including journalists and activists, from attacks,
harassment or intimidation by state or non-state actors.
Manifestations of Intolerance:
To promote diversity and human rights in formal and non-formal educational
settings, and to develop and implement education campaigns promoting an
open, more tolerant and inclusive society and raising awareness of human
rights and of the need to combat discrimination and intolerance;
To make efforts to improve relations between law-enforcement agencies and
minority communities, with a view to improving trust and confidence in law
enforcement, to encourage victims to report hate crimes and witnesses to
contribute to solving and prosecuting hate crimes;
To train relevant actors, in particular the police, on tolerance, non-
discrimination and hate crimes;
To promote media self-regulation and self-regulatory enforcement of ethical
norms, with a particular emphasis on tolerance and impartiality in reporting.
Rights of Military Personnel and their Families:
To ensure effective, prompt, thorough and impartial investigation of
allegations of harassment and violence towards Ukrainian military personnel
and/or their family members.
18
PDF to HTML - Convert PDF files to HTML files
1374689_0019.png
Other issues:
To secure appropriate education and training, including requalification
training courses, for those who may need them to be able to continue to be
employed in the public administration, should additional requirements be
introduced;
To ensure that all individuals permanently resident in Crimea, including both
Russian and Ukrainian citizens, retain all their rights, including permanent
residency status, employment rights, property and land rights, without
discrimination. Those employed in the public sector should continue to
perform their duties whenever possible or should be offered alternative
positions commensurate with their skills and experience, without loss of
salary.
For the Ukrainian authorities:
Rights of Military Personnel and their Families:
To ensure that Ukrainian service members who did not change allegiance and
do not wish to continue military service can be honourably discharged,
without negatively affecting their rights and entitlements.
19
PDF to HTML - Convert PDF files to HTML files
III. BACKGROUND TO THE REPORT
Methodology
1.
The fact-finding for the ODIHR HRAM took place from 6 March to 1 April
2014. A total of 19 experts from ODIHR participated in various stages of the
HRAM, working in teams of two to collect information. Most of the
information in this report is based on individual accounts gathered from
interviews and direct observation by HRAM experts. The report also includes
information collected in meetings with government officials at all levels,
elected representatives, the national human rights institution, community
representatives, national and international non-governmental organizations
(NGOs) and international organizations.
2.
Special attention was devoted to assessing the disparities in the impact of the
events on groups at risk, such as displaced persons, indigenous peoples and
minority communities.
3.
The HRAM focused on the following rights and freedoms during its
assessment:
a. Freedom from arbitrary arrest and detention;
b. Prohibition of torture and other cruel, inhuman or degrading treatment
or punishment;
c. Freedom of peaceful assembly;
d. Freedom of expression, freedom of the media;
e. Attacks against journalists and activists;
f. Freedom of movement and internally displaced persons (IDPs);
g. Manifestations of intolerance.
4.
The ODIHR advance team deployed on 6 March to Kyiv and subsequently to
Donetsk and Luhansk. The full deployment of HRAM monitors unfolded as
follows:
a. 18-25 March in Crimea: Bakhchisaray, Feodosia, Kerch, Sevastopol,
Simferopol, and Yalta (three teams);
20
PDF to HTML - Convert PDF files to HTML files
b. 18-25 March in Donetsk, Kharkiv, and Luhansk (four teams);
c. 25 March-1 April in the vicinity of Chervonohrad and Lyubovichi, as
well as in Kherson, Kyiv, Lviv, Mykolayiv, and Odessa (three teams).
Two HRAM teams visited locations near Ukraine’s border with the
Transdniestria region of Moldova and at the Armyansk checkpoint on
the newly established demarcation line with Crimea.
5.
The teams conducted a total of 187 interviews with individuals in the above
locations. Besides individual interviews, teams also conducted group
interviews. The HRAM guaranteed full confidentiality for the identity of the
interviewees, with the exception of public officials interviewed in their
official capacity. A code was attributed to each interview report to protect the
confidentiality of those interviewed. References to HRAM interview reports
are provided in the footnotes to this report (e.g., 14-03-27-T8-LV-01-01).
First-hand accounts, whether by interviewees or the HRAM experts
themselves, were, when possible, cross-checked with information from other
individuals and other sources. The fact finding on the ground was
complemented by desk research and analysis of secondary sources such as
video recordings, photographic images, and text documents, including media
reports and other materials available online.
Focus of the Human Rights Assessment
6.
The focus of this report is on the human rights situation in Ukraine within the
timeframe of the HRAM’s work. The information it contains relates
primarily to events and incidents in the locations where the HRAM teams
were deployed.
7.
This report is not intended to provide a comprehensive compilation of human
rights issues in Ukraine or to identify perpetrators for individual acts that
may invoke criminal responsibility. Nonetheless, the report does provide a
compendium of information from personal accounts and other information
that point to a number of serious human rights violations that occurred for the
duration of the HRAM. References to alleged human rights violations that
21
PDF to HTML - Convert PDF files to HTML files
occurred before 6 March may, however, be found in several parts of the
report as background information.
Human Rights Standards
8.
The primary human rights and minority standards employed for the HRAM
and in the preparation of this report are the human dimension commitments
of the OSCE, all of which Ukraine has committed to as an OSCE
participating State. Ukraine is also bound by its international obligations
under such human rights treaties as the International Covenant on Civil and
Political Rights (ICCPR), the International Covenant on Economic, Social
and Cultural Rights (ICESC), and the European Convention for the
Protection of Human Rights and Fundamental Freedoms (ECHR).
9.
Ensuring the protection of human rights is the responsibility of governments.
However, they bear responsibility for the protection of human rights only in
areas where they exercise effective control. The recommendations included
in this report are mostly addressed to the government of Ukraine. Other
recommendations are addressed to the authorities exercising
de facto
control
in Crimea.
10.
A brief reminder of the relevant international standards is inserted in each
section of Chapter IV.
Structure of the Report
11.
The report is structured thematically, with a separate section on the human
rights situation is Crimea in recognition of the fact that this particular region
presents specific risks and challenges given the developments that led up to
its annexation by the Russian Federation.
12.
The report includes a list of recommendations for the Ukrainian authorities
and others.
Background to the events leading to the invitation of the HRAM
13.
Mass protests started in November 2013 in Kyiv and other cities in Ukraine
as a reaction to the decision of the then Ukrainian leadership, on 21
22
PDF to HTML - Convert PDF files to HTML files
1374689_0023.png
November 2013, not to sign an Association Agreement with the European
Union. The protests were initially peaceful in nature.
14.
With assemblies gathering pace already on 24
th
November 2013, the turning
point for the situation in the country was 30 November as the authorities
attempted to forcefully disperse the protesters from the Independence Square
in Kyiv, deploying Berkut riot police forces. Clashes between participants in
the assembly and police then continued sporadically such as on 11 December
with a repeated attempt by authorities to clear the Independence Square.
Tensions further escalated on 16 January 2014 following the adoption by the
Parliament of a package of laws placing severe restrictions on freedoms of
assembly, expression and association, among others.
1
These events were
accompanied by reports of attacks on activists and journalists, cases of
enforced disappearance and ill treatment of the participants of assemblies.
The situation worsened on January 22, 2014 when
the unrest turned deadly
for the first time as two people died from gunshot wounds after clashes with
police and one Maidan
2
activist was found dead with signs of torture near
Kyiv. The events had a spill-over effect into other regions of Ukraine, where
protests became more numerous and clashes with police became more
severe.
15.
Violence peaked from 18-21 February 2014 resulting in a high number of
casualties due to the excessive use of police force and the engagement of
snipers, whose identity was unclear at the time. More than 100 protesters and
emergency medical personnel were killed and 17 police officers. A number
of individuals remain unaccounted for.
16.
On 20 February, President Yanukovych met with the Foreign Ministers of
France, Germany and Poland. On 21 February, the Agreement on the
Settlement of Crisis in Ukraine was signed by President Yanukovych and the
representatives of the parliamentary opposition, and witnessed by the foreign
1
For details, see “Opinion on Amendments to Certain Laws of Ukraine passed on 16 January 2014”,
OSCE/ODIHR, Warsaw, 10 February 2014, <http://www.osce.org/odihr/111370?download=true.>.
2
Originally termed Euromaidan activists because of their support for Ukraine’s association agreement
with the European Union and because the protests began on the Independent Square (Maidan
Nezalezhnosti) in Kyiv, as their demands broadened to include combating corruption and end of
violence associated with the previous regime, they came to be referred as pro-Maidan activists. By
contrast, anti-Maidan activists came to denote the supporters of the previous regime. At the same time,
the pro- and anti-Maidan groups came to be recognized as pro-Ukrainian and pro-Russian, respectively.
23
PDF to HTML - Convert PDF files to HTML files
1374689_0024.png
ministers of Poland, Germany, and France, as well as the special envoy of the
Russian Federation. The agreement provided for the restoration of the 2004
Constitution, the creation of a government of national unity, the calling of
presidential elections in the course of the year, the investigation into recent
acts of violence and the refraining from the use of violence.
17.
Yet on the same day, 21 February 2014, President Yanukovych fled Kyiv.
On 22 February, the Parliament elected Oleksandr Turchynov as the new
Speaker of the Parliament. On 23 February the Parliament voted to appoint
Oleksandr Turchynov as acting President until presidential elections are held
on 25 May. On 27 February, uniformed armed men without insignia seized
key government buildings in Crimea. Around the same time also the so-
called “little green men” started guarding military bases and other important
facilities throughout the peninsula. These disciplined military units without
insignia were later acknowledged by the Russian President Putin to be
Russian Army personnel.
3
18.
The events that took place from November 2013 to February 2014 in
Ukraine, principally in connection to protests on the Independence Square in
Kyiv, give rise to serious concerns about human rights violations. In essence,
they principally concern the right to life, the prohibition of torture and ill-
treatment, freedom of peaceful assembly and freedom of expression. These
violations have already been well documented by several sources.
4
What has
yet to take place is a credible investigation into the events that will identify
individual criminal responsibility for the deaths and ill-treatment that have
taken place. While the effects of the Maidan events have reverberated
3
4
Direct Line with Vladimir Putin, 17 April 2014,
http://eng.kremlin.ru/news/7034.
Ukrainian Parliament Commissioner for Human Rights, Special Report, “Infringement of human
rights and freedoms in Ukraine. The events of November 2013-Fbruary 2014” Kyiv, 2014,
<http://www.ombudsman.gov.ua/en/images/stories/special%20report%20of%20ukrainian%20ombudsp
erson_nov_2013_feb_2014.pdf>;
Office of the United Nations High Commissioner for Human Rights,
“Report on the human rights situation in Ukraine”, Geneva, 15 April 2014,
<http://reliefweb.int/report/ukraine/report-human-rights-situation-ukraine-15-april-2014>; “Recent
developments in Ukraine: threats to the functioning of democratic institutions”, Council of Europe
Parliamentary Assembly, Committee on the Honouring of Obligations and Commitments by Member
States of the Council of Europe (Monitoring Committee), 08 April 2014,
<http://assembly.coe.int/nw/xml/XRef/X2H-Xref-ViewPDF.asp?FileID=20712&lang=en >;
“Report by Nils Muiznieks, Commissioner for Human Rights of the Council of Europe, following his
visit to Ukraine from 4 to 10 February 2014”, Council of Europe, CommDH(2014)7, Strasbourg, 4
March 2014,
<https://wcd.coe.int/com.instranet.InstraServlet?command=com.instranet.CmdBlobGet&InstranetImag
e=2489569&SecMode=1&DocId=2124234&Usage=2>.
24
PDF to HTML - Convert PDF files to HTML files
1374689_0025.png
strongly in the developments in Ukraine, as such they remain beyond the
scope of this report.
IV. HUMAN RIGHTS ASSESSMENT
Attacks against Journalists and Activists
19.
OSCE participating States are committed to abiding by the rule of law
5
and
to taking necessary measures to ensure that law-enforcement personnel act in
the public interest.
6
The ICCPR
7
and the ECHR
8
each protect the right of
everyone to physical integrity, which encompasses the right to be free from
torture and other ill-treatment. Freedom of expression and, in particular, the
right of the media to collect, report and disseminate information are
guaranteed in OSCE commitments
9
and in other international human rights
standards.
10
OSCE participating States condemn all attacks on, and
harassment of, journalists and are committed to endeavouring to hold those
directly responsible for such attacks and harassment accountable.
11
20.
HRAM experts received credible information from various interviewees
about attacks on, threats against, and intimidation of journalists and pro-
Maidan activists perpetrated in the context of assemblies across the country.
These included verbal and physical assaults by anti-Maidan protesters and
violent groups. In addition, it was also reported that some individuals have
experienced intimidation and pressure, including at their workplaces, to
prevent them from attending pro-Maidan meetings in their cities, and that
activists have encountered threats and harassment for their involvement in
pro-Maidan activities. Police reportedly often failed to provide appropriate
protection against such abuses or to effectively investigate them.
5
“Document of the Copenhagen Meeting of the Conference on the Human Dimension of the CSCE”,
Copenhagen, 29 June 1990, <http://www.osce.org/odihr/elections/14304> (Copenhagen Document).
6
“Document of the Moscow Meeting of the Conference on the Human Dimension of the CSCE”,
Moscow, 4 October 1991, <http://www.osce.org/odihr/elections/14310> (Moscow Document).
7
International Covenant of Civil and Political Rights (ICCPR), Article 7.
8
European Convention on Human Rights (ECHR), Article 3.
9
For example, Moscow Document,
op. cit.,
note [2].
10
Article 19, ICCPR; Article 10, ECHR.
11
“Towards a Genuine Partnership in a New Era”, Budapest, 6 December 1994,
<http://www.osce.org/mc/39554> (Budapest Document).
25
PDF to HTML - Convert PDF files to HTML files
1374689_0026.png
Findings
21.
HRAM received allegations of threats, harassment and intimidation of
journalists reporting from pro-Maidan assemblies, which resulted in some
being increasingly afraid to go to rallies due to the risk of being assaulted.
12
Moreover, journalists from certain media outlets allegedly chose not to report
from anti-Maidan assemblies out of fear for their safety.
13
22.
Data compiled by the Independent Media Trade Union of Ukraine included
about 300 cases of human rights violations against journalists in connection
with the exercise of their profession, including attacks on individual
journalists and journalists’ offices, between the beginning of the Maidan
events in November 2013 and the end of March 2014 (including in
Crimea).
14
Interviewees alleged that many journalists and other media
workers who were victims of attacks did not report the incidents to the police
because of their low level of trust in the law-enforcement system and because
they did not expect any redress or compensation for damages incurred. Of the
few cases reported to the police, most were not investigated because, as the
police allegedly explained to the complainants, there were no suspects due to
the fact that the victims could not identify the perpetrators.
23.
As reported by the Prosecutor-General’s Office to the HRAM, up to 70 cases
were investigated, including under Article 171 of the Criminal Code
(intentional obstruction of the lawful professional activities of journalists,
punishable by a fine or imprisonment). According to information provided to
the HRAM, about 40 cases remained open as of the end of March.
15
24.
HRAM experts received reports of incidents during which attackers
specifically targeted journalists and damaged their equipment. For example,
HRAM individual interview 14-03-28-T7-MY-04-01.
HRAM individual interview 14-03-24-T5-DO-03-01.
14
HRAM individual interview 14-03-26-T2-KY-03-03.According to the interviewee, two other
institutions – the Institute of Mass Information and Telekritika – regularly monitor attacks and threats
against journalists. Between 23 November 2013 and 24 February 2014, the Institute of Mass
Information recorded 206 cases in Kyiv and other cities in which media workers were injured or had
their equipment damaged. See “Evromaidan: spysok postrazhdalikh zhurnalistiv – 206 vypadkiv”
(“Euromaidan: list of the injured journalists”), Institute of Mass Information website, Kyiv, 07 March
2014, <http://imi.org.ua/analytics/42295-spisok-postrajdalih-jurnalistiv-30-vipadkiv-
onovlyuetsya.html>.Telekritika
recorded around 170 cases over the same period. See “Maizhe za try
misyatsi v Ukraini postrazhdaly 170 zhurnalistiv, dvoe z nikh zagynuly (“170 journalists were injured
and two of them died during almost three months of protests in Ukraine”),
Telekritika News
website, 25
February 2014, <http://www.telekritika.ua/profesija/2014-02-25/90766>.
15
HRAM individual interview 14-03-26-T2-KY-03-03.
13
12
26
PDF to HTML - Convert PDF files to HTML files
1374689_0027.png
anti-Maidan demonstrators were reported as damaging the equipment of
journalist in Donetsk.
16
Moreover, according to information provided to
HRAM experts, four journalists were injured during violent attacks on a pro-
Maidan demonstration in Luhansk on 9 March 2014.
17
Allegedly, there were
only two journalists present who were not attacked at that demonstration:
those from the two Oblast-owned media, LOT Television and Radio and the
newspaper
XXI vek.
18
25.
The HRAM also obtained information on attacks by anti-Maidan protesters
against a TV crew at a rally held on 23 March in Kharkiv. Reportedly, the
crew was asked by the anti-Maidan protesters to show their ID cards and to
identify which outlet they reported for, and were subsequently assaulted. In
this case, the police intervened and protected the journalists from further
attacks.
19
26.
Following the violence at demonstrations in Luhansk on 9 March 2014, it
was reported that the private TV station IRTA TV was stormed on the next
day by anti-Maidan groups. Apparently the attack was linked to IRTA
journalists having recorded and later broadcast footage of participants in the
pro-Maidan assembly being attacked by anti-Maidan protesters.
20
According
to the Head of the Luhansk Regional Police Department, around 20 people
entered the IRTA building,
21
while another 30 individuals remained outside.
IRTA staff present were reportedly threatened and verbally abused.
Moreover, personal items belonging to IRTA staff and money were
reportedly stolen during the incident. Attackers reportedly demanded that an
apology be broadcast for the station’s perceived pro-Maidan policy. The
attackers stayed in the building for about 2.5 hours and threatened to return.
22
27.
According to information provided to HRAM experts, the police arrived at
the scene but did not intervene at the moment of the attack.
23
It was also
alleged that the subsequent investigation into the incident did not start until a
16
17
HRAM individual interview 14-03-24-T5-DO-03-01
HRAM individual interview 14-03-23-T6-LU-02-01.
18
Ibid.
19
HRAM report 14-03-23-T7-KH-field visit.
20
HRAM individual interview 14-03-20-T6-LU-01-02.
21
HRAM meeting with General Vladimir Stanislavovich Guslavskiy, Head of the Luhansk Oblast
Police (GUMVD) HRAM interview 14-03-24-T6-LU-03-01.
22
HRAM individual interviews 14-03-20-T6-LU-01-02 and 14-03-19-T6-LU-01-04.
23
HRAM individual interviews 14-03-20-T6-LU-01-02 and 14-03-19-T6-LU-02-04.
27
PDF to HTML - Convert PDF files to HTML files
1374689_0028.png
later stage and was focused on minor hooliganism.
24
Subsequently, the police
identified some of the alleged perpetrators; reportedly, three individuals were
detained while investigations were being carried out.
25
On 14 March 2014,
the Ukrainian Ministry of Internal Affairs confirmed that two leaders of the
group alleged to be responsible for the attack were charged under Article 294
(Riots) of the Criminal Code and remained under house arrest on the basis of
a court decision.
26
28.
In other reported cases, for instance, in Kyiv on 19 March 2014, a group of
members of the political party Svoboda, including some members of the
Verkhovna Rada, stormed the office of the acting President of the National
Television Company of Ukraine (NTU) because of the airing of what they
perceived as anti-Ukrainian content and forced him to sign a resignation
letter. On 17 March, a group of individuals stormed the office of the state
television network in the Chernigov region and forced its director to resign.
27
29.
The HRAM received numerous allegations of attacks, threats and
intimidation targeting pro-Maidan activists. Methods that were reportedly
used by anti-Maidan groups and local authorities to intimidate pro-Maidan
activists in some parts of Ukraine included arson attacks on cars,
28
display of
abusive and threatening posters and leaflets close to the homes of activists,
stigmatizing media campaigns,
29
questioning by the police of activists’
neighbours,
30
as well as police investigations against victims of abuses for
filing complaints rather than investigations to identify the perpetrators.
31
HRAM individual interview 14-03-20-T6-LU-01-02.
HRAM meeting with General Vladimir Stanislavovich Guslavskiy, Head of the Luhansk Regional
Police Department (GUMVD) HRAM interview 14-03-24-T6-LU-03-01); HRAM meeting with Irina
Kostyantynivna Verigina, Deputy Head of the Luhansk Regional Administration HRAM interviews 14-
03-21-T6-LU-04-01 and 14-03-24-T6-LU-04-01.
26
See statement by Minister of Internal Affairs, “Po faktu zahvata Luhanskoi telecompanii
podozrevaemyi vziaty pod domashnii arest” (“Suspects of capture of Luhansk TV station are placed
under house arrest”), 14 March 2014,
<http://mvs.gov.ua/mvs/control/main/ru/publish/article/1000161>.
27
See the press release by the OSCE Representative on Freedom of the Media, “OSCE media freedom
representative outraged by attacks against managers of Ukrainian National TV”, 19 March 2014,
<http://www.osce.org/fom/116599>.
28
For example, HRAM individual interviews 14-03-23-T6-LU-02-01 and 14-03-27-T6-OD-01-05.
29
HRAM individual interview 14-03-23-T6-LU-02-01.
30
HRAM individual interview 14-03-23-T6-LU-01-01.
31
HRAM individual interview 14-03-23-T6-LU-02-01.
25
24
28
PDF to HTML - Convert PDF files to HTML files
1374689_0029.png
Some activists described the threats and harassment they faced as
“psychological warfare”.
32
30.
According to a number of interviewees, some of these practices have stopped
since the change of power at the end of February, but others have continued
or even intensified. For example, an interviewee in Donetsk observed that it
had generally become dangerous to carry Ukrainian national symbols for fear
of attacks.
33
Interviewees from Odessa reported that pro-Maidan activists
have continued to experience threats through social media on a daily basis,
which have increased since the beginning of March.
34
Lists with names and
addresses of pro-Maidan activists have reportedly been published online,
which has endangered their safety.
35
31.
Similarly, activists in Luhansk have reported receiving threats on social
networks. In addition to a list of addresses and telephone numbers of activists
appearing on social media, films and pictures of an abusive nature were
allegedly posted online by members of anti-Maidan groups. Furthermore,
they reported that leaflets and stickers with derogatory content have appeared
near the homes of activists, depicting them as criminals and drugs users, and
alleging their actual or perceived sexual orientation. In addition, they
reported an incident in late March, in which unknown individuals sprayed
abusive graffiti on walls next to the office of their organization.
36
Reportedly,
several activists found posters affixed to the doors of their homes that called
them “terrorists”, “agents of the US State Department”, and revealed
sensitive private information. According to the interviewees, reports to the
police about these incidents did not result in any investigations.
37
Assessment
32.
The incidents described above point to a pattern of systematic intimidation of
journalists and pro-Maidan activists, often with the complicity or
acquiescence of local authorities, in particular law enforcement bodies. This
HRAM individual interviews 14-03-22-T4-DO-02-04 and 14-03-24-T6-LU-05-02.
HRAM individual interview 14-03-24-T5-DO-03-01.
34
HRAM individual interview 14-03-27-T6-OD-01-05.
35
HRAM individual interview 14-03-14-AT-DO-03-01.
36
HRAM individual interview 14-03-24-T6-LU-05-02 and Annex to HRAM individual interview 14-
03-24-T6-LU-05-02. Copies of the leaflets and pictures of the graffiti are on file with ODIHR.
37
HRAM individual interviews 14-03-21-T5-DO-01-01 and 14-03-24-T5-DO-03-01.
33
32
29
PDF to HTML - Convert PDF files to HTML files
1374689_0030.png
gives rise to concerns about the failure of the competent authorities to
safeguard freedom of expression and freedom of the media, including by
exercising due diligence in protecting journalists carrying out their work.
33.
Moreover, concerns about freedom of expression arise from the failure of the
competent authorities
to protect activists from physical violence,
stigmatization, invasion of privacy and related abuses. In this respect, it is of
particular concern that local police authorities appeared to have been directly
participating in the intimidation of pro-Maidan activists. Furthermore, it is
worrying that in some cases, law enforcement and prosecutorial bodies
reportedly failed to adequately investigate these incidents with a view to
bringing to justice the perpetrators.
Freedom of Peaceful Assembly
34.
Article 11 of the ECHR, Article 21 of the ICCPR and para. 9.2 of the
Copenhagen Document protect the freedom of peaceful assembly. According
to Article 11(2) of the ECHR, any restrictions to this right should be
prescribed by law and be necessary in a democratic society in the interests of
national security or public safety, for the prevention of disorder or crime, for
the protection of the rights and freedoms of others.
35.
According to the OSCE/ODIHR and the Council of Europe's Commission for
Democracy through Law (Venice Commission) Guidelines on Freedom of
Peaceful Assembly,
38
the policing of assemblies must be guided by the
human rights principles of legality, necessity, proportionality and non-
discrimination and must adhere to applicable human rights standards. The
state has a positive duty to take reasonable and appropriate measures to
enable peaceful assemblies to take place without participants fearing physical
violence. Law-enforcement officials must also protect the participants of a
peaceful assembly from any person or group (including agents provocateurs
and counter-demonstrators) that attempts to disrupt or inhibit the assembly in
any way.
Guidelines on Freedom of Peaceful Assembly
(Warsaw: OSCE/ODIHR and the Council of Europe's
Commission for Democracy through Law, 2010), para. 5.3.
38
30
PDF to HTML - Convert PDF files to HTML files
1374689_0031.png
36.
At the time of the HRAM, pro-Maidan
assemblies gathering hundreds of
people took place almost every day in all regions of Ukraine, including in the
south and the east. These gatherings were marked by sporadic violent
incidents, including intimidation, verbal threats and physical attacks of
participants. In particular, pro-Maidan assembly participants faced attacks by
anti-Maidan opponents, which were reportedly met by inadequate police
response. Pro-Maidan groups were often outnumbered by anti-Maidan
demonstrators in the eastern and southern parts of the country also because
the latter were reportedly bussed in and remunerated for their participation in
the protests. Challenges in facilitating peaceful assemblies were reportedly
exacerbated by the lack of a clear legal framework regulating this matter.
Findings
37.
Assemblies in Ukraine are regulated by Article 39 of the Ukrainian
Constitution, in the absence of a specific law on assemblies. According to
the acting Chair of the Donetsk Administrative Court of Appeals, in the
absence of a law, it is difficult for the courts to make the “right decisions”.
39
This seems to point to the lack of criteria for judges to determine whether a
particular assembly is imposing unreasonable burdens such as risks of public
disorder, incitement to lawless action or infringements on the rights and
freedoms of others.
38.
The only requirement is that the organizers of assemblies inform the
executive or local self-government authorities in advance, that is, within a
reasonable time prior to the date of the planned event, but what is considered
a “reasonable time” is not defined anywhere.
40
Representatives of local
authorities met by the HRAM were concerned that too short a notice might
make it impossible for law-enforcement authorities to make all the necessary
arrangements to facilitate freedom of assembly and protect public order,
HRAM interview 14-03-21-T5-DO-04-02.
Decision of the Constitutional Court of Ukraine of April 19, 2001, No. 4-rp/2001 which provided
official interpretation of Article 39, para. 1 of the Constitution of Republic of Ukraine,
<http://zakon4.rada.gov.ua/laws/show/v004p710-01>.
40
39
31
PDF to HTML - Convert PDF files to HTML files
1374689_0032.png
public safety, and the rights and freedoms of others.
41
Such concerns were
raised also in relation to some of the incidents of clashes between opposing
groups and attacks on peaceful assemblies described below.
39.
Interviewees from both pro-Maidan and anti-Maidan groups agreed that
violence often occurred as a result of holding simultaneous assemblies. The
holding of simultaneous assemblies is not regulated in the existing legal
framework.
40.
The overwhelming majority of testimonies collected by HRAM monitors
pointed to police inaction and passivity at the assemblies in Donetsk,
Luhansk and Kharkiv where violence erupted. Both anti-Maidan and pro-
Maidan groups complained that the police were unable to perform their
duties and in particular to ensure the safety of participants in assemblies.
42
According to several interviewees, the inability of the police to perform their
duties was also the reason that pro-Maidan activists and other related groups
initially set up so-called “self-defence” groups to protect participants at their
assemblies, particularly the most vulnerable of them (such as children and
elderly).
43
41.
Violence was reported to have occurred on 9 March 2014 in Luhansk,
44
when anti-Maidan counter-demonstrators allegedly disrupted a peaceful
assembly and attacked pro-Maidan participants. One of the interviewees
observed that the anti-Maidan activists were brought to Luhansk from other
regions in buses and that they significantly outnumbered the pro-Maidan
activists.
45
As a result of the attack, some of the participants sustained minor
The UN Human Rights Committee has held that a requirement to give notice, while a
de facto
restriction on freedom of assembly, is compatible with the permitted limitation laid down in Article 21
of the ICCPR. See UN Human Rights Committee,
Kivenmaa v. Finland
(1994). Similarly, the
European Commission on Human Rights, in
Rassemblement Jurassien
(1979), stated that: “Such a
procedure is in keeping with the requirements of Article 11(1), if only in order that the authorities may
be in a position to ensure the peaceful nature of the meeting, and accordingly does not as such
constitute interference with the exercise of the right.”
42
HRAM individual interviews 14-03-20-T4-DO-03-01, 14-03-20-T5-DO-03-01, 14-03-21-T6-LU-01-
01, 14-03-21/23-T5-DO-01-01, 14-03-22-DO-T5-01-01, 14-03-23-T4-DO-01-01, 14-03-23-T6-LU-
01-01, 14-03-23-T7-KH-02-02.
43
HRAM individual interviews 14-03-20-T4-DO-03-01, 14-03-21/23-T5-DO-01-01, 14-03-23-T4-DO-
01-01.
44
For exemple, HRAM individual interviews 14-03-17-AT-LU-01-01, 14-03-19-T6-LU-01-04, 14-03-
19-T6-LU-02-04, 14-03-20-T6-LU-02-04, 14-03-21-T6-LU-02-01, 14-03-21-T6-LU-03-01, 14-03-21-
T6-LU-04-01, 14-03-23-T6-LU-01-01, 14-03-23-T6-LU-02-01, 14-03-23-T6-LU-04-05, 14-03-24-T6-
LU-03-01.
45
HRAM individual interview 14-03-23-T6-LU-01-01.
41
32
PDF to HTML - Convert PDF files to HTML files
1374689_0033.png
injuries.
46
The interviewees asserted that the police failed to provide
adequate protection.
47
Children in attendance needed to be protected from the
attack and were placed behind the Shevchenko monument.
48
The Chief of the
Luhansk Police Department, confirmed that an investigation had been
opened into the incident.
49
It was further reported that, following the attack,
anti-Maidan protesters stormed the Local Administration building, while the
police stood by.
50
The attackers allegedly threatened the Head of the
Regional Administration, forcing him to resign,
51
and placed a Russian flag
atop the building.
52
42.
Clashes in the context of assemblies were observed on several occasions in
Donetsk.
In particular, interlocutors indicated that there were sporadic
instances of violence on 4, 5 and 9 March.
53
However, the violence reached
its peak on 13 March 2014.
54
On that day, assemblies in Donetsk were
marred by violent incidents when anti-Maidan protesters broke through a
police cordon and
started physically assaulting
55
the participants of the
significantly
smaller
56
pro-Maidan assembly.
These incidents took place at
the end of the assembly, when no more than 50 police officers were
reportedly present.
57
43.
Interviewees described how a group of around 30 protesters were forced to
seek shelter in a police bus that was surrounded by attackers. The bus
windows were smashed, and irritant gas was dispersed inside, forcing the
group to exit the bus, where they were then subjected to beatings and verbal
HRAM individual interviews 14-03-17-AT-LU-01-01 and 14-03-23-T6-LU-02-01.
HRAM individual interview 14-03-23-T6-LU-01-01.
48
HRAM individual interview 14-03-23-T6-LU-02-01.
49
HRAM individual interview 14-03-24-T6-LU-03-01.
50
HRAM individual interview 14-03-23-T6-LU-01-01.
51
Ibid.
52
Ibid.
53
HRAM individual interviews 14-03-22-T4-DO-02-04 and 2014-03-23-T4-DO-01-01.
54
For example, HRAM individual interviews 14-03-14-AT-DO-02-07, 14-03-14-AT-DO-04-01, 14-
03-14-AT-DO-05-01, 14-03-15-AT-DO-02-01, 14-03-17-AT-DO-02-01, 14-03-19-T4-DO-01-01, 14-
03-19-T5-DO-03-01, 14-03-20-T4-DO-02-01, 14-03-20-T5-DO-01-01, 14-03-20-T5-DO-03-01, 14-03-
21-T4-DO-03-01, 14-03-22-T4-DO-02-04, 14-03-22-T5-DO-01-01, 14-03-23-T4-DO-01-01, 14-03-24-
T4-DO-01-01, 14-03-24-T4- DO-02-01, 14-03-24-T4-DO-03-02.
55
HRAM individual interview 14-03-20-T5-DO-03-01.
56
HRAM individual interviews 14-03-14-AT-DO-02-07, 14-03-17-AT- DO-02-01, 14-03-20-T5-DO-
01-01, 14-03-22-T5-DO-01-01.
57
Twenty people according to HRAM individual interview 2014-03-21-T4-DO-03-01; “far fewer than
initially”, according to HRAM individual interview 14-03-19-T5-DO-03-01; 10 to 20 according to
HRAM individual interview 14-03-20-T5-DO-03-01. Also, HRAM individual interview 14-03-22-T5-
DO-01-01.
47
46
33
PDF to HTML - Convert PDF files to HTML files
1374689_0034.png
abuse.
58
One individual described being hit in the face with a stone and
having his hand broken from multiple hits.
59
Another interviewee described
being hit in the back of the head and losing consciousness.
60
Another person
was reported to have sustained a brain injury.
61
Moreover, it was reported
that one person – a member of the Svoboda party – was stabbed to death
during the incident.
62
44.
Witness accounts of the event, as well as video footage examined by
ODIHR,
63
point to a deliberate failure by police forces to take adequate
measure to protect the pro-Maidan assembly.
64
For example,
some
interviewees witnessed metal sticks and other weaponry being handed out to
anti-Maidan protesters without any police intervention.
65
Others observed
that anti-Maidan groups, widely believed to come from neighbouring towns,
were transported in cars and buses without license plates.
66
Some stated that
the police could be observed treating the anti-Maidan protesters in a
favourable manner.
67
According to some witnesses, some police officers
were not properly equipped for discharging their duties in the context of
violent assemblies (no truncheons, handcuffs or shields).
68
45.
According to reports, approximately 29 people sustained injuries as a result of
the clashes.
69
The HRAM also gathered information suggesting that medical
assistance was not provided in a timely manner.
70
Some interviewees
HRAM individual interview 14-03-20-T5-DO-01-01.
HRAM individual interview 14-03-21-T4-DO-03-01.
60
HRAM individual interview 14-03-19-T5-DO-03-01.
61
HRAM individual interview 14-03-24-T4-DO-01-01.
62
HRAM individual interview 14-03-20-T4-DO-02-01.
63
“Російський МЗС �½абрехав про До�½ецьк, і погрожує взяти його під захист”
(“Russian MFA has
lied about Donetsk and is threatening to take it under its [Russian] protection”),
Ukrainskaya Pravda
News
website,<
http://www.pravda.com.ua/news/2014/03/14/7018762/>;
Radio Svoboda, “Sutychky v
Donetsku” (“Clashes in Donetsk”). Online video clip.
Radio Svoboda.
Web. Radio Svoboda, 13 March
2014, <http://www.radiosvoboda.org/media/video/25296762.html>.
64
HRAM individual interview 14-03-19-T5-DO-03-01, according to which this witness allegedly
overheard the head of the police saying: “Let them kill one another!” Also HRAM individual interview
14-03-20-T5-DO-01-01.
65
HRAM individual interviews 14-03-15-AT-DO-02-01 and 14-03-19-T5-DO-03-01.
66
HRAM individual interview 14-03-23-T4-DO-01-01.
67
HRAM individual interview 14-03-14-AT-DO-05-01.
68
HRAM individual interview 14-03-20-T5-DO-01-01.
69
HRAM individual interview 14-03-15-AT-DO-02-01.
70
HRAM individual interview 14-03-21-T4-DO-03-01.
59
58
34
PDF to HTML - Convert PDF files to HTML files
1374689_0035.png
ascertained that several of those injured did not seek medical assistance, as
they were afraid of further assaults and retaliation at hospitals.
71
46.
In the aftermath of the assembly, prosecutors opened an investigation into
police negligence.
72
Some interviewees explained that, following the events
on 13 March, residents of Donetsk made a decision to forego the
organization of any further peaceful pro-Maidan assemblies out of fear for
their safety.
73
47.
Another reported incident involved a standoff between Ukrainian far-right
activists and anti-Maidan demonstrators that allegedly took place on 14
March 2014 on Rymarska Street in Kharkiv.
74
It was alleged that initially a
minivan with members of the right-wing group Right Sector drove to the site
of an anti-Maidan assembly and a confrontation ensued. Subsequently, the
van drove off to Rymarska Street, where the office of the Prosvita
organization is located. The anti-Maidan activists allegedly followed the
vehicle and subsequently stormed the building. It is further alleged that, as a
result of the confrontations, two people were shot dead and at least five were
injured.
75
48.
Moreover, some pro-Maidan supporters asserted that the anti-Maidan
protesters captured around 50 people and took them to the square in the
centre of Kharkiv. Those captured were forced onto a stage, where they had
HRAM individual interview 14-03-16-AT-DO-01-01.
“Prokuraturoju donetskoi oblasti rozpochato rozsliduvannia dij pratsivnykiv militsii pid chas
masovykh zavorushen (Prosecution of Donetsk oblast started investigation of police action during mass
disorder), 14 March, 2014.
<http://www.don.gp.gov.ua/ua/news.html?_m=publications&_t=rec&id=135467&fp=60>.
73
For example, HRAM individual interview 14-03-20-T5-DO-01-01.
74
HRAM individual interviews 14-03-20-T7-KH-03-01, 14-03-21-T7-KH-04-01, 2014-03-22-T7- KH-
01-03; furthermore, the incident was reported in the media. See, for example,
“V Khar’kove strel’ba u ofisa “Prosvity”, 2 pogibshih, 5 ranenykh” (“Two people are dead and five are
wounded during the shooting near ‘Prosvita’ office in Kharkiv”(video is available),
Donbass News
website. 14 March 2014, <http://novosti.dn.ua/details/220240/>; “Prorossiskie aktivisty obstrelivaiut
ofis v kotorom zabarrikadirovalis chleny “Pravogo sectora” (“Pro-Russian activists are shooting at the
office which members of ‘Right sector’ have barricaded in”).
Ukrainska Pravda News
website, 15
March 2014, <http://www.pravda.com.ua/rus/news/2014/03/15/7018848/>; “Nochnaya perestrelka v
Khar’kove: Ubity dvoe, zaderzhany okolo 30” (“Night gun fight in Kharkiv: two people are dead, 30
more people are detained”),
Podrobnosti News
website15 March 2014,
<http://podrobnosti.ua/criminal/2014/03/15/964695.html>; Zakharenkova, Elena, “MVD Ukrainy:
Posle stolknovenii na Rymarskoi zaderzhanu 38 cheloveka” (”Ministry of Interior of Ukraine reports
38 people were detained after the clashed on Rymarska Street”), Media group Objective, 15 March
2014, <http://www.objectiv.tv/150314/94437.html>.
75
HRAM individual interview 14-03-21-T7-KH-04-01.
72
71
35
PDF to HTML - Convert PDF files to HTML files
1374689_0036.png
to kneel down and had their faces covered with green liquid.
76
They were
also verbally abused. It was also reported that the police were present during
the incident but did not react to the situation.
77
Certain interviewees
described their reluctance to seek medical attention in the aftermath of the
violence out of fear of further assaults at hospitals.
78
As a result of the
violence, more than 100 people were injured.
79
49.
There have been credible allegations that anti-Maidan groups and assemblies
had in their ranks individuals who instigated or escalated the violence that
erupted at some assemblies, particularly in Donetsk, Kharkiv and Luhansk.
There are corroborating testimonies that these individuals benefited from
logistical arrangements to travel to the centre of the cities where the
assemblies took place from neighbouring small cities in Ukraine or from
across the border with the Russian Federation.
80
These individuals came in
buses or private vehicles, some of which had either Russian plates or no
plates at all.
81
Some of them carried metal sticks.
82
Several sources pointed
to their Russian accent or pronunciation.
83
The information collected by the
HRAM suggests that funding was made available to bring these individuals
to the locations of the assemblies and to remunerate them. Two sources
alleged that there was a well-established salary scale for these activists, with
greater remuneration for a small group of people directly involved in
committing beatings.
84
Reportedly, the individuals involved in the violence
were not activists, and their intention was not to counter-demonstrate and
express any views but to disrupt the assemblies of their opponents and inhibit
the exercise of their right to demonstrate. Local residents with genuine anti-
“1 marta 2014 izvinenie boitsov “Pravogo sectora” (banderovtsev) pered khar’kovchanami” or
“Members of “Right sector” (banderovtsy) apologies to Kharkovites on 1 March, 2014”). Online video
clip.
YouTube.
YouTube, 1 March 2014. Web. 16 April 2014,
<https://www.youtube.com/watch?v=aa63IjsaWIk>.
77
HRAM individual interview 14-03-23-T7-KH-01-02.
78
HRAM individual interview 14-03-22-T7-KH-02-02.
79
HRAM individual interview 14-03-20-T7-KH-04-01.
80
For example, HRAM individual interviews 14-03-21-T6-LU-01-01 and 14-03-20-T6-LU-01-02.
81
HRAM individual interviews 14-03-19-T5-DO-03-01, 14-03-20-T5-DO-01-01, 14-03-22-T5-DO-01-
01, 14-03-23-T4-DO-01-01.
82
HRAM individual interview 14-03-22-T5-DO-01-01.
83
HRAM individual interview 14-03-19-T5-DO-01-02.
84
HRAM individual interviews 14-03-20-T4-DO-01-01 and 14-03-20-T5-DO-01-01.
76
36
PDF to HTML - Convert PDF files to HTML files
1374689_0037.png
Maidan views who joined the assemblies were often outnumbered by the
individuals who came from elsewhere.
85
50.
Some of these individuals are known as
titushky,
which can be broadly
defined as mercenary support agents of various groups, often posing as street
hooligans, and ready to use violence for money. They typically operate in
civilian clothes, without identifiable insignia and from behind the lines of
rallies. They are often known to the police, and have a criminal background.
Many are unemployed and make a living out of their activities as
titushky.
86
51.
Pro-Maidan groups have also been reported as having in their ranks
individuals who, while acting primarily as volunteers to ensure the safety of
participants in the assemblies (“self-defence”), have occasionally been
involved in violence at some assemblies.
87
52.
In the vast majority of cases, no proper or effective investigation was
allegedly conducted into the violent incidents that marred some assemblies.
While interviewees were generally able to register complaints, there were
corroborating testimonies highlighting the incapacity or unwillingness of the
police to open investigations.
88
Assembly participants who were victims or
witnesses of human rights violations in the course of an assembly expressed
a great deal of scepticism, if not distrust, as to the ability and willingness of
the police to conduct effective investigations. At times, police officers
themselves were dismissive of the possibility that such complaints “may
achieve anything”.
89
However, high-ranking law-enforcement officials
indicated that investigations were ongoing, for instance, in incidents that
occurred in Luhansk on 9 March.
90
Furthermore, proceedings have
reportedly been initiated against those who committed violent acts at the 13
March assemblies in Donetsk.
91
Assessment
HRAM individual interview 14-03-20-T5-DO-01-01.
HRAM individual interview 14-03-19-T5-DO-01-02.
87
HRAM individual interview 14-03-20-T5-DO-01-01. For instance, in escalating the violence in
Donetsk on 5 March.
88
For example, HRAM individual interview 14-03-22-T5-DO-01-01.
89
Ibid.
90
HRAM individual interview 14-03-24-T6-LU-03-01.
91
HRAM individual interview 14-03-21-T4-DO-01-03.
86
85
37
PDF to HTML - Convert PDF files to HTML files
53.
The incidents reported above indicate a disturbing pattern of failure by law
enforcement agents to protect the freedom of peaceful assembly. In this
regard, it should be noted that the state has a positive duty to protect peaceful
assemblies, which also extends to simultaneous demonstrations and counter-
demonstrations. Security and safety should be provided entirely by the public
authorities and under no circumstances should this duty be assigned or
delegated to the organizer of an assembly or any other groups. Consequently,
the public or any formally or informally delegated group should not be
responsible for or involved in ensuring the safety of the participants of an
assembly. It is a matter of concern that physical attacks against participants
in peaceful assemblies, and in particular pro-Maidan activists gathering in the
east and the south of the country, resulted in loss of life and serious injuries
and were reportedly often met by inadequate police response.
54.
The state has an obligation to effectively investigate attacks against
participants in peaceful assemblies, as well as any allegation of serious police
misconduct resulting in its failure to protect and facilitate assemblies. It is
therefore paramount that investigations of the incidents described above be
opened and/or, carried out effectively. Failure to do so would result in a
violation of the right to life, the prohibition of cruel, inhuman or degrading
treatment, the right to effective remedies, as well as freedom of peaceful
assembly.
55.
Freedom of peaceful assembly does not protect violent assemblies, nor does
it protect the activities of
agents provocateurs,
including individuals paid to
participate in protests to disrupt peaceful assemblies and foment violence. It
is therefore noted with particular concern that freedom of peaceful assembly
appears to have been instrumentalized, in particular by anti-Maidan groups,
to stifle the freedoms of assembly and expression and to disrupt public order.
56.
A lack of clarity in the legal framework regulating assemblies may
compound these problems and have a detrimental effect on the enjoyment of
human rights. Consequently, it is important to ensure that legal provisions,
meeting international human rights standards are adopted and fully
implemented.
38
PDF to HTML - Convert PDF files to HTML files
1374689_0039.png
Freedom of the Media
57.
OSCE participating States have committed to promoting and protecting
freedom of expression, free media and information.
92
In particular,
participating States have acknowledged the key role of independent and
pluralistic media in a free and open society.
93
Participating States have also
highlighted that fomenting ethnic tension through the media can serve as an
early warning of conflict.
94
Freedom of expression is enshrined by
international and regional treaties binding on Ukraine.
95
Freedom of
expression is understood to subsume the freedom to receive and impart
information without interference by public authorities.
96
58.
The HRAM received information of interference with media freedoms by the
authorities, and of the manipulation of media by a foreign government and
powerful pressure groups. This resulted in a deterioration of media freedom
and, allegedly, biased reporting on unfolding events.
Findings
59.
The majority of those interviewed by the HRAM perceived the coverage of
the current events in Ukraine as biased.
97
In particular, a number of
interviewees indicated that they had suspicions that the Russian media
broadcasting also on the territory of Ukraine were intentionally distorting
facts to manipulate public opinion.
98
Interviewees also cited allegations of
distortion of facts by some Ukrainian media outlets (especially broadcast
media).
99
The HRAM also encountered examples of biased reporting
100
of
See, for example, “Conference on Security and Co-operation in Europe Final Act”, Helsinki, 1
August 1975,
http://www.osce.org/mc/39501
(Helsinki Final Act); Vienna Document1989,
op. cit.,
note 39; “Concluding Document of the Madrid Meeting 1980 of Representatives of the Participating
States of the Conference on Security and Co-operation in Europe, Held on the Basis of the Provisions
of the Final Act Relating to the Follow-up to the Conference”, Madrid, 9 September 1983,
<http://www.osce.org/mc/40871> (Madrid Concluding Document).
93
Budapest Document,
op. cit.,
note [7], para. 36.
94
Ibid.
95
ICCPR, Article 19; ECHR, Article 10.
96
ECHR, Article 10; also see ICCPR, Article 19.
97
Additional information concerning allegations of biased coverage was obtained through monitoring
Ukrainian websites such as www.stopfake.org (last visited on 14 April 2014).
98
For example, HRAM individual interviews 14-03-10-AT-KY-02-01, 14-03-16-AT-DO-02-01, 14-
03-24-T5-DO-03-01, 14-03-26-T2-KY-01-02.
99
HRAM individual interview 14-03-26-T2-KY-01-02.
92
39
PDF to HTML - Convert PDF files to HTML files
1374689_0040.png
events in Donetsk on 13 March that were observed directly by the HRAM,
and as discussed above. Moreover, the HRAM received indications that the
alleged conflation of political office and control over media outlets resulted
in state interference with news content.
101
60.
For example, some interviewees alleged that there was a degree of
arbitrariness in terms of granting journalists access to newsworthy events
(specifically, a claim that a city mayor restricted access to City Hall meetings
to loyal journalists),
102
as well as in the journalist accreditation system.
103
With regard to the latter, it was mentioned that editorial boards enjoy full
discretion over whom to issue press credentials to, and that the practice of
selling press credentials to individuals who are not in fact journalists or
issuing such credentials under pressure from sponsors is allegedly
widespread.
104
61.
On 11 March, the National Television and Radio Broadcasting Council of
Ukraine, with reference to relevant Ukrainian legislation, called on Ukrainian
cable operators to stop broadcasts of the Russian television channels Rossiya
24, ORT, RTR Planeta and NTV-Mir. National Security and Defence
Council Deputy Secretary explained this decision by what she referred to as a
“media war” with an ensuing “threat to national security”.
105
On 25 March,
the Kyiv District Administrative Court reviewed the National Television and
Radio Broadcasting Council's lawsuit against one of the companies
rebroadcasting the above-listed channels, and ruled in favour of suspending
broadcasts of these Russian television channels on the territory of Ukraine.
106
“Ukraina Rossiya 22 SROCHNO! Sobytiya na Ukraine 13 – 15 marta” (“Ukraine Russia URGENT!
Event in Ukraine 13 – 15 March”). Online video clip. YouTube. YouTube, 15 March 2014. Web. 16
April 2014, <https://www.youtube.com/watch?v=ubbtMSBpS2s>.
101
For example, HRAM individual interviews 14-03-21-T6-LU-01-01, 14-03-21/23-T5-DO-01-01, 14-
03-24-T6-LU-01-01, 14-03-24-T5-DO-03-01.
102
HRAM individual interview 14-03-21-T6-LU-01-01.
103
HRAM individual interview 14-03-26-T2-KY-03-03.
104
Ibid.
105
“Ukraine's National Security and Defence Council calls for review of Russian TV broadcast
licensing conditions”,
Kyiv Post News
website, 7 March 2014
<http://www.kyivpost.com/content/ukraine/ukraines-national-security-and-defense-council-calls-for-
review-of-russian-tv-broadcast-licensing-conditions-338704.html>.
106
Kyiv District Administrative
Court. Decree on implementation of administrative claim №
826/3456/14 as of 25 March 2014, Kyiv District Administrative Court, Kyiv,
<http://reyestr.court.gov.ua/Review/37822378>.
100
40
PDF to HTML - Convert PDF files to HTML files
1374689_0041.png
62.
The access of Russian speakers to media in their native language was
assessed as adequate overall with one interviewee pointing out that the
majority of media outlets in the Donetsk region use Russian as the language
of communication.
107
Assessment
63.
It is noted with great concern that the existence of propaganda and biased
reporting of events and developments covered by the HRAM contributed to a
deterioration in the security situation, including in the enjoyment of human
rights. The OSCE Representative on Freedom of the Media cautioned against
the noxious effects of propaganda in times of conflict and its contribution to
the escalation thereof.
108
Attacks against journalists, as described in the
relevant section above, as well as other forms of political interference and
other forms of pressure on the media, have fuelled tension and violence, as
exemplified by attacks on peaceful assemblies described above.
64.
The imposition of restrictions on Russian television channels was justified on
grounds of national security, one of the permissible grounds for restrictions
on freedom of expression. However, it should be noted that a vaguely applied
notion of propaganda cannot be used to justify bans apparently affecting the
availability of all broadcasts by a number of Russian media outlets. It is a
matter of concern that attempts to counter propaganda have resulted in the
imposition of restrictions on broadcast media, which may be tantamount to a
violation of the freedom of expression, rather than placing emphasis on
increased media pluralism as an antidote to propaganda.
65.
The allegations the HRAM received of political interference on media outlets
provide worrying evidence of the negative effects on media freedom of
pressure exerted by power structures at the local and national level. Political
pressure further compounded problems arising from an already deteriorating
media freedom at a time of crisis.
HRAM individual interview 14-03-19-T4-DO-02-01.
See the “Statement by the OSCE Representative on Freedom of the Media on propaganda in times
of conflict”, 15 April 2014, < http://www.osce.org/fom/117701>.
108
107
41
PDF to HTML - Convert PDF files to HTML files
1374689_0042.png
Manifestations of Intolerance
66.
OSCE participating States have undertaken to combat intolerance and
discrimination in general,
109
as well as against specific groups, such as Roma
and Sinti.
110
In particular, participating States have recognized the
importance of combating hate crimes.
111
A number of international human
rights instruments and other standards prohibit discrimination,
112
including
racial discrimination,
113
as well as condemn intolerance and negative
stereotyping on the basis of religion or belief.
114
67.
HRAM experts received allegations of manifestations of intolerance,
including hate speech, towards ethnic and religious groups. Such instances
did not appear to be of a systemic nature and, in particular, the HRAM did
not observe an escalation of violence against the Russian speaking
population in the east and south of Ukraine.
Findings
68.
As a number of reports suggest, there has been a considerable trend that has
seen political orientation conflated with ethnic background. This has been an
issue in particular in eastern and southern Ukraine, where Ukrainian identity
and symbols have been targeted for hate speech.
115
69.
Pro-Maidan activists in the east of the country have frequently been labelled
“banderovtsy”
116
(“the Bandera followers”), “Nazis”
117
and “fascists”.
118
It
See, for example, Helsinki Final Act,
op. cit.,
note 174; Vienna Document 1989,
op. cit.,
note 39;
OSCE Ministerial Council, Decision No. 4/03, “Tolerance and Non-discrimination”, Maastricht 2
December 2003, <http://www.osce.org/mc/19382>, (Maastricht Ministerial Council Decision No. 4/03
on Tolerance and Non-discrimination).
110
See, for example, OSCE Ministerial Council, Decision No. 3/03, “Action Plan on Improving the
Situation of Roma and Sinti within the OSCE Area”, Maastricht, 27 November 2003,
<http://www.osce.org/odihr/17554>.
111
Maastricht Ministerial Council Decision No. 4/03 on Tolerance and Non-discrimination,
op. cit.,
note 206.
112
ICCPR, Articles 2 and 26; International Covenant on Economic, Social and Cultural Rights, Article
2(2); Convention on the Rights of the Child, Article 2; Convention on the Elimination of All Forms of
Discrimination against Women, Article 2.
113
Convention on the Elimination of Racial Discrimination.
114
UN Human Rights Council, Resolution 22/31 on combating intolerance, negative stereotyping and
stigmatization of, and discrimination, incitement to violence, and violence against persons based on
religion or belief.
115
For example, HRAM individual interviews 14-03-22-T7-KH-03-01, 14-03-20-T4-DO-02-01, 14-03-
28-T7-MY-01-01. HRAM report 14-03-23-T7-KH-field visit.
116
For example, HRAM individual interviews 14-03-26-T7-MY-01-04 and 14-03-28-T7-MY-01-01.
109
42
PDF to HTML - Convert PDF files to HTML files
1374689_0043.png
should be noted that the word
banderovtsy,
in particular, carries connotations
of militant Ukrainian nationalism and as such perpetuates the harmful
stereotype of ethnic Ukrainians as intolerant and nationalistic. Local Party of
Regions politicians
119
and the media affiliated with them have allegedly used
this rhetoric.
120
On a number of occasions, vehicles carrying Ukrainian flags
and other national symbols have been reportedly vandalized.
121
70.
The HRAM also received a limited number of reports of ethnic intolerance
against the Russian minority in the west of Ukraine. A representative of the
Russian minority described how current events in Ukraine have impacted on
the Russian community in the Lviv region. Ethnic Russians are at times
perceived as opposing the Maidan movement and, as such, experience
implicit or explicit disapproval and at times provocations. For example,
ethnic slurs against Russians were reported as having been used at pro-
Maidan assemblies.
122
71.
Representatives of the Jewish community did not report an increase in anti-
Semitic hate speech during the HRAM.
123
In fact, allegations of a growth in
anti-Semitism have been publicly rejected by leading Jewish public figures in
Ukraine.
124
72.
The attitude of the Roma is allegedly perceived as apolitical. Incidents of
harassment and intimidation targeting members of the Roma communities
were reported to the HRAM in this connection. On one occasion, this
perception reportedly led to a mob attack in the Kyiv region against a Roma
man, whose assailants publicly accused all Roma people of not supporting
any party and of not supporting the Maidan in particular.
125
For example, HRAM individual interview 14-03-28-T7-MY-01-01.
For example, HRAM individual interview 14-03-22-DO-T5-01-01.
119
For example, HRAM individual interviews 14-03-22-T7-KH-02-02 and 14-03-28-T7-MY-01-01.
120
For example, HRAM individual interview 14-03-28-T7-MY-01-01.
121
For example, HRAM individual interviews 14-03-20-T4-DO-02-01 and 14-03-22-T7-KH-02-02.
122
For example, HRAM individual interview 14-03-31-T8-LV-02-01.
123
For example, HRAM individual interview 14-03-24-T5-DO-02-01.
124
See “Open letter of Ukrainian Jews to Russian Federation President Vladimir Putin”,
International
New York Times,
27 March 2014, p. 9.
125
Ibid.
118
117
43
PDF to HTML - Convert PDF files to HTML files
1374689_0044.png
Assessment
73.
Manifestations of intolerance reported to the HRAM have remained fairly
isolated, although, in the context of increasing tensions in the country, it is
paramount for the authorities to address them in an effective and timely
fashion in order to prevent discrimination and hate crimes and promote
tolerance. It is crucial, moreover, that unsubstantiated allegations of
manifestations of intolerance, extremism and hatred not be divulged by
actors outside Ukraine as these may contribute to the escalation of tensions
and deterioration of the security situation.
Freedom of Movement and IDPs
74.
OSCE participating States have committed themselves to removing all legal
and other restrictions with respect to travel within their territories and with
respect to residence for those entitled to permanent residence within their
territories.
126
They have further committed to facilitating the voluntary
return, in safety and dignity, of internally displaced persons in accordance
with international standards, recognizing also that the reintegration of people
in their places of origin must be pursued without discrimination.
127
International human rights law guarantees everyone the right to freedom of
movement within the borders of the state where they are located, and the
right to leave and enter their own country.
128
The OSCE recognizes the UN
Guiding Principles on Internal Displacement as the relevant framework.
129
75.
The situation in Crimea, particularly in the aftermath of the events of 27-28
February, forced an estimated 3,000 people to leave the region becoming
internally displaced persons (IDPs) on the territory controlled by the
Ukrainian government. They include mostly Crimean Tatars, but also the
families of Ukrainian military personnel originally stationed in Crimea.
Moscow Document,
op. cit.,
note [2], para. 33.
“Lisbon Document 1996”, Lisbon, 3 December 1996, <http://www.osce.org/mc/39539>, para. 10.
128
Universal Declaration of Human Rights, Article 13; ICCPR, Article 12; ECHR, Article 2 of
Protocol 4.
129
Maastricht Ministerial Council Decision No. 4/03 on Tolerance and Non-discrimination,
op. cit.,
note 206, para. 13.
127
126
44
PDF to HTML - Convert PDF files to HTML files
1374689_0045.png
Following the annexation of Crimea by the Russian Federation, issues have
also arisen affecting the freedom of movement to and from the peninsula.
Findings
76.
Western Ukraine saw the first IDPs arrive from Crimea on 4 March 2014.
130
As of 21 March, the estimated number of displaced persons in western
Ukraine was reported to be around 2,000 (80 per cent of them being Crimean
Tatars).
131
The number of IDPs increased to an estimated 3,000 mostly
women and children by 1 April. They were accommodated predominantly in
Lviv, Kyiv, Vinnytsia, and to a lesser degree in Ivano-Frankivsk.
132
77.
The IDPs and authorities interviewed by the HRAM cited a climate of fear,
uncertainty and intimidation as primary causes for their departure.
133
As one
Crimean Tatar family pointed out, people decided to leave out of fear of
war.
134
Another Crimean Tatar interlocutor reported that Tatars are especially
afraid of Russian and pro-Russian forces. They reportedly cited the conflict
in South Ossetia and Abkhazia, as well as the deportations of Tatar people in
1944 as the main reasons for their fear.
135
They expressed concerns about the
property they left behind, as they were not certain what would happen to
it.
136
78.
In regions closer to Crimea, the families of Ukrainian soldiers formed a
sizeable portion of the IDPs. For example, as of 30 March 2014, Mykolayiv
hosted from 63 to 68 such individuals, according to various accounts, with 50
more families expected to arrive.
137
Odessa reportedly accommodated 65
members of the families of officers of the Border Guard Service with more
HRAM individual interview 14-03-26-T8-LV-01-03.
"Ukraine Humanitarian Situation Report #4", UNICEF, 21 March 2014,
<http://reliefweb.int/sites/reliefweb.int/files/resources/UNICEF_Ukraine_SitRep4_21March2014.pdf>.
132
“Ukraine Humanitarian Situation Report #6”,
op. cit.,
note 248. For instance, according to the Lviv
Regional State Administration, as of 27 March, Lviv alone was hosting 1,276 IDPs, mostly Crimean
Tatars, [HRAM individual interview 14-03-27-T8-LV-03-10].
133
HRAM individual interviews 14-03-26-T8-LV-01-03, 14-03-29-T8-LV-01-01 and 14-03-30-T8-
LV-01-02.
134
HRAM individual interview 14-03-27-T8-LV-05-01.
135
HRAM individual interview 14-03-28-T8-LV-04-01.
136
HRAM individual interview 14-03-26-T6-OD-01-03.
137
HRAM individual interview 14-03-30-T7-MY-01-01.
131
130
45
PDF to HTML - Convert PDF files to HTML files
1374689_0046.png
expected to arrive.
138
Most IDPs were reported to be interested in relocation
further afield rather than staying in Mykolayiv, Kherson or Odessa.
139
79.
HRAM received information that given the absence of a central IDP
registration system,
140
efforts were underway to set up a registration system
on the regional level.
141
Moreover, the main responsibility for providing care
to IDPs was placed on self-governments at the regional level that had no or
very limited experience in handling such cases
142
and were without financial
support from the central authorities.
143
Regional authorities in Kherson,
Mykolayiv and Lviv thus set up regional co-ordination centres for the
reception, housing and provision of basic services to IDPs
144
while in
Kherson, the regional authorities set up migration points and camps for those
leaving Crimea.
145
IDPs were also accommodated in private housing.
146
80.
Although the range of services that IDPs have had access to has varied across
the regions,
147
it was noted that the solutions provided were temporary.
148
In
particular, the HRAM received reports of specific concerns affecting military
personnel such as the location of their residence and concerns over service
members’ personal files which may affect their contractual relationship with
the army.
149
81.
Concerns were raised over the freedom of movement of IDPs wishing to
return to Crimea and their ability to enter Crimea from the territory
controlled by the Ukrainian government.
150
Reportedly, difficulties have
HRAM individual interviews 14-03-26-T6-OD-01-03 and 14-03-27-OD-T6-02-04.
HRAM individual interview 14-03-26-T7-MY-01-04.
140
"Ukraine Humanitarian Situation Report #6", UNICEF, 5 April 2014,
<http://reliefweb.int/sites/reliefweb.int/files/resources/UNICEF%20Ukraine%20SitRep%20No.%206,
%2005%20April%202014.pdf>.
141
HRAM individual interviews 14-03-26-T6-OD-01-03 and 14-03-26-T8-LV-01-03.
142
HRAM individual interview 14-03-27-T8-LV-03-10.
143
HRAM individual interviews 14-03-27-T8-LV-03-10 and 14-03-28-T8-LV-02-02.
144
HRAM individual interviews 14-03-26-T8-LV-01-03, 14-03-27-T7-KS-01-10, 14-03-27-T7-MY-
01-05.
145
HRAM individual interview 14-03-27-T7-KS-01-10 and HRAM report 14-03-30-T7-KS-04-field
visit.
146
HRAM individual interviews 14-03-26-T8-LV-01-03 and 14-03-27-T8-LV-01-01.
147
HRAM individual interviews 14-03-30-T7-MY-11-01 and 14-03-28-T8-LV-04-01.
148
HRAM individual interviews 14-03-27-T8-LV-01-01, 14-03-28-T8-LV-02-02 and 14-03-28-T8-
LV-04-01.
149
HRAM individual interviews 14-03-30-T7-MY-01-01 and 14-03-28-T8-LV-03-03.
150
HRAM individual interview 14-03-28-T8-LV-01-03.
139
138
46
PDF to HTML - Convert PDF files to HTML files
1374689_0047.png
been experienced both when leaving Crimea and leaving the territory
controlled by the Ukrainian government.
151
82.
While the HRAM was in Ukraine, a number of legislative initiatives were
under consideration, which, if adopted would affect freedom of movement in
Ukraine.
152
In its opinion on these drafts, the UNHCR recommended that a
humanitarian and non-punitive approach to ordinary citizens affected by the
crisis be adopted and expressed concern that this legislation “may exacerbate
the risk of displacement from Crimea, and may undermine the rights of
internally displaced persons as economic, property transaction and freedom
of movement restrictions included in the draft legislation are not in line with
international legal standards”.
153
Since then, the latest draft of the law on
guaranteeing the rights and freedoms of citizens on the temporarily occupied
territory of Ukraine
154
has been amended to address the key concern raised
by the UNHCR by lifting restrictions on movement between Crimea and the
rest of Ukraine for those whose place of residence is registered in Crimea.
Assessment
83.
The presence of military personnel without insignia in Crimea has given rise
to a climate of fear and intimidation which has resulted in an outflow of IDPs
to the territory under the control of the Ukrainian government. The Crimean
Tatar community has been disproportionately affected by these developments
as have the families of the service members of the Armed Forces of Ukraine.
HRAM individual interview 14-03-24-T3-CR-01-01.
Draft law on guarantee of rights and freedoms of citizens of temporarily occupied territory of
Ukraine No. 4473-1, registered as of 19 March 2014,
<http://w1.c1.rada.gov.ua/pls/zweb2/webproc4_1?pf3511=50320>; Draft Law on legal status of
temporarily occupied territory, No. 4497-1 registered as of 20 March 2014,
<http://w1.c1.rada.gov.ua/pls/zweb2/webproc4_1?pf3511=50324>;
Draft of Resolution
on urgent
measures in order to ensure the rights and freedoms of citizens of Ukraine, due to the occupation of the
territory of the Russian Federation, Ukraine”
No. 4497-1 registered as of 20 March 2014,
<
http://w1.c1.rada.gov.ua/pls/zweb2/webproc4_1?pf3511=50325>;
Draft of Resolution on
taking
immediate action to protect the rights and freedoms of citizens of Ukraine and stateless persons in
connection with the situation in the Autonomous Republic of Crimea,
No. 4499, registered as of 20
March 2014, <http://w1.c1.rada.gov.ua/pls/zweb2/webproc4_1?pf3511=50322>..
153
“UNHCR’s preliminary comments on draft legislation regarding the rights and obligations of
citizens on the territory of the Autonomous Republic of Crimea”, UNHCR Regional Representation for
Belarus, Moldova and Ukraine, 23 March 2014, <http://unhcr.org.ua/en/2011-08-26-06-58-56/news-
archive/1242-unhcr-concerned-by-ukrainian-draft-legislation-affecting-the-rights-of-displaced-persons-
from-crimea> (accessed on 10 April 2014).
154
Draft Law of guarantee of rights and freedoms to citizens on the temporarily occupied territory of
Ukraine, No. 4473-1, registered as of 19 March 2014,
<http://w1.c1.rada.gov.ua/pls/zweb2/webproc4_1?pf3511=50320>.
152
151
47
PDF to HTML - Convert PDF files to HTML files
The authorities exercising
de facto
control in Crimea are obliged to facilitate
the voluntary return of the displaced persons in safety and dignity, and their
reintegration into places of origin without discrimination and with due regard
for their right to land and property. For those preferring not to return, it is
paramount that effective durable solutions be found, in line with the UN
Guiding Principles on Internal Displacement and applicable OSCE
commitments and international human rights law.
48
PDF to HTML - Convert PDF files to HTML files
1374689_0049.png
Human Rights Situation in Crimea
Background
84.
The mass demonstrations in Kyiv and in other Ukrainian cities that began in
November 2013 have had a powerful impact on the political situation in
Crimea, resulting in the organization of anti-Maidan demonstrations and
generally small pro-Maidan protests being organized since December 2013.
85.
Protests, including large anti-Maidan meetings, intensified at the end of
February 2014 following the change of government in Kyiv. On 23 February
a large pro-Russian demonstration took place in Sevastopol, and a “people’s
mayor” was appointed.
155
On 26 February, protesters at anti-Maidan and pro-
Maidan demonstrations (the latter including a significant number of members
of the Crimean Tatar community) clashed in Simferopol, the administrative
capital of the Autonomous Republic of Crimea, near the building of the
Supreme Council, the local legislative body. The confrontation resulted in
the reported death of two individuals. During the protest, a number of pro-
Maidan protesters temporarily occupied the building of the Supreme Council
(also see below).
86.
In the early hours of 27 February, armed individuals seized government
buildings in Crimea, including the Supreme Council and the local Council of
Ministers. With the buildings reportedly in the control of armed individuals,
the Supreme Council held an emergency session, during which Mr. Sergey
Aksyonov, a representative of the Russian Unity party, was appointed as the
new Prime Minister of Crimea. The Supreme Council also voted to hold a
referendum on the status of Crimea.
156
While the central authorities in Kyiv
refused to recognize the new leadership in Crimea, Mr. Aksyonov, on 1
March, appealed to the Russian Federation to help maintain peace in Crimea.
87.
Also starting from around the end of February, disciplined military units in
uniform without insignia appeared in the streets of Crimean towns guarding
important facilities, particularly those serving military and administrative
HRAM individual interview 14-03-23-T3-CR-01-01.
The referendum was initially planned to take place on 25 May 2014. It was subsequently moved to
an earlier date, 16 March 2014.
156
155
49
PDF to HTML - Convert PDF files to HTML files
1374689_0050.png
functions. The military units were later confirmed by the Russian President
to be Russian military personnel
157
88.
In the following days, unidentified armed individuals, some of whom
declared that they were part of “self-defence” groups, gradually took control
of key infrastructure in Crimea, established roadblocks, and also surrounded,
and in some cases gained control over, military facilities and bases belonging
to the Ukrainian Armed Forces. Members of “self-defence” groups were also
reported as being involved in effectively exercising some law-enforcement
functions, e.g., during public demonstrations, including by reportedly using
force and otherwise imposing restrictions on the activities of peaceful
protesters and journalists. A number of individuals were reportedly detained
by members of “self-defence” forces (see below).
89.
On 16 March, a referendum was held in Crimea during which, allegedly,
over 96 per cent of the voters voted in favour of Crimea joining the Russian
Federation. Following the referendum, Crimea authorities exercising
de facto
control over this territory officially requested to join the Russian Federation.
The Ukrainian authorities refused to recognize the legality of the referendum
and its outcome on constitutional grounds, an opinion shared also by the
Council of Europe’s Venice Commission
158
. In conjunction with the
ratification of a treaty between the Crimean authorities exercising
de facto
control and the Russian Federation on the accession of Crimea to the Russian
Federation, on 21 March the
Constitutional Law on Admitting to the Russian
Federation the Republic of Crimea and Establishing within the Russian
Federation the New Constituent Entities of the Republic of Crimea and the
City of Federal Importance Sevastopol
was signed by the Russian President
and entered into force.
90.
Subsequent steps have been taken in the following period to adopt legislation
in the Russian Federation to regulate a variety of issues in the transitional
period, while the Crimean authorities continued to consolidate their
de facto
control over the territory. Meanwhile, Ukrainian troops still stationed in
Crimea began to withdraw from the territory.
157
158
Direct Line with Vladimir Putin, 17 April 2014, http://eng.kremlin.ru/news/7034
See: http://www.venice.coe.int/webforms/documents/default.aspx?pdffile=CDL-AD(2014)002-e
50
PDF to HTML - Convert PDF files to HTML files
1374689_0051.png
91.
An analysis of the legality of the events that led to a change in the authorities
exercising
de facto
control over Crimea falls beyond the scope of this report.
In particular, this report does not address the legality of the referendum held
on 16 March or its adherence to OSCE and other international standards
relating to the holding of democratic elections. In providing an assessment of
the human rights situation in Crimea, it takes into account the effects of these
events on the enjoyment of human rights, as enshrined in OSCE human
dimension commitments and in other applicable human rights instruments.
92.
In the course of the assessment, a number of concerns emerged in relation to
the presence and activities of individuals identified as members of “self-
defence” groups. In interviews with several people, the members of these
“self-defence” groups have been described as wearing various types of not
clearly identifiable uniforms.
159
These have included uniforms very similar to
those used by armed forces personnel (without insignia) and Cossack
uniforms. Although not all members of “self-defence” groups have been
visibly armed, the HRAM received numerous allegations suggesting that
many of them have been heavily armed, including with automatic firearms.
93.
As noted above, “self-defence” groups have been
de facto
involved in
carrying out functions that are normally within the competencies of law-
enforcement bodies. The commander of a local “self-defence” group
acknowledged that “self-defence” forces were effectively carrying out the
functions of the local police, who were described as “demoralized”.
160
94.
The HRAM was unable to clarify the chain of command or the legal
framework regulating the activities of the “self-defence” groups. It was
reported that these groups were operating in accordance with the Ukrainian
Law on the Participation of Citizens in the Protection of Public Order and
State Borders, which provides for the creation of groups of citizens assisting
in the maintenance of public order. However, this law provides,
inter alia,
that members of these groups should receive forms of identification from the
HRAM individual interviews 14-03-20-T3-CR-03-01, 14-03-20-T3-CR-01-03, 14-03-24-T3-CR-01-
01, 14-03-20-T2-CR-04-03, 14-03-20-T1-CR-01-01, 14-03-20-T1-CR-02-01, 14-03-21-T1-CR-03-
01bis
160
HRAM individual interview 14-03-24-T1-CR-04-01.
159
51
PDF to HTML - Convert PDF files to HTML files
1374689_0052.png
competent authorities, be recognizable by using armbands,
161
and should not
use weapons in their activities.
162
95.
These forces were described by their commander as groups organized “from
below” and operating in co-ordination with local law-enforcement bodies.
163
In a number of testimonies collected by the HRAM, however, members of
the local police were reported as acting in such a way so as to demonstrate
that they had little or no control over the action of “self-defence” formations.
In fact, “self-defence” forces have been described by a number of credible
sources as armed groups effectively acting outside a clearly defined legal
framework, with the acquiescence and complicity of the local authorities
exercising
de facto
control, including law-enforcement agencies.
164
96.
It should be noted that the very existence and operation of such groups raises
concerns as to the adherence by the local authorities exercising
de facto
control to the rule of law and human rights principles that should be at the
core of the activities of any bodies carrying out law-enforcement functions.
In particular, the lack of clarity with regard to the identity and affiliation of
“self-defence” groups, their chain of command, as well as the legal
framework in which they have been operating, has a negative impact on their
accountability for any human rights violations for which they may have been
responsible. Specific allegations of human rights violations believed to have
been committed by members of “self-defence” groups will be discussed in
greater detail in the following sections.
97.
In addition to those people connected with the operation of “self-defence”
forces, the situation of legal uncertainty arising from the change in the
authorities exercising
de facto
control over Crimea raises a number of other
potential concerns. It should be noted that the court system in Crimea had, at
least in a number of cases, reportedly suspended its work during the reporting
period pending clarification of the applicable legal framework.
165
This led to
concerns about the rule of law and human rights protection.
Law of Ukraine “On the Participations of Citizens in the Protection of Public Order and State
Borders”, No. 1835-14, of 01 August 2003, Article 12.
162
Ibid, Article 14.
163
HRAM individual interview 14-03-24-T1-CR-04-01
164
HRAM individual interview 14-03-19-T1-CR-02-02.
165
HRAM individual interview 14-03-24-T1-CR-03-01.
161
52
PDF to HTML - Convert PDF files to HTML files
1374689_0053.png
98.
Specific concerns exist regarding citizenship and residency status,
employment and the right to work, land and property rights, as well as the
situation of particularly vulnerable groups. It should be noted that the HRAM
did not receive allegations of occurred human rights violations in connection
with the above-mentioned issues. However, many individuals expressed
concern about their future enjoyment of rights during and after the transition
period.
99.
According to new Russian Federation legislation, all permanent residents on
the territory of Crimea, unless they explicitly denounce Russian citizenship,
will become citizens of the Russian Federation one month after the date on
which, according to the Russian Federation, Crimea was incorporated into its
territory.
166
A lack of clarity was noted concerning the future residency status
of those choosing not to take Russian citizenship and retaining their
Ukrainian citizenship.
100.
It is important to ensure that efforts to regulate the citizenship status of
individuals resident in Crimea do not result in any individual being made
stateless or arbitrarily stripped of their existing citizenship. Moreover,
procedures should be established that should not be unduly burdensome,
allowing those individuals with a permanent residency status to retain their
status regardless of whether they choose to become Russians citizens or not.
The acquisition of full citizenship rights for those considered as remaining in
Crimea as foreigners should be facilitated to the extent possible, including
beyond the currently envisaged deadline. For example, their residency status
before the change in the authority exercising
de facto
control over Crimea
should be taken fully into account for the purpose of granting citizenship at a
subsequent time.
101.
Citizenship and residency status are closely connected to employment status
and the right to work. A number of people interviewed by the HRAM
expressed concern at the potential effects of developments in Crimea on their
ability to continue to work.
167
This is the case in particular for those planning
Russian Federation Constitutional Law on “On admitting to the Russian Federation the Republic of
Crimea and establishing within the Russian Federation the new constituent entities of the Republic of
Crimea and the city of federal level Sevastopol”, Article 4, 21 March 2014,
<http://kremlin.ru/news/20625>.
167
For example, HRAM individual interview 14-03-23-T1-CR-01-10.
166
53
PDF to HTML - Convert PDF files to HTML files
1374689_0054.png
not to acquire Russian citizenship. Additional specific concerns were raised
by those employed in the public sector, including in educational institutions
offering education in Ukrainian, as well as by those in the legal profession.
102.
It will be critical to ensure that all individuals permanently resident in
Crimea, including both Russian and Ukrainian citizens, retain their
employment rights in Crimea. Those employed in the public sector should
continue to perform their duties, whenever possible. Should this not be
feasible, they should be offered alternative positions commensurate with
their skills and experience, without loss of salary. Moreover, appropriate
training and requalification courses should be offered to those who may need
them to be able to continue to be employed in the public administration,
should additional requirements be introduced. It is important that vigorous
measures are taken to ensure that discrimination in employment in the public
or private sector, including on the grounds of ethnicity, language or religion,
is not tolerated and is actively combated.
103.
Concerns have also been raised in connection with land and property rights
during and after the transition period.
168
A number of interlocutors, in
particular members and representatives of the Crimean Tatar community, are
worried that that they may lose their land. This is a particular concern in a
reportedly significant number of cases where members of Crimean Tatar
communities have not regularized their presence on such land by acquiring
documents officially recognizing their property rights for the land and for
any buildings erected thereon. Such concerns have been compounded by
statements in the media, calling on Crimean Tatars to vacate part of their
land, required for “social needs”, in exchange for other plots of land whose
property is to be regularized.
169
More generally, the HRAM found a high
degree of uncertainty among many interviewees on how they will be able to
have their property rights recognized under the new system. This may
become a significant problem for those who may have lost, or otherwise may
not be in possession of, documents recognizing their title to real estate, or
who may have been in the process of acquiring property before the recent
168
For example, HRAM individual interview 14-03-24-T2-CR-04-01.
See, for example, “Crimean Tatars Asked to Vacate Land, Regional Official Says”,
The Moscow
Times,
20 March 2014.
169
54
PDF to HTML - Convert PDF files to HTML files
1374689_0055.png
events. During the reporting period, access to the Ukrainian electronic real
estate registry in Crimea was reported as being blocked by the Ukrainian
authorities, making it impossible to sell or buy property.
104.
In the transition period and beyond, the property and land rights of all sectors
of the population, and in particular of indigenous peoples, minorities and
other vulnerable groups, need to be respected. To this end, it will be crucial
to ensure the highest possible degree of continuity between the old and new
system of real estate registration. Moreover, those occupying land or
property in informal settlements, or otherwise lacking documents recognizing
their title to real property, should be afforded security of tenure, with a view
to fully regularizing their situation. No forced evictions should be carried out,
including in furtherance of reported plans to reallocate land currently held by
Crimean Tatars.
105.
In general, the current situation of legal uncertainty in Crimea has the
potential to have a particularly negative impact on the human rights of
vulnerable groups. Concerns have been raised, for example, about
individuals under any form of detention or imprisonment, or those requiring
long-term medical care or special forms of care. There should be regressive
effects on the enjoyment of human rights by all individuals. Particular
attention must be paid to ensuring that, in this process, the rights of
indigenous peoples and minorities, including ethnic, linguistic and religious
minorities, are fully respected.
Enforced Disappearances, Torture and Other Ill-treatment in Custody
106.
OSCE commitments prohibit arbitrary arrest or detention,
170
as do the
ICCPR,
171
the ECHR
172
and other instruments. OSCE participating States
have adopted numerous commitments prohibiting torture or other ill-
treatment.
173
In addition, legal obligations on the prevention of torture and
170
See, for example, Vienna Document 1989,
op. cit.,
note 39; Moscow Document,
op. cit.,
note [2].
ICCPR, Article 9.
172
ECHR, Article 5.
173
See, for example, Vienna Document 1989,
op. cit.,
note 39.
171
55
PDF to HTML - Convert PDF files to HTML files
1374689_0056.png
ill-treatment stem from provisions of the ICCPR,
174
the Convention against
Torture, the ECHR
175
and other instruments.
107.
In the reporting period, the HRAM received credible allegations of enforced
disappearances.
176
In a number of cases, victims were reportedly subjected to
torture and other ill-treatment while in custody. In one case, a victim of an
enforced disappearance was subsequently found dead. Individuals targeted
primarily included pro-Maidan activists, as well as Ukrainian military
personnel.
Findings
108.
Reshat Ametov, a Crimean Tatar, reportedly left home in Simferopol at
approximately 7:30 a.m. on 3 March 2014. He reportedly went to Lenin
Square in Simferopol and stood in front of the building of the Council of
Ministers, where a number of unidentified men in uniform were stationed,
guarding the building. He was filmed at that location by the local television
channel ART. Beginning at 9 a.m., he was seen, and filmed, standing in front
of the building for more than one hour, apparently conducting a one-man
protest. Ametov disappeared, reportedly after having been taken away by a
small group of uniformed individuals at approximately 10:09 a.m. ART
video footage examined by the HRAM is consistent with these reports.
177
109.
On the following day, the victim’s family reported him as missing to the
local police and disseminated information about his disappearance through
social networks. Reportedly, the family did not receive any detailed
information about the victim’s fate or whereabouts from their police contact,
who alleged that Ametov had been briefly detained by “self-defence” groups
and subsequently released. Reportedly, a local representative of the “self-
ICCPR, Article 7.
ECHR, Article 3.
176
For the purpose of this report, an enforced disappearance is defined as the “arrest, detention,
abduction or any other form of deprivation of liberty by agents of the State or by persons or groups of
persons acting with the authorization, support or acquiescence of the State, followed by a refusal to
acknowledge the deprivation of liberty or by concealment of the fate or whereabouts of the disappeared
person, which place such a person outside the protection of the law” (Article 1, International
Convention for the Protection of All Persons from Enforced Disappearance).
177
„Kak v Simferopole pokhishali zamuchennogo krymskogo tatarina” (How the tortured Crimean
Tatar was abducted), 27 March 2014, <http://www.ua-ru.info/news/8857-kak-v-simferopole-
pohischali-zamuchennogo-krymskogo-tatarina.html>.
175
174
56
PDF to HTML - Convert PDF files to HTML files
1374689_0057.png
defence” groups informed the family that he was only taken away from the
square but was not subsequently held in custody by “self-defence” forces.
178
110.
Ametov’s body was reportedly found on 15 March, and he was identified by
his family on 17 March. He reportedly died as a result of a deep piercing
wound in the region of one of his eyes. Other wounds also found on his body
are reportedly consistent with ill-treatment.
179
The HRAM was unable to
obtain information from law-enforcement or prosecutorial bodies in Crimea
on the steps undertaken to ensure that Ametov’s reported enforced
disappearance and subsequent death were investigated.
180
111.
Reported victims of abductions or enforced disappearances in Crimea have
mainly included pro-Maidan activists and, in some cases, journalists. In one
case, two pro-Maidan activists were reportedly abducted on 9 March by
individuals believed to be part of “self-defence” groups at the train station in
Simferopol, as they were receiving a parcel with Ukrainian flags and other
materials to be used at a planned demonstration.
181
They were reportedly
initially taken to a police station near the train station, and were shortly
thereafter transferred to another location by car, with their heads covered.
Already in the police station, one of them was reportedly punched as he tried
to resist. According to one person’s testimony received by the HRAM, police
officers initially acknowledged that the men were transferred into the custody
of members of the Russian Unity party.
182
112.
While in custody, one of the men was reportedly severely beaten and injured
with a knife. Moreover, electricity was used to inflict pain on him, in what
has been described as an “electric chair” in testimonies collected by the
HRAM. Finally, he claimed that he was repeatedly and deliberately shot with
a pneumatic gun.
183
The other man did not report having been physically
tortured or ill-treated, apparently also as a result of his older age and a pre-
HRAM individual interview 14-03-20-T1-CR-02-01.
HRAM individual interviews 14-03-20-T1-CR-01-01 and 14-03-20-T1-CR-02-01.
180
HRAM individual interviews 14-03-20-T1-CR-01-01 and 14-03-20-T1-CR-01-03.
181
HRAM individual interview 14-03-27-T2-KY-02-02.
182
HRAM individual interview 14-03-12-AT-KY-01-01.
183
ODIHR monitors were able to examine the wounds on the victim’s legs, and there were reports that
one of his arms had signs of injuries consistent with the use of a pneumatic weapon.
179
178
57
PDF to HTML - Convert PDF files to HTML files
1374689_0058.png
existing health condition. However, both men were allegedly subjected to
significant psychological pressure while in custody.
184
113.
The captors reportedly identified themselves as members of the “Crimean
Army.” One of the captors was reportedly recognized as a member of the
disbanded Ukrainian special police unit Berkut. Others were believed by the
victims to be members of “self-defence” militias. The fate and whereabouts
of the two men remained unknown until 19 March, when they were released
jointly with seven other activists and one Ukrainian military officer who had
all previously disappeared. Notably, on 10 March, the Prime Minister of
Crimea had been reported in the media as stating that one of the activists was
“alive and well”, and had been detained by the Crimean special services
reportedly to prevent him from carrying out his activities in advance of the
referendum on 16 March.
185
114.
In another case, a pro-Ukrainian activist was reportedly abducted by
unidentified men wearing the ribbon of St. George (a symbol associated with
pro-Russian groups) on 11 March, after he took part in a pro-Ukrainian
protest. His fate and whereabouts remained unknown until 19 March, when
he was released. One of his captors allegedly identified himself as a member
of a “self-defence” group.
186
While in custody, he was reportedly wounded
with a knife by one of his captors, subjected to beatings, denied food and
water, and held in inhuman conditions in an unheated room. While being
held, the victim allegedly witnessed the torture and ill-treatment of other
individuals in the custody of the group, and in particular the torture of two
individuals believed to be Ukrainian military officers (also see below), who
were reportedly severely beaten and shot with pneumatic guns.
187
115.
The HRAM received reports
188
that one individual, a religious activist,
189
disappeared on 17 March in Simferopol. Police officers in Simferopol, to
whom the disappearance was reported, were unable to provide information
HRAM individual interview 14-03-27-T2-KY-02-02.
“Aksionov: Shchekun zhiv i zdorov, no dejatelnost provokatorov budet ogranichena” (Aksionov:
Shchekun is alive and healthy, but the activity of provocators will be limited), 10 March 2014,,
<http://rosukrinform.com/categ-news/item/12624-shchekun-giv-i-zdorov>.
186
HRAM individual interview 14-03-26-T2-KY-02-01.
187
Ibid.
188
HRAM individual interview 14-03-24-T3-CR-01-01.
189
The activist was involved in the translation and promotion of the Quran.
185
184
58
PDF to HTML - Convert PDF files to HTML files
1374689_0059.png
about his fate and whereabouts, although, according to unofficial
information, it was believed that the man was being held at a police pre-trial
detention facility in Simferopol. On 21 March, the HRAM monitors
witnessed how the lawyers of the alleged victim were prevented from having
access to the facility where the man was reportedly being detained. Neither
his lawyer nor his family were able to receive information on his fate and
whereabouts until 31 March, when he was reportedly released.
190
116.
The HRAM collected other testimonies and reports about the enforced
disappearances of individuals who were detained by unidentified forces,
usually in uniform, and subjected to treatment amounting to torture,
including severe beatings with rifle butts and the use of pneumatic weapons
to deliberately inflict pain and injuries.
191
In one case, one individual
reported having had a portion of his ear cut off by one of his captors. Two
women, an activist and a journalist, abducted at a checkpoint in Armyansk on
9 March and released on 11 March, were reported as having been physically
attacked by their captors, who reportedly included military men in uniform
without insignia and men reported as wearing Cossack uniforms.
192
Moreover, they were allegedly threatened, harassed and intimidated by those
holding them. In another case, two journalists were reportedly abducted on
16 March at one of the polling stations where the referendum was being
administered. The alleged perpetrators included members of “self-defence”
groups. The men were reportedly released on 22 March and subsequently
described how they were ill-treated during their detention.
193
117.
During the reporting period, the HRAM received allegations of enforced
disappearances targeting members of the Armed Forces of Ukraine stationed
in Crimea. In one case, a military officer disappeared in the early afternoon
of 11 March. According to some reports, he was detained by armed
HRAM report 14-04-01-T3-CR-correspondence.
HRAM individual interviews 14-03-26-T2-KY-02-01 and 14-03-29-T2-KY-01-01. Reports of
torture in custody received by ODIHR are consistent with what has been reported by a variety of other
sources, including civil society human rights monitoring organizations and the media.
192
HRAM individual interviews 14-03-27-T2-KY-03-02 and 14-03-29-T2-KY-02-01.
193
“Operator Vavilon-13 rasskazal,, kak krymchane bili ego truboj iz-za otsa-deputata” (Operator of
Vavilon -13 told how he was beating with a pipe because of his father – deputy), 22 March 2014,
<http://ru.tsn.ua/ukrayina/operator-vavilon-13-rasskazal-kak-krymchane-bili-ego-truboy-iz-za-otca-
deputata-356431.html >.
191
190
59
PDF to HTML - Convert PDF files to HTML files
1374689_0060.png
individuals at his flat in Simferopol.
194
The abduction reportedly took place
in the presence of local police officers stationed nearby, who witnessed the
event but did not intervene. According to testimonies collected by the
HRAM, police officers acknowledged having witnessed the abduction but
stated that they were “powerless” to intervene. Despite attempts by his
family to trace him, his fate and whereabouts remained unknown until 27
March, when he was reported as having been released. Local and
international media reported about similar occurrences of abductions and
enforced disappearances targeting Ukrainian military officers.
195
118.
The HRAM was unable to obtain information from law-enforcement or
prosecutorial bodies in Crimea on their investigation of enforced
disappearances and related acts, both during the disappearance as well as
subsequently, also with a view to ensuring full accountability for any crimes
committed in the context of enforced disappearances in Crimea. According to
information it received from other sources, including the victims and their
families, any such steps appear to have been ineffective so far.
119.
In interviewing individuals reported as having disappeared and, in a
significant number of instances, having been tortured while in custody, the
HRAM received reports pointing to the detention of more individuals in the
same location. In such situations, individuals could describe to the HRAM
their treatment, as well as that of other individuals detained there.
196
In
particular, ODIHR received reports that some of the disappeared were held
and tortured in a military conscription centre in Simferopol, allegedly
controlled by “self-defence” groups.
HRAM individual interview 14-03-21-T3-CR-01-01.
“V Krymu osvobozhdeny zakhvachennyje v plen ukrainskije ofitsery” (Ukrainian military officers
held captive in Crimea, released), 27 March 2014,
<http://www.svoboda.org/content/article/25311041.html>, “Acknowledging defeat, Ukraine pulls
troops from Crimea”, 24 March 2014, <http://www.reuters.com/article/2014/03/24/us-ukraine-crisis-
crimea-base-idUSBREA2N09J20140324>,
“What has happened to Ukraine's Colonel Nyet? Defiant
fighter pilot missing since Russians took him in for a 'meeting’”, 24 March 2014,
<http://www.dailymail.co.uk/news/article-2587895/Ukrainian-fighter-pilot-colonel-Yuli-Mamchur-
missing-taken-meeting-Russian-officers.html>.
196
In some cases, interviewed individuals described how they could hear the screams of others being
tortured.
195
194
60
PDF to HTML - Convert PDF files to HTML files
1374689_0061.png
Assessment
120.
The incidents described above reveal a disturbing pattern of violations
entailing enforced disappearances and allegations of torture and other ill-
treatment primarily targeting pro-Maidan activists and Ukrainian military
officers. These violations appear to have been perpetrated by individuals
reported as wearing a variety of uniforms and acting as members of “self-
defence” groups, Cossacks, “Crimean Army,” etc. Although acting outside
the law, the groups responsible for such acts appear to have enjoyed the
acquiescence and, in some cases, the active complicity of the authorities
exercising
de facto
control, including their law-enforcement bodies. The
complicity of the law enforcement who either participated in carrying out
enforced disappearances or may have been aware of unlawful acts by armed
groups but did not take action to prevent them, gives rise to particular
concern.
121.
In relation to enforced disappearances, a matter of particular concern has
been the treatment to which the victims were reportedly subjected and which
may give rise to the violation of the right to life, the prohibition of torture
and other cruel, inhuman or degrading treatment or punishment and of the
freedom from arbitrary arrest or detention.
122.
Given that authorities exercising
de facto
control have reportedly been
ineffective in investigating the incidents and holding the perpetrators to
account, this gives rise to significant concerns over the violation of the right
to effective remedies.
Attacks against Journalists and Activists
123.
OSCE participating States are committed to abiding by the rule of law
197
and
to taking the necessary measures to ensure that law-enforcement personnel
act in the public interest.
198
The ICCPR
199
and the ECHR
200
each protect the
right of everyone to physical integrity, which encompasses the right to be
free from torture and other ill-treatment. Freedom of expression and, in
197
198
See, for example, Copenhagen Document,
op. cit.,
note [1].
See, for example, Moscow Document,
op. cit.,
note [2].
199
ICCPR, Article 7.
200
ECHR, Article 3.
61
PDF to HTML - Convert PDF files to HTML files
1374689_0062.png
particular, the right of the media to collect, report and disseminate
information are guaranteed in OSCE human dimension commitments
201
and
in other international human rights instruments.
202
OSCE participating States
have condemned all attacks on, and harassment of, journalists and have
committed to endeavouring to hold those directly responsible for such attacks
and harassment accountable.
203
124.
The HRAM received a number of credible allegations of physical attacks,
primarily targeting journalists and pro-Maidan activists that took place in
Crimea during the reporting period.
Findings
125.
A Ukrainian journalist reported to the HRAM that she was attacked with her
colleagues on 7 March in Sevastopol as she was reporting on the storming of
a Ukrainian military base by unidentified forces.
204
The first attack took
place when a group of unidentified men dressed in sportswear allegedly
began attacking and beating the journalists.
205
Following this assault, she and
her colleagues allegedly ran to their car and attempted to leave the scene.
However, they were reportedly blocked by three other cars, from which
unidentified masked individuals armed with guns and bats exited and
proceeded to severely beat the male journalists, reportedly including a Greek
reporter. As a result, two reporters and two cameramen suffered injuries,
reportedly including fractures, a concussion and a punctured lung. Their
driver was also reportedly beaten, and all the journalists’ equipment was
allegedly taken away from them and destroyed. Following the assault, two of
the journalists were reportedly locked in the trunk of the journalists’ car by
their assailants, who then left the scene.
206
126.
Local journalists in Crimea reported having been attacked, harassed and
threatened by unidentified individuals, including members of “self-defence”
See, for example, Moscow Document,
op. cit.,
note [2].
ICCPR, Article 19; ECHR, Article 10.
203
Budapest Document,
op. cit.,
note [7].
204
HRAM individual interview 14-03-29-T2-KY-03-01.
205
The same incident was also witnessed by a Russian journalist, who was reportedly attacked while he
was reporting on events in Sevastopol on 7 March. Following the incident, he sought medical
assistance in Simferopol, and the police received a report of the attack.
206
HRAM individual interview 14-03-29-T2-KY-03-01.
202
201
62
PDF to HTML - Convert PDF files to HTML files
1374689_0063.png
groups. A Yalta-based journalist reported a number of incidents of
harassment and threats.
207
On 5 March, while she was reporting on a pro-
Russian assembly, unidentified men attempted to forcibly take away her
camera, as a result of which she was injured. Reportedly, this incident took
place in the presence of police officers, who did not intervene. Subsequently,
on 6 March, as she was reporting on developments at a military checkpoint,
she was allegedly forced to call her office and report information as dictated
to her by unidentified men, who stated they were there to protect the
checkpoint from Ukrainian nationalists. Following these incidents, she
received threats by mail and e-mail and, reportedly, was informed that a
photograph of her had been placed on the tent of pro-Russian protesters in
Yalta calling her a Ukrainian radical and provocateur.
208
127.
A Sevastopol-based journalist reported that she was assaulted on 3 March,
allegedly by members of “self-defence” groups, as she was reporting on the
situation near a Ukrainian military base in Sevastopol.
209
She claimed that
she was hit on the head and her camera taken away. She also claimed that,
subsequently, on 10 March, her office, where she was working, was searched
by individuals identifying themselves as members of a local “self-defence”
group and as an official of the Security Service. She reported that the stated
objective was to search for explosives. She also claimed that, during the
search, numerous personal and work-related documents were checked and
photographed.
210
128.
Staff from a local Crimean Tatar television channel also reported that they
have been subjected to significant pressure, constraining their ability to carry
out their work.
211
The HRAM received reports of abusive leaflets and posters
(also see below) targeting the chief editor of a local Ukrainian newspaper.
212
A number of journalists interviewed by the HRAM described how this series
of attacks had the worrying consequence of creating a chilling effect, making
it extremely difficult for the media to operate freely. Media outlets have
207
HRAM individual interview 14-03-23-T1-CR-02-01.
Ibid.
209
HRAM individual interview 14-03-26-T2-KY-04-01.
210
Ibid.
211
HRAM individual interview 14-03-20-T2-CR-04-03.
212
HRAM individual interview 14-03-21-T2-CR-04-08.
208
63
PDF to HTML - Convert PDF files to HTML files
1374689_0064.png
experienced difficulties, for example, in hiring camera operators willing to
work in Crimea.
213
129.
Pro-Maidan activists in Crimea have reportedly been subjected to enforced
disappearances (see above) and attacks and other undue restrictions to their
freedom of peaceful assembly in the context of public events (see below). In
addition, the HRAM received reports of other forms of attacks, threats and
intimidation targeting them. In some cases, local pro-Maidan activists were
briefly detained by unidentified individuals believed to be members of “self-
defence” groups, and, on occasion, ill-treated.
214
Other reports alleged that
activists’ flats in Sevastopol were broken into and searched by unidentified
men, allegedly looking for pro-Ukrainian or nationalist propaganda. Such
incidents were reported as being particularly frequent in advance of the
referendum on 16 March.
215
130.
A lawyer at a Crimean NGO and a pro-Maidan activist
216
reported that she
was targeted through the dissemination in the local community of leaflets
bearing her name, photograph and home address. The leaflets, which the
HRAM was able to examine, describe her as a “traitor to Crimea” and a
supporter of the “criminal Maidan”, with “the blood of murdered people on
her conscience”. HRAM experts received reports of similar leaflets aimed at
other activists, posters with abusive and threatening messages hung in the
neighbourhood where they lived, on local buses, and in other public
spaces.
217
131.
While in some cases the victims of these attacks chose not to report them to
the police, including for fear of reprisals, in other cases criminal complaints
were filed or the police became aware of the incidents in another manner.
The HRAM was unable to obtain information from local law-enforcement
and prosecutorial bodies on any investigation into these acts with a view to
bringing those responsible to justice. According to information it received
213
214
HRAM individual interview 14-03-29-T2-KY-03-01.
HRAM individual interview 14-03-20-T3-CR-04-01.
215
HRAM individual interview 14-03-19-T1T2T3-CR-03-02.
216
HRAM individual interview 14-03-12-AT-KY-01-01.
217
HRAM individual interview 14-03-21-T2-CR-04-08.
64
PDF to HTML - Convert PDF files to HTML files
1374689_0065.png
from other sources, including the victims, any such steps appear to have been
inadequate so far.
218
Assessment
132.
The incidents described above indicate a disturbing pattern of physical
attacks, harassment, threats and intimidation of journalists and pro-Maidan
activists taking place in the reporting period in Crimea. The alleged
perpetrators were usually described as unidentified men who were, in some
cases, wearing a uniform and are reportedly associated with “self-defence”
groups. This gives rise to concerns over violation of freedom of expression
and the freedom of the media. Of particular concern is the apparent failure of
the police to exercise due diligence in protecting activists and journalists in
carrying out their work.
133.
Given their targets and frequency, many of these attacks appear to have been
aimed at restricting freedom of the media by undermining the safety of
journalists when they attempted to report on the events as they unfolded.
134.
Attacks, threats and intimidation directed at pro-Maidan activists appear to
have had a similar goal, i.e., to create an atmosphere of intimidation and a
climate where alternative views could not be heard or aired in public, thus
giving rise to violation of freedom of expression.
135.
Disturbingly, police officers present at the scene were reported as not
intervening to prevent or stop such acts, apparently failing in their duty to
exercise due diligence in protecting individuals, giving rise to concerns over
violations of the right to effective remedies.
Manifestations of Intolerance
136.
OSCE participating States have undertaken to combat intolerance and
discrimination in general,
219
as well as against specific groups, such as Roma
HRAM individual interviews 14-03-12-AT-KY-01-01, 14-03-20-T2-CR-04-03 and 14-03-29-T2-
KY-03-01.
219
See, for example, Helsinki Final Act,
op. cit.,
note 174; Vienna Document 1989,
op. cit.,
note 39;
OSCE Ministerial Council, Decision No. 4/03, “Tolerance and Non-discrimination”, Maastricht 2
December 2003, <http://www.osce.org/mc/19382>, (Maastricht Ministerial Council Decision No. 4/03
on Tolerance and Non-discrimination).
218
65
PDF to HTML - Convert PDF files to HTML files
1374689_0066.png
and Sinti.
220
In particular, participating States have recognized the
importance of combating hate crimes.
221
A number of international human
rights instruments and other standards prohibit discrimination,
222
including
racial discrimination,
223
as well as condemn intolerance and negative
stereotyping on the basis of religion or belief.
224
137.
The HRAM received reports of public harassment and manifestations of
intolerance targeting primarily Ukrainian speakers and also members of
Crimean Tatar community as part of an overall increase in violence in
Crimea since the arrival of uniformed troops without insignia to the region.
Findings
138.
For example, the HRAM has received reports of public harassment of
individuals on grounds of their speaking Ukrainian in public places.
225
Some
interlocutors reported incidents of bullying of Ukrainian-speaking students
by their Russian-speaking peers.
226
One case of harassment of a Ukrainian-
language teacher by students and other teachers for allegedly preferring to
always speak Ukrainian was conveyed to the HRAM.
227
139.
Identifying as Ukrainian and supporting Ukrainian unity is allegedly
perceived negatively by a significant proportion of the population in
Crimea.
228
Interlocutors reported a growing portrayal of pro-Ukrainian
sentiment as an expression of ultranationalist right-wing views.
229
In
See, for example, OSCE Ministerial Council, Decision No. 3/03, “Action Plan on Improving the
Situation of Roma and Sinti within the OSCE Area”, Maastricht, 27 November 2003,
<http://www.osce.org/odihr/17554>.
221
Maastricht Ministerial Council Decision No. 4/03 on Tolerance and Non-discrimination,
op. cit.,
note 206.
222
ICCPR, Articles 2 and 26; International Covenant on Economic, Social and Cultural Rights, Article
2(2); Convention on the Rights of the Child, Article 2; Convention on the Elimination of All Forms of
Discrimination against Women, Article 2.
223
Convention on the Elimination of Racial Discrimination.
224
UN Human Rights Council, Resolution 22/31 on combating intolerance, negative stereotyping and
stigmatization of, and discrimination, incitement to violence, and violence against persons based on
religion or belief.
225
HRAM individual interview 14-03-19-T2-CR-03-06.
226
HRAM individual interview 14-03-19-T2-CR-03-06.
227
HRAM individual interview 14-03-21-T2-CR-04-08.
228
HRAM individual interviews 14-03-21-T2-CR-04-08, 14-03-23-T2-CR-01-01, 14-03-23-T2-CR-04-
01.
229
Ibid.
220
66
PDF to HTML - Convert PDF files to HTML files
1374689_0067.png
particular, incidents of referring to supporters of Ukrainian unity as
“banderovtsy” and “fascists”, including in the media, were reported.
230
On
one occasion, a pro-Ukrainian schoolteacher of the Ukrainian language
allegedly had a swastika painted on her door.
231
One interlocutor reported
that even the Ukrainian flag is allegedly seen by some as fascist, adding that
his city had seen three “anti-fascist committees” spring up in recent
months.
232
140.
While, overall, Crimean Tatars had perceived the attitude towards them as
tolerant, the interviewees belonging to the Crimean Tatar community
reported growing anti-Tatar sentiments due to the general opposition of the
Crimean Tatars to the separation of Crimea.
233
They also reported instances
of intimidation of Crimean Tatars. These allegedly included putting up signs
to identify marked households as Crimean Tatar,
234
as well as sending
anonymous text messages threatening Tatar individuals
235
and verbal
harassment of Crimean Tatar schoolchildren by their peers.
236
It was reported
that, in most of these cases, the alleged victims did not report the incidents to
the police because of the alleged lack of trust in law enforcement agencies.
237
141.
Moreover, since a number of Crimean Tatars reportedly own and operate
successful businesses in the region, there is a fear, buttressed by recent
incidents where a Tatar-owned hotel and restaurant were burned down, that
Crimean Tatars may face higher risks of their property being destroyed or
illegally taken away.
238
Assessment
142.
The situation described above points to a failure by the authorities exercising
de facto
control in Crimea to promote tolerance towards all communities in
HRAM individual interviews 14-03-23-T2-CR-01-01 and 14-03-23-T2-CR-04-01.
HRAM individual interview 14-03-21-T2-CR-04-08.
232
HRAM individual interview 14-03-23-T2-CR-03-01.
233
HRAM individual interviews 14-03-20-T2-CR-02-02 and 14-03-24-T2-CR-04-01.
234
HRAM individual interview 14-03-20-T2-CR-02-02.
235
HRAM individual interview 14-03-24-T2-CR-04-01.
236
Ibid.
237
Ibid.
238
HRAM individual interview 14-03-20-T2-CR-02-02.
231
230
67
PDF to HTML - Convert PDF files to HTML files
1374689_0068.png
the region and to ensure that their members do not experience discrimination
on an ethnic or linguistic basis. Of particular concern is the situation of the
Crimean Tatar community as well as of the Ukrainian community. Both
groups appear to have been targeted in incidents of ethnically motivated
harassment and intimidation which were met by an inadequate response by
the authorities exercising
de facto
control.
Rights of Military Personnel and their Families
143.
OSCE participating States have committed to “[ensuring] that military,
paramilitary and security forces personnel will be able to enjoy and exercise
their human rights and fundamental freedoms as reflected in [O]SCE
documents and international law”.
239
They have also undertaken to “reflect in
their laws or other relevant documents the rights and duties of armed forces
personnel”.
240
144.
The HRAM team has received a number of allegations concerning
restrictions of access by Ukrainian military personnel to basic amenities,
including electricity
241
and food.
242
Findings
145.
This situation was reportedly caused by the blocking of military bases by
“self-defence” forces and other uniformed armed men without insignia.
243
Moreover, some interviewees reported that military personnel and their
families experienced problems withdrawing cash or making payments either
due to unspecified banking problems or specifically because their accounts
had been blocked.
244
Budapest Document,
op. cit.,
note [7], Decisions: IV. Code of Conduct on Politico-Military Aspects
of Security, para. 32.
240
Ibid,
para. 28.
241
HRAM individual interviews 14-03-06-AT-KY-01-02 and 14-03-30-T6-OD-02-01.
242
HRAM individual interview 14-03-21-T3-CR-03-01.
243
HRAM individual interviews 14-03-06-AT-KY-01-02; 14-03-08-AT-KY-01-03, 14-03-21-T3-CR-
03-01, 14-03-30-T6-OD-02-01.
244
HRAM individual interviews 14-03-10-AT-KY-03-01 and 14-03-30-T2-KY-01-01.
239
68
PDF to HTML - Convert PDF files to HTML files
1374689_0069.png
146.
There have also been reports of varying degrees of harassment of the families
of military personnel.
245
In at least one instance, pressure was allegedly
applied to force the families of Ukrainian border guards to move out and
abandon their housing.
246
It should be noted, however, that while physical
assaults
247
on, and abductions
248
of, military personnel have been reported,
the alleged pressure on their families has largely been of a psychological
nature.
249
147.
Influence has also allegedly been applied to service members themselves in
order to induce them to change allegiance.
250
It reportedly varied from offers
of money
251
to orders and proposals transmitted by high-ranking officers
down the chain of command.
252
Reportedly, reassignment of service
members to bases in the territory controlled by the Ukrainian government has
not been a straightforward process, and with ensuring that redeploying
military personnel have adequate access to housing and social services.
253
Some reports indicate that families have been left to make removal
arrangements by themselves
254
and at their own expense.
255
This situation
was allegedly exacerbated by the above-mentioned difficulties in
withdrawing cash
256
and also, allegedly, exposed the families to additional
risks, resulting in a group of families travelling together being robbed at a
checkpoint.
257
148.
One person expressed concern that the service members who hail from
Crimea and would rather retire and stay in Crimea but not change allegiance
HRAM individual interviews 14-03-06-AT-KY-01-02, 2014-03-07-AT-KY-04-08, 14-03-11-AT-
KY-01-01, 14-03-21-T1-CR-03-01, 14-03-21-T2-CR-04-08; 14-03-24-T2-CR-02-01, 14-03-30-T2-
KY-01-01.
246
HRAM individual interview 14-03-21-T2-CR-04-08.
247
HRAM individual interviews 14-03-11-AT-KY-01-01 and 14-03-21-T3-CR-03-01.
248
HRAM individual interview 14-03-10-AT-KY-03-01.
249
HRAM individual interview 14-03-21-T1-CR-03-01.
250
HRAM individual interviews 14-03-07-AT-KY-04-08, 14-03-19-T2/T3-CR-01-02, 14-03-23-T2-
CR-02-01.
251
HRAM individual interview 14-03-07-AT-KY-04-08.
252
HRAM individual interviews 14-03-19-T2/T3-CR-01-02 and 14-03-23-T2-CR-02-01.
253
HRAM individual interview 14-03-23-T2-CR-02-01.
254
HRAM individual interviews 14-03-23-T2-CR-02-01 and 14-03-30-T2-KY-01-01.
255
HRAM individual interview 14-03-30-T2-KY-01-01.
256
Ibid.
257
Ibid.
245
69
PDF to HTML - Convert PDF files to HTML files
1374689_0070.png
risk being dishonourably discharged, which would result in the loss of their
military pensions.
258
Assessment
149.
Information relayed to the HRAM points to a pattern of harassment to which
the military personnel of the Armed Forces of Ukraine have been subjected,
and which has negatively affected their rights and entitlements. These acts
have allegedly been perpetrated largely by “self-defence” groups. The
situation of Ukrainian military personnel who did not change allegiance will
require due attention in order to prevent future violations.
Freedom of Movement and Displacement of Population
150.
OSCE participating States are committed to removing all legal and other
restrictions with respect to travel within their territories and with respect to
residence for those entitled to permanent residence within their territories.
259
They are further committed to facilitating the voluntary return in safety and
dignity of internally displaced persons, in accordance with international
standards, recognizing also that the reintegration of people in their places of
origin must be pursued without discrimination.
260
International human rights
law guarantees everyone the right to freedom of movement within the
borders of the state where they are located, and the right to leave and enter
their own country.
261
The OSCE recognizes the UN Guiding Principles on
Internal Displacement as the relevant framework.
262
151.
As of 1 April, some 3,000 people, mainly women and children, had left
Crimea to seek temporary refuge in, mostly, Lviv, Kyiv, and Vinnytsia, as
HRAM individual interview 14-03-23-T2-CR-02-01.
Moscow Document,
op. cit.,
note [2], para. 33.
260
Lisbon Document,
op. cit.,
note 240, para. 10.
261
Universal Declaration of Human Rights, Article 13; ICCPR, Article 12; ECHR, Article 2 of
Protocol 4.
262
Maastricht Ministerial Council Decision No. 4/03 on Tolerance and Non-discrimination,
op. cit.,
note 206, para. 13.
259
258
70
PDF to HTML - Convert PDF files to HTML files
1374689_0071.png
well as Ivano-Frankivsk.
263
Eighty per cent of the IDPs were reportedly
Crimean Tatars.
264
In addition to civilians, service members of the Ukrainian
military and border guards, as well as their families, had to withdraw from
Crimea (mostly to regions closer to Crimea, such as Mykolayiv and Odessa).
Findings
152.
While the conditions and issues faced by these IDPs are discussed in more
detail above, the current section looks specifically at the situation in Crimea,
including the root causes for displacement. In this context, it also addresses
restrictions on freedom of movement.
153.
The HRAM interviewed a number of people, including Crimean residents
who had already left Crimea as IDPs (including the families of Ukrainian
military personnel and communities such as Crimean Tatars and Roma).
According to the Ukrainian Border Guard Service, the people who have been
leaving Crimea have, to a large extent, not identified themselves as IDPs
since they are planning to return to Crimea at some point.
265
154.
The representatives of the religious communities interviewed pointed out that
a number of local religious leaders had left, including priests from the
Ukrainian Orthodox Church (Kyivan Patriarchate) and the Ukrainian Greek
Catholic Church.
266
In some other cases, those priests who had left at the
outset of the events in Crimea returned again later.
267
155.
The representatives of the Roma community in Crimea conveyed to the
HRAM a general feeling of fear and uncertainty among the Roma about the
status of their passports and access to social benefits, one representative
pointing out that, while the numbers of Romani IDPs so far were not
particularly high, many Romani individuals were considering leaving.
268
According to one interviewee, a number of Roma families had sold their
“Ukraine Humanitarian Situation Report #6”,
op. cit.,
note 248. According to Lviv Regional State
Administration, for instance, as of 27 March, Lviv alone was hosting 1,276 IDPs, mostly Crimean
Tatars. [HRAM interview 14-03-27-T8-LV-03-10].
264
"Ukraine Humanitarian Situation Report #4", UNICEF, 21 March 2014,
<http://reliefweb.int/sites/reliefweb.int/files/resources/UNICEF_Ukraine_SitRep4_21March2014.pdf>.
265
HRAM individual interview 14-03-28-T6-OD-01-01.
266
HRAM individual interviews 14-03-23-T2-CR-01-01 and 14-03-24-T2-CR-02-01.
267
HRAM individual interview 14-03-24-T2-CR-02-01.
268
HRAM individual interview 14-03-21-T2-CR-02-02.
263
71
PDF to HTML - Convert PDF files to HTML files
1374689_0072.png
property in Crimea and were preparing to leave or had already left for the
Russian Federation (explaining that the Roma who came to Ukraine after the
collapse of the Soviet Union had strong family ties in the Russian
Federation).
269
156.
The HRAM received allegations of significant restrictions on freedom of
movement in Crimea. In particular, some interviewees reported that
checkpoints had been set up and that identity checks were being conducted
outside checkpoints as well. Following the referendum in Crimea, for
example, one interlocutor noted that there was a checkpoint on the road to
Sevastopol that was controlled by former Berkut members and “self-defence”
forces.
270
In Bakhchysaray, temporary checkpoints were reportedly installed
three or four days before the referendum in settlements populated by
Crimean Tatars.
271
157.
According to another interviewee who claimed to have researched the public
transportation situation in Crimea at the time of the HRAM, numerous
checks by “self-defence” groups occurred on a daily basis, both at
checkpoints and elsewhere on transportation routes.
272
Transportation
companies reportedly had roughly 30 per cent lower turnover due to people
being afraid to travel. At the same time, a plunge in demand and a spike in
fuel prices (by some 15-20 per cent) allegedly resulted in fewer buses being
dispatched. The interlocutor relayed that the “self-defence” groups can stop
any vehicle or train and conduct ID checks, as well as baggage searches.
Those people who are considered suspicious by the “self-defence” groups are
allegedly taken off the vehicles they are travelling in and not permitted
further travel. Bus stations have allegedly put up announcements
recommending that all passengers carry their travel identification documents
even for travel within Crimea.
273
158.
The Ukrainian Border Guard Service has likewise stated that some
individuals wishing to leave Crimea have not been allowed to cross into the
269
270
HRAM individual interview 14-03-29-T6-OD-03-06.
HRAM individual interview 14-03-19-T2T3-CR-01-02.
271
HRAM individual interview 14-03-20-T2-CR-01-01.
272
HRAM individual interview 14-03-20-T2-CR-04-03.
273
HRAM individual interview 14-03-20-T2-CR-04-03.
72
PDF to HTML - Convert PDF files to HTML files
1374689_0073.png
territory controlled by the Ukrainian government,
274
the main reason
allegedly cited being either that their stated aim of travelling to Ukraine was
suspicious or that they lacked the proper documentation.
275
159.
Another interlocutor reported that he had witnessed people in green uniforms
and helmets checking everyone at checkpoints.
276
At least one checkpoint
(near Voinskiy) was reportedly manned by individuals in civilian clothes.
160.
As regards entry into Crimea, the route through Armyansk has been
described as particularly difficult. The checkpoint there was reportedly
operated by “self-defence” forces and former Berkut troops. In addition,
masked individuals in green uniforms were reportedly positioned at the
Jankoy train station at 10-metre intervals.
277
An interviewee also alleged that
paramilitary formations were conducting searches of passengers’ baggage
upon the arrival of trains in Simferopol.
278
It was conveyed to the HRAM
that some people, in particular journalists, had been turned back at
checkpoints.
279
It is unclear if these latter cases involved “self-defence”
groups or other paramilitary formations.
280
Reportedly, Crimean residents,
regardless of their ethnic background, were scared to move around the
peninsula because of the alleged random nature and unpredictability of such
checks.
281
At the same time, from the Ukrainian authorities’ perspective,
border guards would only turn people crossing into Crimea back in the event
that they did not have proper documentation or had a criminal record.
282
161.
The Ukrainian military units stationed in Crimea faced a particular restriction
on their freedom of movement where they found themselves under siege.
This was the case with the Belbek airbase and the Evpatoria naval base.
283
One family member of a Ukrainian naval serviceperson stationed in
HRAM individual interview 14-03-28-T6-OD-01-01.
HRAM report 14-03-30-T7-KS-04-field visit. This was also confirmed by the border guards
manning the post near Armyansk,
276
Ibid.
277
Ibid.
278
HRAM individual interview 14-03-24-T2-CR-04-01.
279
HRAM individual interviews 14-03-12-AT-KY-01-01 and 14-03-24-T2-CR-04-01.
280
HRAM individual interviews 14-03-10-AT-KY-03-01 and 14-03-12-AT-KY-01-01.
Around that time there were also allegations that identification documents were sometimes
destroyed during such checks, HRAM individual interview 14-03-10-AT-KY-04-NA.
281
HRAM individual interview 14-03-20-T2-CR-04-03.
282
HRAM individual interview 14-03-28-T6-OD-01-01.
283
HRAM individual interview 14-03-19-T2T3-CR-01-02.
275
274
73
PDF to HTML - Convert PDF files to HTML files
1374689_0074.png
Sevastopol reported that service members were allowed by gunmen to leave
but not to return. This situation lasted for over a month.
284
Assessment
162.
The presence of military personnel in uniforms without insignia gave rise to
a climate of fear and lawlessness that has resulted in a number of persons
leaving their homes in Crimea and becoming IDPs, primarily on the territory
controlled by the Ukrainian authorities. The Crimean Tatar community has
been disproportionally affected. The climate of fear and uncertainty may
induce more people to leave in the future.
163.
Significant limitations to freedom of movement have aalso been observed
primarily due to the existence of checkpoints operated by “self-defence”
groups throughout the peninsula. The arbitrary nature of the checks and the
illegality thereof have given rise to a climate of fear that reportedly has made
residents less willing to travel. Journalists have reportedly been targeted at
checkpoints and denied entry into Crimea. Denial of entry into the territory
under control by the Ukrainian authorities has also been noted.
Freedom of Peaceful Assembly
57.
Article 11 of the ECHR, Article 21 of the ICCPR and para. 9.2 of the
Copenhagen Document protect the freedom of peaceful assembly. According
to Article 11(2) of the ECHR, any restrictions to this right should be
prescribed by law and be necessary in a democratic society in the interests of
national security or public safety, for the prevention of disorder or crime, for
the protection of the rights and freedoms of others.
58.
According to the OSCE/ODIHR and the Council of Europe's Commission for
Democracy through Law (Venice Commission) Guidelines on Freedom of
Peaceful Assembly,
285
the policing of assemblies must be guided by the
human rights principles of legality, necessity, proportionality and non-
HRAM individual interview 14-03-30-T6-OD-02-01.
Guidelines on Freedom of Peaceful Assembly
(Warsaw: OSCE/ODIHR and the Council of Europe's
Commission for Democracy through Law, 2010), para. 5.3.
285
284
74
PDF to HTML - Convert PDF files to HTML files
1374689_0075.png
discrimination and must adhere to applicable human rights standards. The
state has a positive duty to take reasonable and appropriate measures to
enable peaceful assemblies to take place without participants fearing physical
violence. Law-enforcement officials must also protect the participants of a
peaceful assembly from any person or group (including agents provocateurs
and counter-demonstrators) that attempts to disrupt or inhibit the assembly in
any way.
164.
As in other parts of the south and east of Ukraine, assemblies in Crimea have
taken place in the context of a massive campaign against pro-Maidan
activists. Violent groups have frequently been aggressive towards assemblies
held in Crimea by pro-Maidan groups, forcing them to disperse.
286
Such
incidents were generally accompanied by little or no reaction from police
officers present at the scene.
Findings
165.
In addition to the harassment of journalists at assemblies, as discussed above,
the HRAM received reports of serious disruptions of peaceful assemblies
organized by pro-Maidan groups. For example, in Sevastopol, demonstrators
at an assembly organized on 9 March in support of the territorial integrity of
Ukraine were allegedly assaulted by unidentified individuals near the
assembly. Some of the participants of the assembly were injured.
287
166.
Similarly, on 13 March, a gathering in Yalta of around 70 supporters of the
territorial integrity of Ukraine, primarily students, women and children. The
event was disrupted by a pro-Russian “self-defence” group of 70 people,
which eventually grew in size to reach a total of 200 participants. Reportedly,
this was not a counter-demonstration but an attempt to forcefully disperse the
original assembly by using intimidation and verbal threats. The confrontation
resulted in minor violent incidents.288 There were allegedly no more than
six police officers present, and they were passive.
289
There was a perception
HRAM individual interview 14-03-21-T1-CR-03-01.
HRAM individual interview 14-03-12- AT-KY- 02-01. Also see HRAM individual interview and
14-03-22-T1-CR-02-02.
288
Ibid.
289
HRAM individual interviews 14-03-23-T1-CR-02-01 and 14-03-23-T1-CR-01-10.
287
286
75
PDF to HTML - Convert PDF files to HTML files
1374689_0076.png
that the police were not neutral, and that they supported the pro-Russian
groups.
290
Assessment
167.
The incidents reported above point to the failure by law enforcement agents
to protect the freedom of peaceful assembly in the face of attacks by “self-
defence” and other groups. Authorities exercising de facto control in Crimea
have an obligation to effectively investigate attacks against participants in
peaceful assemblies, as well as any allegations of serious police misconduct
resulting in the failure to protect and facilitate assemblies. It must be noted
that these concerns are compounded by the presence of and active
participation by “self-defence” groups in incidents at assemblies, giving rise
to concerns over serious violations of the freedom of peaceful assembly.
290
HRAM individual interview 14-03-23-T1-CR-01-10.
76
PDF to HTML - Convert PDF files to HTML files
SECTION II: HCNM ON THE MINORITY RIGHTS SITUATION
IN UKRAINE
I.
EXECUTIVE SUMMARY
This report was prepared at the request of the Government of Ukraine. It
represents one section of the report of the Human Rights Assessment Mission
(HRAM) conducted by the Organization for Security and Co-operation in
Europe (OSCE) High Commissioner on National Minorities (HCNM) and
the OSCE Office for Democratic Institutions and Human Rights (ODIHR).
Information collected during the mission has been complemented with data
and information from other reliable sources, including the reports and
findings of OSCE structures, such as the Representative on Freedom of the
Media (RFoM) and the Special Monitoring Mission, as well as other
international bodies, in order to provide context for the findings of this
report.
This section of the HRAM report presents findings and recommendations
concerning the minority rights situation in Ukraine. It has been prepared by
the HCNM based on several fact-finding missions undertaken by the HCNM
and her staff (HCNM delegations) between 8 March and 17 April 2014 to
various regions of Ukraine, including Crimea. The findings and
recommendations on the human rights situation prepared by ODIHR are
presented in the first section of this report. The HCNM and the ODIHR have
different mandates and had a different focus in the preparation of this report,
which is therefore presented in two sections. The two sections together
provide an overview of the recent situation concerning human rights,
minority rights in Ukraine, including Crimea.
This report first establishes the context to the emerging challenges
concerning minority rights in Ukraine by providing an overview of relevant
political developments and international and domestic legal standards
77
PDF to HTML - Convert PDF files to HTML files
pertaining to minority rights protection. The assessment provides key
conclusions regarding the framework for minority rights protection. It
focuses on the most relevant areas of minority rights, such as the use of
languages; education rights; the participation of persons belonging to
national minorities in public affairs and in cultural, social and economic life;
and anti-discrimination. The report features a separate section that analyses
the specific situation in Crimea.
The report acknowledges the high level of inter-ethnic tolerance that has
traditionally characterized Ukrainian society, as well as the support that the
Ukrainian authorities have provided for minority-language education and the
cultural activities of national minorities over the years. The report also notes,
however, that the underlying internal divisions within Ukrainian society have
not been effectively addressed by the successive authorities. In fact, issues
related to identity have been instrumentalized on several occasions by
various political forces. The politicization of minority rights can lead to the
polarization of society. It also diverts attention from the needs of smaller
minorities, who are thus more vulnerable.
Ukraine’s legal framework to protect and promote minority rights is
fragmented, outdated, and occasionally unclear and contradictory. Efforts to
implement the relevant laws have been inconsistent, due in part to
institutional weakness and underfunding. As a result, there is considerable
legal and practical uncertainty on particular aspects of minority rights
protection. The ongoing crisis has contributed to this uncertainty. It is
therefore important that the authorities start to address these issues through a
concerted, considered and participatory legal reform process. Although this
issue is urgent, the authorities should avoid taking any hasty steps, especially
in the current context.
This report outlines a number of concerns that pre-date the crisis, but which
have become more acute or urgent in light of the ongoing crisis. In addition,
new concerns have emerged. Rising inter-ethnic tensions are reflected in
various incidents and the political and media discourse when it is discussing
language and identity issues. This is contributing to minorities’ perceptions
of their own vulnerability. The authorities need to make a concerted effort to
78
PDF to HTML - Convert PDF files to HTML files
1374689_0079.png
not only stabilize the situation in all regions of the country and reinstate the
rule of law, but also to ensure effective minority rights protection in law and
in fact.
The situation of national minorities in Crimea has suffered the most dramatic
changes over the past couple of months. Ethnic Ukrainians, especially those
who speak Ukrainian rather than Russian, have come to fear potential
violence and harassment based on their ethnic affiliation, as they are often
collectively viewed as staunch supporters of the “Maidan” movement and of
the territorial integrity of Ukraine. They are also increasingly concerned by
rumours
of
policy
changes,
such
as
the
possible
closure
of
Ukrainian-language schools. Crimean Tatars have also found themselves in
an increasingly precarious situation since they openly supported Ukraine’s
territorial integrity and many boycotted the so-called “referendum” on the
status of Crimea. Following a string of reported incidents, which have
included intimidation, verbal threats and physical attacks, Crimean Tatars are
now deeply concerned for the safety and security of their community, their
future representation in the elected bodies and executive structures in
Crimea, their socio-economic inclusion and, more generally, for the
observance of their rights, including to housing, land and property, as well as
freedom of religion. Ethnic Ukrainians and Crimean Tatars who espouse
pro-Ukrainian views on the status of Crimea or manifest a will to uphold
their identity, especially their religious, cultural or linguistic rights, appear
increasingly vulnerable, and are in urgent need of protection – an obligation
borne first and foremost by the authorities exercising
de facto
control in
Crimea. The HCNM did not find violations of the rights of Russians in
Crimea during her visits or the visits of her delegations.
291
To assist the Ukrainian authorities in their efforts to identify key concerns
regarding the rights of persons belonging to national minorities in Ukraine,
including Crimea, and to improve the level of minority rights protection, the
HCNM has prepared a set of recommendations for immediate and medium
term action. These include general recommendations on minority rights,
In her press release issued on 6 March, following her visit to Crimea, the High Commissioner stated
that she found no evidence of violations or threats to the rights of Russian speakers in Crimea,
http://www.osce.org/hcnm/116180.
291
79
PDF to HTML - Convert PDF files to HTML files
measures that need to be taken at the institutional level and legal reforms, as
well as specific policy recommendations on language, education,
participation
and
anti-discrimination.
The
report
also
provides
recommendations addressed to the authorities exercising
de facto
control in
Crimea. All these recommendations should be read and implemented in
conjunction with those put forward by the ODIHR in the first section of this
report.
The HCNM expresses her appreciation to the Ukrainian national and regional
authorities for their logistical and administrative assistance in arranging the
relevant meetings throughout the country. Her thanks also go to the
representatives of minority communities and civil society organizations who
agreed to meet with her and her advisers, often at short notice and sometimes
in difficult circumstances. The HCNM remains at the disposal of the
Ukrainian authorities for further assistance on matters related to national
minorities.
80
PDF to HTML - Convert PDF files to HTML files
II.
BACKGROUND TO THE REPORT
Methodology and Focus of the Minority Rights Assessment
Based on the request addressed to the ODIHR and the HCNM by Ukraine’s
acting Minister of Foreign Affairs in his letter dated 3 March 2014 (see
Annex I), the HCNM has undertaken the necessary steps, in accordance with
her mandate, to prepare this report on the situation regarding the rights of
persons belonging to national minorities, as part of the Human Rights
Assessment Mission (HRAM) conducted in co-operation with the ODIHR.
Although the request was initially limited to the effect that the presence of
armed units in Crimea was having on the rights of persons of various ethnic
origins, the situation evolved in March and April, which affected the scope
and focus of the report. While the report focuses on developments in Ukraine
in the last few months, it also considers the wider context. Before the present
crisis unfolded, minorities faced issues with aspects of the legal framework
and specific policies relevant to them, such as those related to the education
system. Since the successive High Commissioners have been actively
engaged in Ukraine since the early 1990s, this report takes relevant long-term
observations into account.
The report is based on the findings of the HCNM delegations, which
participated in the HRAM between 8 March and 17 April 2014. It also draws
upon information gathered from the HCNM’s regular activities, including
contact with relevant stakeholders, and other reliable sources. Members of
the HCNM delegations visited Kyiv, Simferopol, Bakhchisaray, Donetsk,
Lugansk, Odessa, Lviv, Uzhgorod, Berehovo, Tyachiv, Nizhnaia Apsha and
Chernivtsi. They also met interlocutors from locations they could not visit
themselves, particularly Crimea. In some cases, security threats hampered
access to certain locations or the collection of additional information.
The
methodology
employed
involved
conducting
interviews
with
representatives of national, regional and local authorities; civil society,
including
community-based
international
organizations
and
local
and
experts;
other
and
civil
society
organizations;
international
81
PDF to HTML - Convert PDF files to HTML files
1374689_0082.png
organizations. The HCNM delegations held over 75 meetings in the different
locations in Ukraine with more than 250 interlocutors.
Demographic and Political Context
Approximately 78 per cent of Ukraine’s population considers itself to be
ethnically Ukrainian, according to the 2001 census, the most recent data
available. Russians represent the largest minority, at 17 per cent. The
remaining five per cent is officially composed of the 130 “nationalities”
listed in the census, of which the largest groups, ranging from nine per cent
to 0.1 per cent of the population, are: Belarusians, Moldovans, Crimean
Tatars, Bulgarians, Hungarians, Romanians, Poles, Jews, Armenians, Greeks,
Tatars, Roma, Azerbaijanis, Georgians, Germans and Gagauz.
Although Ukrainian, as the State language, and Russian are the two most
commonly used languages, the linguistic situation does not coincide with the
ethnic one, as 29.5 per cent of the population reports that Russian is their
native language – a much higher proportion than that of ethnic Russians in
the country – compared to 67.5 per cent who described their native language
as Ukrainian.
292
The percentage of native Russian speakers is highest in the
country’s eastern and southern regions (Kharkiv, Donetsk, Lugansk,
Zaporizhya, Crimea and Odessa) but the language is also widely used in
other parts of the country. Some other minorities as well as some ethnic
Ukrainians also consider Russian their primary language, and many citizens
are bilingual, adding complexity to the linguistic picture.
The population census planned for 2011 has been postponed to 2016, and the
outdated nature of the 2001 census data should be kept in mind when
considering Ukraine’s ethnic and linguistic composition.
The underlying internal divisions of Ukraine’s society began to surface in the
mid-1990s and have been brought into sharper focus by the “Orange
Revolution” and again by the events that have been taking place since
November 2013. Every election since 2004 has demonstrated the deep split
in society, in which political, geographic, ethno-linguistic and cultural lines
292
http://2001.ukrcensus.gov.ua/d/mono_eng.pdf.
82
PDF to HTML - Convert PDF files to HTML files
1374689_0083.png
largely coincide. Ukraine inherited the division between its mainly
Ukrainian-speaking northwest and Russian-speaking southeast. Although
ethnicity certainly plays into the divide, along with language, culture and
political attitudes, Ukraine has never experienced clear-cut ethnic tensions
that would pit ethnic Ukrainians against ethnic Russians.
Against this background, and taking the legacy of Soviet policies into
account, the issue of language – in particular, the relative positions of the
Ukrainian and Russian languages – has been prone to politicization. This
politicization has exacerbated polarization amid broader debates about the
country’s national identity and geopolitical orientation. Policies adopted to
promote the Ukrainian language under the administration of President Viktor
Yushchenko (2005–2010) were reversed by his successor, Viktor
Yanukovych, in the run-up to the 2012 parliamentary elections, culminating
in the hasty and controversial adoption of a new Law on the Principles of
State Language Policy (Language Law) in July 2012. Then-President
Yanukovych’s Party of Regions, which derived its strength from the
country’s east, had promised in its electoral campaign to instate Russian as a
second official language. Certain aspects of the Language Law led the
HCNM and the Council of Europe Venice Commission to give it a negative
assessment.
293
The Language Law provided that a language spoken by at least ten per cent
of the local population may be adopted as an official regional language.
Following the Language Law’s adoption, a number of oblasts and cities
declared Russian as an official regional language. Several communities in
western Ukraine declared Hungarian, Romanian or Bulgarian as official
languages.
On 23 February 2014, following the ouster of the Yanukovych regime, the
Verkhovna Rada voted to repeal the 2012 Language Law, sparking protests
in a number of cities in the south and east. The HCNM warned that repealing
the Language Law could lead to further unrest and called on the authorities to
consult widely in the development of a balanced and inclusive approach to
See: http://www.osce.org/node/92418 and
http://www.venice.coe.int/webforms/documents/?pdf=CDL-AD(2011)047-e.
293
83
PDF to HTML - Convert PDF files to HTML files
1374689_0084.png
language policy.
294
On 27 February, acting President Oleksandr Turchynov
announced his decision to veto the Verkhovna Rada’s repeal until a new
language law was passed, thereby keeping the 2012 Language Law in force,
and to create a Special Temporary Commission on Language Legislation to
urgently draft a new language law. Despite the veto, the Verkhovna Rada’s
decision to repeal the Language Law had already provoked anxieties among
minority communities and led to calls by some minority representatives for
stronger protection for minority languages. Prime Minister Arseniy
Yatseniuk reiterated on 18 March that the Government would keep the 2012
Language Law in force and that the right to use the Russian language freely
would not be affected.
In eastern Ukraine, rallies against the acting authorities in Kyiv began in late
February. Protesters voiced concerns about the exclusion of the
Russian-speaking population from the governance process at the national
level and called for the Russian language to receive the status of a second
official language. The situation escalated in April as protesters seized
Government buildings in Donetsk, Luhansk, Kharkiv and other cities, calling
for a referendum on independence. The Ukrainian authorities struggled to
regain control of the security situation in the east, which remained extremely
tense as of 17 April, the end date of the period of this assessment.
Crimea
The situation on the Crimean peninsula, where ethnic Russians are the largest
ethnic group at 58 per cent and Ukrainians make up 24 per cent, is
particularly complex in terms of the situation of national minorities and
inter-ethnic relations. The return to Crimea in the late 1980s of
approximately 266,000 Crimean Tatars and other minorities (including
Armenians, Bulgarians, Germans and Greeks) who had been deported during
the Soviet regime in the 1940s has posed significant integration challenges to
the regional and national authorities, which the HCNM commented on in a
294
See: http://www.osce.org/hcnm/115643.
84
PDF to HTML - Convert PDF files to HTML files
1374689_0085.png
needs assessment.
295
Access to land and housing, the status of the Crimean
Tatar language, and questions of self-governance are among the issues that
have contributed to inter-ethnic tensions. Crimean Tatars have their own,
elected representative organ, known as the Mejlis, although it has no legal
status under Ukrainian legislation.
Clashes between pro-Russian demonstrators protesting against the acting
authorities in Kyiv and Crimean Tatars broke out in Simferopol in late
February. Amid preparations for a contentious 16 March “referendum” on
the status of Crimea, ethnic Ukrainians and Crimean Tatars on the peninsula
were in a particularly vulnerable position. The Mejlis publicly called for
Crimean Tatars to boycott the “referendum”, and incidents of harassment of
Crimean Tatars were reported in the days following the “referendum”.
An analysis of the legality of the events that led to a change in the authorities
in effective control over Crimea falls beyond the scope of this report. In
particular, this report does not address the legality of the “referendum” held
on 16 March or its adherence to OSCE and other international standards
relating to the holding of democratic elections.
296
In providing an assessment
of the human, including minority, rights situation in Crimea, this report limits
itself to the effects of these events on the enjoyment of such rights, as
enshrined in OSCE human dimension commitments and in other applicable
human rights instruments.
On 21 March, in spite of the objections raised by Ukraine and the
international community, Russia’s President Vladimir Putin signed laws on
admitting the Republic of Crimea and the city of Sevastopol into the Russian
Federation. The Mejlis rejected the new “constitution” of Crimea, which
declared Crimea a part of the Russian Federation, adopted on 11 April by the
State Council of Crimea.
The integration of formerly deported people in Crimea, Ukraine: Needs assessment,
http://www.osce.org/hcnm/104309.
296
The European Commission for Democracy through Law (the Venice Commission) disputes the
legality of the referendum. See its Opinion on “whether the decision taken by the Supreme Council of
the Autonomous Republic of Crimea in Ukraine to organise a referendum on becoming a constituent
territory of the Russian Federation or restoring Crimea’s 1992 constitution is compatible with
constitutional principles” adopted by the Venice Commission at its 98th Plenary Session (Venice,
21–22 March 2014), CDL-AD(2014)002-e. No ODIHR election observers were present in Crimea
before or during the referendum.
295
85
PDF to HTML - Convert PDF files to HTML files
1374689_0086.png
Minority Rights Standards
A) OSCE Commitments
Ukraine, as a participating State of the OSCE, undertook to respect the
OSCE commitments that, though not legally binding, represent the minimum
standards that the participating States of the OSCE agreed to adhere to and
implement in practice.
Ukraine has pledged to implement a wide range of human dimension
commitments, including those related to the protection of minority rights.
First and foremost, such commitments related to protection of minority rights
can be found in the 1975 CSCE Helsinki Final Act.
297
Protection of
minorities is also enshrined in the 1983 Concluding Document of Madrid
298
and 1989 Concluding Document of Vienna,
299
the 1990 Document of the
Copenhagen Meeting of the Conference on the Human Dimension of the
CSCE,
300
in the Report of the CSCE 1991 Meeting of Experts on National
Minorities,
301
the 1991 Document of the Moscow Meeting of the Conference
on the Human Dimension of the CSCE
302
and the 1992 Concluding
Document of Helsinki, which,
inter alia,
established the post of the OSCE
HCNM.
303
The protection of national minorities is a recurrent issue in many
subsequent OSCE commitments and decisions.
304
The 1975 CSCE Helsinki Final Act, Questions Relating to Security in Europe: 1(a) Declaration on
Principles Guiding Relations between Participating States – Principle VII), Co-operation in
Humanitarian and Other Fields.
298
Concluding Document of Madrid – The Second Follow-up Meeting, Madrid, 6 September 1983
(Questions Relating to Security in Europe: Principles; Co-operation in Humanitarian and Other Fields,
pp. 31, 45, 59 and 68).
299
Concluding Document of Vienna — The Third Follow-up Meeting, Vienna, 15 January 1989.
300
The 1990 CSCE Document of the Copenhagen Meeting on the Human Dimension, paragraphs 30–
39.
301
The 1991 Geneva CSCE Expert Meeting on National Minorities, Geneva, 19 July 1991, parts II–
VII.
302
The Moscow Meeting of the Conference on the Human Dimension of the CSCE, Moscow, 3
October 1991, paragraph 37.
303
The Fourth Follow-up Meeting, Helsinki, 10 July 1992 (Decisions: II. CSCE High Commissioner on
National Minorities), (Decisions: VI. The Human Dimension, especially paragraphs 23–28).
304
See OSCE Human Dimension Commitments, Volume 1, Thematic Compilation
Third Edition. OSCE/ODIHR at 149-163 (National Minorities):
http://www.osce.org/odihr/76894?download=true.
297
86
PDF to HTML - Convert PDF files to HTML files
1374689_0087.png
Important contributions to the understanding of how these standards can be
implemented have been made by the successive HCNMs in their
Recommendations and Guidelines.
305
B) Regional Instruments
Ukraine is a member state of the Council of Europe and has ratified the
Convention for the Protection of Human Rights and Fundamental Freedoms
(ECHR).
306
Ukraine also signed and ratified Protocol No. 12 to the ECHR
concerning the general prohibition of discrimination.
307
Ukraine has ratified the Framework Convention for the Protection of
National Minorities (FCNM),
308
which is the key binding European
instrument in this area. Ukraine is also a party to the European Charter for
Regional or Minority Languages (ECRML).
309
C) United Nations Instruments
Ukraine has signed and ratified an array of fundamental UN human rights
treaties.
310
The rights guaranteed in UN human rights conventions apply
equally to members of minority groups. Among them are two treaties that
include provisions that specifically cover minority rights. These are the
International Covenant on Civil and Political Rights (Article 27) and the
Convention on the Rights of the Child (Article 30).
Ukraine is a party to the International Convention on the Elimination of All
Forms of Racial Discrimination (CERD).
311
In 1992, Ukraine recognized the
individual complaints procedure under Article 14 of the International
Convention on the Elimination of All Forms of Racial Discrimination.
312
The Hague Recommendations Regarding the Education Rights of National Minorities
(1996),
The
Oslo Recommendations Regarding the Linguistic Rights of National Minorities
(1998),
The Lund
Recommendations on the Effective Participation of National Minorities in Public Life
(1999),
Guidelines on the use of Minority Languages in the Broadcast Media
(2003),
Recommendations on
Policing in Multi-Ethnic Societies
(2006),
The Bolzano/Bozen Recommendations on National
Minorities in Inter-State Relations
(2008),
The Ljubljana Guidelines on Integration of Diverse
Societies
(2012). See: http://www.osce.org/hcnm/66209.
306
Signed 9 November 1995, ratified 11 September 1997.
307
Signed 4 November 2000, ratified 2 March 2006.
308
Signed 15 September1995, ratified 26 January1998.
309
Signed 2 May 1996, ratified 19 September 2005.
310
http://tbinternet.ohchr.org/_layouts/TreatyBodyExternal/Treaty.aspx?CountryID=183&Lang=EN.
311
Signed 7 March 1966, ratified 7 March 1969.
312
Accepted 28 July 1992.
305
87
PDF to HTML - Convert PDF files to HTML files
1374689_0088.png
Ukraine is also a party to the non-binding Declaration on the Rights of
Persons Belonging to National or Ethnic, Religious and Linguistic
Minorities.
313
National Legal Framework
Ukraine’s national legal framework regulating the rights of persons
belonging to national minorities includes, in particular, the 1996
Constitution, the 1992 Law on National Minorities and the 2012 Language
Law. In addition, specific aspects of the rights of persons belonging to
national minorities are further regulated in other laws of Ukraine, such as the
laws on Association of Citizens, on Education, on Culture, on Citizenship, on
Printed Mass Media (Press), in the Fundamentals of Ukrainian Legislation on
Culture, on Freedom of Conscience and Religious Organizations, on Local
Self-Government in Ukraine, on Refugees, on Immigration, and on Freedom
of Movement and Free Choice of Place of Residence in Ukraine, as well as in
the criminal and civil codes.
The Constitution of Ukraine (of 28 June 1996, with subsequent amendments)
provides that “The State shall promote the consolidation and development of
the Ukrainian nation, its historical consciousness, traditions, and culture,
as
well as the development of [the] ethnic, cultural, linguistic, and religious
identity of all indigenous peoples and national minorities of Ukraine.”
314
It
also provides that the State language is Ukrainian, and that the State shall
ensure its comprehensive development and functioning in all spheres of
social life throughout the entire territory of Ukraine.
315
At the same time, the
Constitution guarantees the “free development, use, and protection of
Russian and [the] other languages of [the] national minorities of Ukraine.”
316
The Constitution contains a general equality clause which provides that all
citizens have equal constitutional rights and freedoms, and are equal before
Declaration on the Rights of Persons Belonging to National or Ethnic, Religious and Linguistic
Minorities, 18 December 1992, A/RES/47/135.
314
Constitution of Ukraine, Article 11 (emphasis added).
315
Constitution of Ukraine, Article 10.
316
Ibid.
313
88
PDF to HTML - Convert PDF files to HTML files
1374689_0089.png
the law.
317
The same provision enshrines the principle of non-discrimination
on the grounds of race, colour of skin, religious and other beliefs as well as
ethnic and linguistic characteristics. Although the Ukrainian authorities have
reported that the term “citizens” in this context is employed as a generic term
that includes foreigners and stateless persons as well,
318
the provision
remains ambiguous regarding its application to non-citizens. The
Constitution also guarantees that citizens belonging to national minorities
have “the right to education in their native language, or to study their native
language at the state and communal educational establishments or through
national cultural societies”.
319
Of note, the Constitution also provides that
ratified international treaties become part of the national legislation of
Ukraine,
320
thereby incorporating them into the domestic legal framework.
The 1992 Law on National Minorities guarantees to all citizens, regardless of
their national origin, equal political, social, economic and cultural rights and
freedoms, and supports the development of national self-awareness and
self-expression. This Law also provides that all citizens of Ukraine shall
enjoy equal protection of the State. Article 3 specifies that: “To national
minorities belong groups of Ukrainian citizens, who are not of Ukrainian
nationality, but show feeling of national self-awareness and affinity.”
National minorities are guaranteed basic human rights as well as the right to
“national-cultural autonomy”. That said, the 1992 Law on National
Minorities is widely regarded as outdated and not fully in line with Ukraine’s
subsequently assumed international obligations. Despite repeated public and
expert discussions over the past years about the need to amend or revise this
Law, such initiatives have yet to coalesce into a draft legislative text that
would enjoy sufficient parliamentary support.
The use of languages in Ukraine is regulated by the 2012 Language Law (see
section on Language Rights below), which replaced the Soviet-era Law on
Languages of 1989. In brief, the 2012 Language Law introduced a new
arrangement for the protection of minority languages through a system of
317
318
Constitution of Ukraine, Article 24.
ECRI 2012 Report on Ukraine (fourth monitoring cycle), page 11 paragraph 4.
319
Constitution of Ukraine, Article 53.
320
Constitution of Ukraine, Article 9.
89
PDF to HTML - Convert PDF files to HTML files
recognition and protection of “regional or minority languages” in specific
geographic/administrative areas. In areas where the number of people
speaking a minority language reaches the threshold of ten per cent, the use of
the regional or minority language is guaranteed and protected by law in a
wide range of domains, including public administration, the education
system, the judiciary, culture, and the media and advertising. The 2012
Language Law, while generally acknowledged as a significant step forward
compared to the 1989 Law on Languages, was nonetheless criticized by
various competent international bodies, including the HCNM and the
European Commission for Democracy Through Law (Venice Commission)
for failing to strike an adequate balance between the promotion and use of
the State (Ukrainian) language as a unifying factor in society and the
promotion and protection of minority languages, including less widely used
languages. In February 2014, shortly after the fall of the Yanukovich
Government, the new authorities of Ukraine sought to repeal the 2012
Language Law; however, the acting President vetoed the bill, and as a result
the 2012 Language Law remains in effect. In the meantime, a Special
Temporary Commission on Language Legislation was set up to draft a new
language law.
90
PDF to HTML - Convert PDF files to HTML files
1374689_0091.png
III.
MINORITY RIGHTS ASSESSMENT
General and Underlying Minority Rights Concerns
Inter-ethnic tolerance in Ukraine, including between Ukrainian speakers and
Russian speakers, has generally been high since the country gained
independence in 1991. As in most societies, there were isolated cases of
interpersonal conflicts or hate crimes on ethnic or related grounds. The
Government has been providing support for national minorities’ cultural
activities
and
significant
funding
and
institutional
support
for
minority-language education at various levels.
Since the crisis began, national minorities have been facing new challenges
stemming directly from the recent events in addition to the underlying
minority rights concerns that predate the crisis. The continued inability or
unwillingness of the authorities to effectively address widespread corruption
also affects the human rights of all, including persons belonging to national
minorities.
321
The general population is concerned about the prevailing atmosphere of
uncertainty related to the country’s stability and integrity; the safety of
person and property in light of actual or threatened violence by various, at
times unidentified, actors; the political leadership; and policies and
legislation. These factors are even more destabilizing for vulnerable groups,
including minorities, as well as ethnic Ukrainians in areas where they are a
de facto
minority. This sense of insecurity is exacerbated by domestic and
international media reports of violations and even violent acts or plans to
perpetrate such acts, even when these are unsubstantiated. Some political
actors are also implicated in the spread of alarmist reports. This is creating a
climate of fear and poses serious and urgent risks to inter-ethnic relations. In
addition to the problems of misrepresentation or partial reporting, the general
lack of transparency and immediate and concrete actions to investigate
“Ukraine was ranked 144th out of 176 countries investigated in the 2012 Corruption Perceptions
Index of Transparency International, a leading anti-corruption watchdog agency
(http://www.transparency.org/country#UKR).”
321
91
PDF to HTML - Convert PDF files to HTML files
1374689_0092.png
reported violations of human rights, including physical violence and
harassment, is further fuelling misperceptions and insecurities.
The far right nationalist organizations, including those co-ordinating their
activities through the Right Sector movement, became more vocal and
organized during the protests leading to the ouster of President Yanukovich
and in the following period. The Russian-speaking population in eastern
Ukraine is particularly concerned about the rise in the far right movement
and its prominence in spearheading the “Maidan” protests, including its
participation in violent clashes with security forces and its takeover of
administrative buildings. Many members of the Russian-speaking population
expressed fear of ultra nationalist ideology, anti-Russian rhetoric,
paramilitary organizations and threats of violence.
In addition, the current crisis is exacerbating underlying issues, including
through irresponsible, subjective and at times propagandistic reporting by
domestic and international media. It is important to keep in mind that any
immediate measures to address the most urgent concerns should not detract
from the long-standing need to address the root causes of tensions in a
structured and systemic manner.
Relevant regional and international actors have been expressing their
concerns regarding respect for the rights of persons belonging to national
minorities in Ukraine since long before the crisis emerged. These concerns
still need to be addressed, in line with Ukraine’s obligations and as a matter
of good governance.
322
The recent developments have added new concerns,
increasing the vulnerability of minorities. Due to the crisis, it has become
more urgent that the authorities reach out convincingly with reassuring
messages and tangible measures to ensure the protection of minority rights in
law and in fact.
See the First (1 March 2002), Second (30 May 2008) and Third (22 March 2012) Opinions of the
Advisory Committee on the FCNM (ACFC), available at
http://www.coe.int/t/dghl/monitoring/minorities/3_FCNMdocs/Table_en.asp#Ukraine. Also see the
relevant reports, recommendations and findings of other Council of Europe monitoring bodies, such as
the Commissioner for Human Rights, the ECRI and the Committee of Experts on the ECRML. Also
see the concluding observations of the relevant United Nations human rights treaty instruments.
322
92
PDF to HTML - Convert PDF files to HTML files
1374689_0093.png
The issues previously raised by the HCNM, the Advisory Committee on the
FCNM and relevant UN bodies and mechanisms include,
inter alia:
1) Ukraine still lacks comprehensive and consistent legislation for the
protection of the rights of persons belonging to national minorities.
323
The 1992 Law on National Minorities is outdated. Although various
minority rights appear in a number of laws, including those on
language and education, there is a lack of coherence and clarity among
these various provisions. Moreover, the dispersal of these rights across
several documents may create uncertainties and a lack of awareness,
and thus inadequacies in protection. International interlocutors have
regularly raised this concern, but it so far remains unaddressed.
2) The institutional framework for designing and implementing policies
for the protection of the rights of persons belonging to national
minorities remains weak.
324
The abolition of the State Committee on
Nationalities and Religion at the end of 2010 was not adequately
compensated for by the addition of functions to the Ministry of
Culture. Representatives of national minorities have expressed their
concerns, as noted also by the Advisory Committee on the FCNM, and
voice fears that the institutional change from a separate body to a
department within a ministry signals reduced priority attached to the
issues. The department of the Ministry of Culture that is responsible
for minority policies has insufficient human and financial resources to
function adequately at present. A well-designed institutional structure
with an executive body responsible for policies and an independent
institution to handle complaints and violations of rights is vital for the
proper functioning of a comprehensive minority rights system. Such a
structure would also provide minorities with clear mechanisms and
institutions to address their concerns and promote their rights,
combatting the current perception that their needs are a low priority.
These institutional shortcomings not only hamper the implementation
323
324
See the Third Opinion on Ukraine of the ACFC, adopted on 22 March 2012, paragraph 11.
Ibid.
Also see the Statement of the Special Rapporteur on Minority Issues, Rita Izsák, following her
official visit to Ukraine, 7 to 14 April 2014.
93
PDF to HTML - Convert PDF files to HTML files
1374689_0094.png
of consistent policies, they become critical at a time of crisis when
reassuring signals of inclusiveness are needed.
3) Minority representatives and international monitoring bodies have
consistently highlighted the lack of transparency in decisions affecting
minority rights in general or the interests of specific minorities,
including those that relate to funding opportunities.
325
This concern
remains to be adequately addressed systemically. Likewise, the lack of
effective consultation mechanisms has been pointed out repeatedly, but
remains unaddressed. While initiatives to consult with representatives
and organizations of national minorities, including under the auspices
of several ministries, are laudable, the procedures for including
minority representatives are unclear. Some minority representatives
have questioned the effectiveness of these initiatives, which also lack
transparency
and
co-ordination.
There
have
previously
been
recommendations to improve the functioning of the Council of
Representatives of All-Ukrainian Minority Associations. These
recommendations include ensuring that meetings are held regularly and
conducting a thorough review in order to strengthen or (re-)establish
consultative mechanisms that are set in law, providing balanced and
pluralistic composition, ensuring inclusive minority representation and
defining clear functions and competencies. These recommendations
have not been followed.
4) Despite a general climate of tolerance, several monitoring mechanisms,
including the Advisory Committee on the FCNM and the ECRI, have
been reporting worrying signs of rising intolerance in recent years.
326
This has been reflected in incidents, political discourse and, in some
cases, the lack of responsiveness, and even sometimes misconduct, in
law-enforcement structures. The Advisory Committee on the FCNM
327
See the Third Opinion on Ukraine, ACFC, adopted on 22 March 2012, paragraph 17.
See the Third Opinion on Ukraine of the Advisory Committee, ACFC, adopted on 22 March 2012,
paragraph 66. Also see the ECRI Report on Ukraine (Fourth Monitoring Cycle), adopted on 8
December 2011.
327
Third Opinion, ACFC, ACFC/OP/III(2012)002, 28 March 2013.
326
325
94
PDF to HTML - Convert PDF files to HTML files
1374689_0095.png
and the HCNM
328
have also voiced concerns about the politicization of
language issues and minority rights, which can lead to the polarization
of society and diverts attention from the needs of smaller minorities,
who are increasingly vulnerable as a result. These bodies have
recommended various measures that the Ukrainian authorities could
employ to combat rising inter-ethnic intolerance and the misuse of
minority issues in politics.
Specific Minority Rights Concerns
Human Rights Concerns for Minorities
The current climate in Ukraine is characterized by widespread uncertainty,
including regarding the situation and rights of minorities. Open conflict and
violence, reports of harassment, forced disappearances and deaths have
deeply shocked a previously calm and peaceful society. As the initial
conflict, based on political differences, has spilled over into regional and
linguistic identity divisions, these grave human rights violations also have a
direct and harmful effect on inter-ethnic relations and increase the sense of
insecurity experienced by vulnerable groups, including national minorities.
In addition, there is a high degree of legal uncertainty in a situation that
remains fluid and where laws are abolished, amended or enacted at a rapid
pace. For minorities specifically, it is clear that the proposed abolition of the
Language Law triggered anxieties concerning future minority rights –
concerns that were shared by Russian speakers and speakers of less widely
used languages. Discussions regarding a new Constitution likewise raise a
series of concerns specific to minorities, beyond the general legitimate
interests of all citizens.
The uncertainty regarding political and, at times, institutional stability, also
in the context of the upcoming elections, is accompanied by concerns about
freedom of movement, freedom of expression and effective rights to
participation in public affairs as a matter of democratic governance.
HCNM statement of 26 July 2012 on the adoption of the 2012 language law, see
http://www.osce.org/node/92418.
328
95
PDF to HTML - Convert PDF files to HTML files
1374689_0096.png
Opportunities for the democratic participation by all in governance have to
be guaranteed, the withdrawal of some political forces from Parliament
following the dissolution of the Party of Regions notwithstanding. For all
residents of Ukraine, particularly minorities, there is a clear need for
reassurance that the Government and regional authorities can and will ensure
inclusiveness and stability for all groups in the country.
Language Rights
Legislative Framework
Until 2012, the regulation of the use of languages in a wide range of areas,
such as public life, contact with the authorities, the media and education, was
fragmented and contradictory. The Law on the Principles of the State
Language Policy (Language Law) was adopted by the Verkhovna Rada in the
summer of 2012. The Party of Regions took the lead in drafting the
Language Law, although the electoral promise to make Russian a second
State language was softened due to political realities and strong objections by
a substantial opposition in Parliament and significant parts of Ukrainian
society.
The Language Law aims to protect minority languages by recognizing and
protecting
“regional
or
minority
languages”
in
specific
geographic/administrative areas.
329
These areas vary from the level of region
to districts, cities, towns and even villages. In geographic/administrative
areas where at least ten per cent of people speak a minority or regional
language, the use of this language is guaranteed and protected by the law in a
wide range of domains, including public administration, the education
system, the judiciary, culture, and the media and advertising. The Language
Law further foresees removing all restrictions on the use of minority
languages in the media, cinema and advertising, and abolishing virtually all
restrictions on the use of minority languages in the education system.
In order to provide coherence, a potential revision of the ratification instrument of the European
Charter for Regional or Minority Languages has also been linked to the amendments of the language
legislation.
329
96
PDF to HTML - Convert PDF files to HTML files
1374689_0097.png
The HCNM
330
and the Venice Commission
331
criticized successive drafts of
the 2012 Language Law. In a press release just before the adoption of the
Language Law, the HCNM noted that the Language Law was likely to lead
to further polarization of society and called on all parties “to engage in a
substantive dialogue on the issues raised by the law with a view to finding a
suitable compromise.”
332
This was not heeded.
On 23 February 2014, immediately after the ouster of the Yanukovich regime
which led to a change of the power balance in Parliament, a new majority in
the Verkhovna Rada voted to abrogate the 2012 Language Law. This was
done on the initiative of the Svoboda Party and the bill repealing the
Language Law was voted in by 232 deputies out of 450. After strong
domestic reactions and international pressure, acting President of Ukraine
and Speaker of the Parliament Oleksandr Turchynov vetoed the 23 February
2014 decision abrogating the 2012 Language Law. Therefore, the 2012
Language Law currently remains in force in Ukraine.
On 27 February 2014, Turchynov created a Special Temporary Commission
on Language Legislation in the Verkhovna Rada to develop a new draft law
by 31 March 2014. The Commission agreed to work on the basis of the 2013
draft developed by a group of experts under Ukraine’s first President Leonid
Kravchuk, including accepting Ukrainian as the sole State language.
However, given fundamental disagreements, primarily on the status of the
Russian language, the Commission failed to agree on amendments that would
consolidate a draft law within the set timeframe.
For example, the HCNM’s assessment in December 2010 concluded that the draft language law was
likely to increase rather than decrease tensions
between groups of speakers of different languages and
to reinforce existing divisions in society, thus making the draft law counter-productive to the stability
of Ukrainian society. The HCNM therefore recommended that the Ukrainian authorities refrain from
considering the draft language law in its current format. The HCNM recommended that the authorities
pursue a
comprehensive reform
of Ukraine’s outdated legislative framework concerning minority rights
and language issues to bring it in line with the applicable international instruments that Ukraine had
signed in the preceding 15 years. The HCNM recommended that this reform should include a broad
and transparent
consultation process
involving representatives of national minorities, the different
linguistic communities, and civil society at large, in order to facilitate finding a reasonable societal
compromise and to ensure that State interests as well as those of all communities are upheld and
respected.
331
Venice Commission Opinion, 30 March 2011.
332
HCNM press release, 26 July 2012, http://www.osce.org/hcnm/92418.
330
97
PDF to HTML - Convert PDF files to HTML files
Issues of Concern
All national minority representatives interviewed by the HCNM delegations
cited the language issue as a primary concern. Virtually all the HCNM’s
interlocutors characterized the cancellation of the 2012 Language Law as a
factor that further aggravated the already tense situation throughout the
country, which was made worse by the haste, timing and lack of
consultations. It not only generated a perception of linguistic revanchism
among minorities, it also contributed to anxieties about the exclusive and
nationalistic character of the new authorities, anxieties that have been fed by
distorted public information and rumours, particularly in Crimea and the
predominantly Russian-speaking regions of the country.
The actions relating to the language legislation reignited the public debate
reflecting the insecurities and polarized positions on the issue. In
combination with the unrest in the regions, this led to a skewed reflection in
public discourse and even more entrenched demands from some parts of the
opposition for Russian to be instated as a second State language.
Many of the HCNM’s interlocutors, in addition to questioning the timing and
pace of these decisions, did not believe the Commission would be capable of
producing
a
balanced
and
agreed
draft
language
law.
Minority
representatives were also sceptical about the composition of the Commission,
which was not seen as inclusive. In interviews, representatives of the
Romanian and Hungarian minorities said they opposed the drafting of a new
language law. They were content with the status quo created by the 2012
Language Law because they feared that in the present situation any changes
could only lead to a decreased level of protection for minority languages
used regionally, including Russian, which is also widely used by minorities
of other ethnic communities.
However, implementation of the Language Law has been reported as very
diverse and contextual. In the field of public administration, several local
councils in regions with significant minority representation (predominately
concerning Hungarians and Romanians, and some Bulgarians) adopted their
language as an official regional language. However, this mainly reflected
98
PDF to HTML - Convert PDF files to HTML files
local practices that already existed. No additional funds were allocated for
supporting activities, such as translation and training. Cities and regions with
a majority Russian-speaking population also formalized existing practices
and officially switched to Russian as a “regional language”, reflecting
existing realities and everyday practices on the ground. It should be noted
that this does not imply that all public institutions in the regions completely
switched to Russian, as the practice is quite heterogeneous. No decision was
taken to grant Russian the status of a regional language in Crimea, even
though the Verkhovna Rada of the Autonomous Republic of Crimea had
campaigned strongly for the 2012 Language Law.
The HCNM’s interlocutors expressed divergent views on how well the
Language Law protected minority languages in the education sector.
Ukrainian speakers expressed concerns that the Ukrainian language would
not be sufficiently strengthened and promoted, and they saw the reversal of
the requirement to pass a unified exam in Ukrainian as a condition for
university entrance as a weakening of the role of Ukrainian. They also opined
that the 2012 Language Law created conditions that lessened the need to
know, and therefore study, Ukrainian, especially in regions with a majority
of Russian speakers. Speakers of minority languages, including Russian
speakers, reported that despite the formal provisions safeguarding teaching in
and of minority languages, the opportunities to realize these rights have
never been properly implemented (see section on Education Rights below).
At the same time, minority representatives were anxious that any
amendments to language legislation at present would entail a regression of
rights in the education area.
The 2012 Language Law lifted limitations on the use of languages in the
media, such as prescribed quotas on languages used in broadcasting and
advertising. The previous administrative regulation of language use in the
media, including in private media outlets, is questionable, as it may not be
necessary in a democratic society or proportional to legitimate aims, such as
promoting the official language. According to some HCNM interlocutors,
this lifting of limitations on the use of languages in the media was far-
reaching, unbalanced and endangered the presence of the official language in
99
PDF to HTML - Convert PDF files to HTML files
the media. They argue that the 2012 Language law, while respecting the right
to freedom of expression, ran counter the aim of promoting the role of
Ukrainian as a shared language for all linguistic communities.
Although the changes, which also encompass cinema and advertising, have
not been as dramatic as some expected, consumer demand has reportedly led
to the Russian language becoming more prominent in the media, while
Ukrainian-language media, especially in the southeast, struggles to compete
for a sizeable media audience. The Russian-speaking communities across
Ukraine viewed this change as a positive and long-awaited development,
while the Ukrainian-speakers perceived it as an encroachment on the
presence of the official language in the media. No efforts were made to
introduce positive incentives for promotion of the official language or to
establish a public TV and radio broadcasting network at the national and
regional levels to respond to the legitimate aim of promoting the official
language while also serving all linguistic communities in Ukraine.
The representatives of smaller minorities told the HCNM that the 2012
Language Law did not improve their access to media and that public
broadcasting in minority languages remains very limited. They also informed
the HCNM delegations that without sufficient support from the authorities,
those minority communities that can do so currently rely on the support of
their “kin States” to run media outlets in their languages. The absence of
locally produced media leaves minorities no option but to turn to foreign
media in their languages to satisfy their information needs and cultural
aspirations.
In conclusion, in addition to specific issues, in particular concerning
language use in education and the media, the HCNM’s interlocutors,
representing various minorities, expressed three overarching concerns: the
need to officially recognize the special role of the Russian language in
legislation, which would reflect its actual position in Ukraine in general and
in some regions in particular; the need to ensure that no new legislation or
policy regresses from the established status quo, especially taking care to
safeguard the rights and interests of speakers of the languages of numerically
100
PDF to HTML - Convert PDF files to HTML files
1374689_0101.png
smaller minorities and, finally, the need to build trust and legislative stability
over time by ensuring constitutional guarantees for these rights.
Education Rights
Legislative Framework
Article 53 of Ukraine’s Constitution guarantees the right to citizens
belonging to national minorities to receive instruction in their native
language or to study their native language in State and communal educational
establishments and through national cultural societies. The 2012 Language
Law states that “citizens have the right to receive education in the State
language and regional languages or the languages of national minorities”
(Article 20, paragraph 2). The Language Law says the need for a particular
language of instruction shall be determined based on requests submitted by
students or, in the case of minors, by parents or guardians.
Issues of Concern
Ukraine has a well-established network of schools with instruction in and of
minority languages, including Russian, Romanian, Hungarian, Moldovan,
Polish and Crimean Tatar. More than two-thirds of schools with
minority-language education are Russian-language schools. Opportunities for
mother-tongue instruction in smaller minority languages tend to be limited or
unavailable.
Despite the strong legal guarantees of minority education rights, international
monitoring bodies have noted a number of problems concerning the
implementation of these rights in practice.
333
Decisions on provision of
instruction in or of minority languages are delegated to local authorities,
resulting in divergent regional practices. In the absence of clear guidance
from national authorities or a clearly established threshold for forming
Third Opinion on Ukraine, ACFC, 22 March 2012,
http://www.coe.int/t/dghl/monitoring/minorities/3_FCNMdocs/PDF_3rd_OP_Ukraine_en.pdf,
and
Report of the Committee of Experts of the ECRML, 15 January 2014,
http://www.coe.int/t/dg4/education/minlang/Report/EvaluationReports/UkraineECRML2_en.pdf.
333
101
PDF to HTML - Convert PDF files to HTML files
1374689_0102.png
minority-language classes, local authorities are often hesitant to open or
maintain such classes, sometimes “outsourcing” the teaching of minority
languages to elective Sunday schools. Minority representatives have noted a
persistent decline in the number of minority-language schools and in the
quality of education offered. Other problems include the availability of
updated quality textbooks in minority languages and the training and supply
of teachers to teach Ukrainian in minority schools and to teach in some
minority languages. Russian minority representatives have expressed concern
that the number of Russian schools does not correspond to the proportion of
Russians in the local population.
334
The HCNM’s interlocutors in western Ukraine noted problems with a lack of
pre-school education in minority languages and a tendency for Ukrainian
language classes to be opened in minority schools. Some minority
representatives reported that parents faced pressure to apply for the opening
of Ukrainian-language classes in Romanian-language schools. Concerns
were also expressed about the quality of instruction of Ukrainian as a second
language to minority students. Moreover, the Language Law reduced
incentives to learn Ukrainian, particularly in regions where minority
languages have gained recognition as regional languages.
335
In the longer
term, this could create additional obstacles to the integration of society, as
those minority school graduates who have had insufficient exposure to
Ukrainian may experience obstacles in effectively participating in all aspects
of life in the country.
External independent examinations for university admission, with the
exception of the tests on Ukrainian language and literature and foreign
languages, may be taken in the language of instruction, although problems
have been reported concerning the quality of translation into minority
languages. Higher-education institutions also provide instruction in the
Russian, Hungarian and Romanian languages.
336
Minority representatives in
Statement of the Special Rapporteur on minority issues, Rita Izsák, following her official visit to
Ukraine – 7 to 14 April 2014, http://www.ohchr.org/EN/NewsEvents/Pages/DisplayNews.aspx?
NewsID=14518&LangID=E.
335
ACFC Ad hoc report on the situation of national minorities in Ukraine, 1 April 2014.
336
Third report submitted by Ukraine on the FCNM, 2009,
http://www.coe.int/t/dghl/monitoring/minorities/3_FCNMdocs/PDF_3rd_SR_Ukraine_en.pdf.
334
102
PDF to HTML - Convert PDF files to HTML files
1374689_0103.png
western Ukraine told the HCNM of their concerns about a draft law on
higher education that has been registered in the Verkhovna Rada, which
reportedly specifies that Ukrainian should be the only language of instruction
in both public and private higher-education institutions.
International bodies have joined civil society representatives in expressing
particular concerns about the educational situation of Roma, including
instances of segregation, either in separate classrooms or in different schools,
and difficulties in accessing education for Roma children whose parents lack
identity papers.
337
Effective Participation in Public Affairs
Legislative Framework
There are legal guarantees that prohibit discrimination against national
minorities regarding participation in public affairs, but these do not envisage
any obligations to promote the adequate participation of minorities. In
accordance with Article 9 of the Law on National Minorities in Ukraine,
“citizens of Ukraine belonging to national minorities have the right,
accordingly, to be elected or nominated on an equal footing for any posts to
bodies of legislative, executive and judicial power, local and regional
self-government,
in
the army,
at
enterprises,
in
institutions
and
organisations.” Article 18 states: “Any direct or indirect limitation of the
rights and freedoms of citizens based on national characteristic is prohibited
and punished by the law.”
Note should be taken of a recent reform to the election system that has
adversely affected minority representatives. As the Advisory Committee on
the FCNM noted in its Third Opinion on Ukraine, recommendations by a
number of international bodies for the introduction of a regional proportional
system based on open lists and multiple regional constituencies to allow for
stronger regional, including minority, representation have not been taken into
account in the amendments to the Law on Parliamentary Elections, adopted
337
ECRI, fourth report on Ukraine, 2012,
http://www.coe.int/t/dghl/monitoring/ecri/country-by-
country/ukraine/UKR-CbC-IV-2012-006-ENG.pdf.
103
PDF to HTML - Convert PDF files to HTML files
1374689_0104.png
in November 2011.
338
The increase of the threshold from three to five per
cent, as well as the banning of electoral blocs, limits the chances for smaller
or new political parties to enter the Verkhovna Rada. Moreover, the 2002
Law on Political Parties requires that all political parties should be active
nationwide and register in a minimum of 17 (of a total of 27) regions of the
country, a requirement that is practically impossible for smaller and regional
national minority parties to meet. In addition, there is still no obligation for
the Central Election Commission to take the composition of the population
into account when establishing electoral boundaries, despite the long
standing demand of minority representatives, who feel that current
constituency boundaries split their electorates over different districts.
Issues of Concern
The level of public participation and representation of national minorities is
deemed insufficient by most of the HCNM’s interlocutors. National minority
representatives frequently pointed out that they do not feel that their
community or their interests are well represented in public bodies and
processes. Although there are some possibilities for members of minority
communities to sit on local councils, they feel that minority groups are not
very well or not at all represented in the composition of the Verkhovna Rada,
despite the fact that several members of the Verkhovna Rada have a minority
background. In addition, even though there are some minority representatives
in the decision-making structures of parliamentary groups, their communities
often consider them to be a token gesture to showcase the Government’s
willingness to deal with minority issues but without any practical effect.
See: Opinion of the Venice Commission on the Law on Elections of People’s Deputies of Ukraine,
adopted on 16 and 17 December 2005, paragraph 23; Opinion of the Venice Commission on the draft
law on Election of People’s Deputies of Ukraine, adopted on 12 and 13 December 2003, paragraphs 6,
7 and 42; and Recommendations of the ODIHR/Venice Commission International Conference, “The
European Democratic Heritage and the Development of Electoral Legislation in Ukraine”, item 1. The
Parliamentary Assembly urged the Ukrainian authorities to address these problems as soon as possible
given that “a fully proportional system with closed party lists and with all of Ukraine being treated as
one single constituency […] does not guarantee the election of a parliament representing Ukrainian
society in all its diversity.” See: PACE Resolution 1549(2007) on the Functioning of Democratic
Institutions in Ukraine, paragraphs 12 and 15.4.
338
104
PDF to HTML - Convert PDF files to HTML files
1374689_0105.png
This situation is exacerbated by the fact that there has been no institution
capable of representing and dealing with national minority issues since the
State Committee on Nationalities and Religion was closed at the end of 2010
(see the section on General and Underlying Minority Rights Concerns
above).
339
In the southern and eastern parts of the country, where the population is
predominantly Russian-speaking, this perception of not being adequately
represented in executive and legislative structures – whether substantiated by
facts or not – is a particular problem in the current climate. This heightened
concern is linked to three main factors. First, the weakening of the position of
the Party of Regions, which is mainly supported by the population in eastern
Ukraine, has undermined the Russian-speaking community’s opportunities
for effective representation in political decision making. Second, some of the
HCNM delegations’ interlocutors consider the current Government to not be
inclusive, as it is dominated by members of the Batkivshchyna and Svoboda
parties, who are perceived as mainly representing the views of western
Ukraine. Many Russian speakers in the east expressed fears that their
interests are currently not represented correctly or at all in the Verkhovna
Rada and in central Government structures. Third, many of the HCNM’s
interlocutors referred to the new authorities’ decisions to replace a number of
high-level officials in the regions – such as governors, mayors and senior
police officers – with supporters of the new coalition parties, many coming
from western Ukraine. They feel that this has further undermined their role in
decision-making processes.
While biased media reporting sometimes reinforces unfounded fears of
exclusion or pressure to assimilate, the HCNM delegations did receive
credible reports from elected representatives of the Russian-speaking
community of pressure or intimidation being exerted on them or their
families. In some cases, this included the destruction of property, such as cars
and houses. The HCNM delegations also took note of reports that the
political representatives of minority communities had been harassed at public
339
See, among others: ACFC Third Opinion on Ukraine adopted on 22 March 2012,
ACFC/OP/III(2012)002, paragraphs 24 to 25.
105
PDF to HTML - Convert PDF files to HTML files
1374689_0106.png
meetings, sometimes with threatened or actual physical violence. Such
incidents should be recorded and promptly and impartially investigated by
competent authorities to ensure the safety of all persons and their property. In
a climate where trust in the authorities has been eroded, an effective response
to such incidents is directly linked to the maintenance of legitimacy.
A recurrent concern expressed by the interlocutors was that even though
national minorities are – at least to some extent – represented in elected
bodies, there are significantly fewer representatives in the executive and
judiciary. Some minority representatives expressed a desire to have a system
of (near) proportional representation in executive bodies or at least to have
positive measures to promote adequate representation. Practical obstacles can
also limit the representation of minorities in the civil service or other parts of
executive bodies. Several interlocutors noted the cumbersome procedures to
recognize foreign diplomas, which negatively affects persons belonging to
the Hungarian and Romanian minorities who graduate from universities in
their “kin” States but wish to pursue a career in the public sector in Ukraine.
Persons belonging to national minorities reportedly may face linguistic
barriers in their interaction with local authorities. Even in areas densely
inhabited by national minorities, the local authorities and executive bodies
are rarely able to interact with minorities in their languages.
A specific concern emerging in the period covered by the report is ensuring
opportunities for full participation in upcoming elections, including by
residents of Crimea who are eligible to vote.
Equality and Non-discrimination
Legislative Framework
Ukraine has consistently held that its existing legislative framework to
prevent and combat discrimination is sufficient.
340
However, Ukraine does
not have comprehensive legislation on discrimination. Legal provisions
against discrimination are primarily confined to the Constitution and the
340
See reports submitted by Ukraine pursuant to Article 25, paragraph 2 of the FCNM.
106
PDF to HTML - Convert PDF files to HTML files
1374689_0107.png
Criminal Code. Article 24 of the Constitution provides that citizens of
Ukraine shall have equal constitutional rights and freedoms; it guarantees
their equality before the law and prohibits discrimination based on the
grounds of race, skin colour, religious and other beliefs, ethnic and social
origin, and linguistic or other characteristics. Article 37 prohibits the
establishment and activities of political parties or public organizations whose
programmatic objectives or actions are aimed at inflaming inter-ethnic, racial
or religious enmity, or at impinging upon human rights and freedoms.
Article 161 of Ukraine’s Criminal Code lays down responsibility for inciting
inter-ethnic enmity or hatred; for disparaging national honour or dignity; and
for limiting citizens’ rights, or the institution of privileges in respect of their
rights, on the basis of ethnic origin or linguistic or other characteristics.
341
Some provisions are included in normative acts pertaining to specific areas of
law, including the Labour Code,
342
the Civil Procedural Code,
343
the Code of
Administrative Justice
344
and others.
Apart from these general and declaratory anti-discrimination provisions in
the Constitution and various codes, there are no detailed and comprehensive
civil or administrative provisions related to discrimination in specific
fields.
345
The current legal framework fails to provide a definition of
Law on Introducing Amendments to the Criminal Code of Ukraine as to Crimes on the Grounds of
Race, National or Religious Intolerance, 5 November 2009.
342
All citizens have equal rights to work, regardless of their ethnic origin (Article 2(1)); any direct or
indirect limitation of the rights or the introduction of any direct or indirect privileges upon the
preparation, change or termination of the work agreement on the basis of one’s ethnic or racial
belonging, language, religious views, etc. is prohibited (Article 22). Upon the signature of the work
agreement, it is prohibited to inquire about person’s ethnic belonging (Article 25(1)).
343
According to Article 5 of the Civil Procedural Code, the Court shall respect the honour and dignity
of all participants of the civil procedure and pursue justice on the principles of equality before the law
and justice regardless of race, colour of skin, religious and other beliefs, ethnic origin, language and
other characteristics. Article 6 of the Civil Procedural Code of Ukraine guarantees foreigners, stateless
persons and foreign juridical entities in Ukraine the same right to judicial protection as the citizens and
juridical entities of Ukraine.
344
In compliance with Article 10 of the Code of Administrative Justice, all participants of the
administrative process are equal before the law and justice and there can be no privileges or restrictions
of the rights of the participants of the administrative process based on race, colour, religion, ethnic,
linguistic or other grounds.
345
See, for example: the assessment of the European Court of Human Rights concerning the practical
effectiveness of Constitutional guarantees related to human rights and freedoms and the lack of their
implementation in Ukraine's legal system in
Pronina v Ukraine
(No. 63566/00, judgment of 18 July
2006). Also see: ACFC Second Opinion on Ukraine, ACFC/OP/II(2008)004, Strasbourg, 20 March
2011, paragraph 14. See also: European Roma Rights Centre, “Written Comments of the European
Roma Rights Centre Concerning Ukraine for Consideration by the United Nations Committee on the
341
107
PDF to HTML - Convert PDF files to HTML files
1374689_0108.png
discrimination that fully meets international and regional human rights
standards. The legal framework lacks clarity on its scope and there are
questions regarding how the principle of equality is interpreted in Ukraine.
346
Issues of Concern
The HCNM delegations spoke with interlocutors from different minorities
and did not find evidence of systematic discrimination against minorities.
However, there have been reports of potentially discriminatory actions, such
as arbitrary inspections of identity documents on the street targeting certain
minority groups, higher exposure to incidents of police violence or other
forms of misconduct by some vulnerable ethnic groups, as well as alleged
cases of discrimination on grounds of ethnicity in education and at work.
There have also been reports of racist attacks, hate speech, threats and
violence targeting national minorities, including Crimean Tatars and Roma,
as well as asylum seekers, refugees, immigrants, foreign students and
others.
347
As has been noted by several monitoring mechanisms, awareness of
discrimination issues tends to be low among representatives of the authorities
and the public at large and statistical data on cases are not kept. In addition,
effective registration, investigation and prosecution of incidents of hate crime
remain a challenge, despite previous efforts to address these issues.
348
The HCNM delegations heard several reports of alleged discrimination or
hate crimes targeting national minorities, including Russians, in areas
Elimination of Racial Discrimination at its 69th Session, July 31–August 18, 2006”, 19 June 2006, pp.
7–8 (http://www2.ohchr.org/english/bodies/cerd/cerds69.htm).
346
Ibid.
347
ACFC Second Opinion on Ukraine, ACFC/OP/II(2008)004, Strasbourg, 20 March 2011, paragraph
18, ECRI Report on Ukraine (fourth monitoring cycle), CRI(2012)6, adopted on 8 December 2011,
published on 21 February 2012, paragraph 43. See also: detailed description of some instances reported
in the Statement of the Special Rapporteur on minority issues, Rita Izsák, following her official visit to
Ukraine – 7 to 14 April 2014.
348
ACFC Second Opinion on Ukraine, ACFC/OP/II(2008)004, Strasbourg, 20 March 2011, paragraph
14, ECRI Report on Ukraine (fourth monitoring cycle), CRI(2012)6, adopted on 8 December 2011,
published on 21 February 2012, paragraph 28. Also see examples in ECRI Report on Ukraine (fourth
monitoring cycle), CRI(2012)6, adopted on 8 December 2011, published on 21 February 2012,
paragraphs 49–50.
108
PDF to HTML - Convert PDF files to HTML files
generally characterized by a climate of inter-ethnic tolerance, such as western
Ukraine.
Although reported incidents of hate crime remain isolated and sporadic at
present, there is a risk that with increasing tensions they could become more
widespread. National minorities throughout Ukraine are following the
developments in Crimea and the eastern regions with concern. Many express
worries about rising intolerance in a context where they consider that the
legal/institutional framework and law enforcement structures are unable to
protect them.
Crimea
General Situation
The political crisis in Ukraine rapidly led to polarization within Crimea’s
multi-ethnic society. This became evident during 26 and 27 February 2014,
when Crimean Tatars supporting Ukrainian unity met pro-Russian
demonstrators in the centre of Simferopol. The stand-off between the two
groups resulted in a stampede, killing two people. The risk of an ethnic
conflict became acute in the days leading up to the so-called “referendum on
the status of Crimea” on 16 March 2014, which Crimean Tatars boycotted
en
masse.
Most HCNM interlocutors said that while the controversial decision to
revoke the 2012 Language Law (although vetoed by the acting President) and
discussions about a lustration law might not have been decisive factors in
fomenting instability in Crimea, they contributed to the mobilization of a
significant number of ethnic Russians against the new authorities in Kyiv.
Actual fears of revanchist policies directed against the Russian minority were
stoked by rumours and one-sided media reporting, further encouraged by
radical statements devoid of factual evidence made by some politicians.
Although the immediate risk of ethnic strife seemed to diminish, at least
temporarily, over the reporting period, the underlying tensions have not
subsided and could flare up at any moment. The new political and regulatory
109
PDF to HTML - Convert PDF files to HTML files
1374689_0110.png
framework imposed on minorities following the annexation of Crimea by the
Russian Federation has affected their legal status, rights as minorities and
daily life, which is increasingly characterized by an atmosphere of
intolerance and prejudice.
The Crimean Tatars find themselves in a particularly precarious situation
because they openly supported Ukrainian Statehood and territorial integrity,
and boycotted the so-called “referendum on the status of Crimea”. The
Crimean Tatars’ political position regarding the “referendum” was
channelled through the Mejlis, a self-governing body that claims to represent
all Crimean Tatars. As a result, the Mejlis is under increasing pressure from
the authorities exercising
de facto
control in Crimea.
The Crimean Tatars are concerned about the security of their community and
uncertain of their legal status, especially as the majority of them reportedly
plan to retain Ukrainian citizenship. They are worried about their
representation in
de facto
elected bodies and executive structures of Crimea
and about guarantees for the preservation of their identity, as they view
themselves as an indigenous people of Crimea.
The Crimean Tatars’ situation reflects years of marginalization in the
economic life and public affairs of the peninsula. The community was
disturbed when Rustam Temirgaliev,
de facto
first deputy prime minister of
Crimea, announced that the authorities in
de facto
control would request that
Crimean Tatars vacate some disputed lands.
349
The issue of land ownership
has been a bone of contention for the community since they started returning
to Crimea in the late 1980s. For many Crimean Tatars, safeguarding their
land in Crimea is tantamount to preserving their identity.
350
Many Crimean Tatars believe that if they opt out of Russian citizenship, they
might encounter problems accessing education, employment and healthcare
or restrictions to their land and property rights.
See: http://www.gazeta.ru/politics/news/2014/03/18/n_6020613.shtml.
See more on land conflicts involving Crimean Tatars in: HCNM,
Integration of formerly deported
people in Crimea, Ukraine, Needs Assessment,
August 2013. pp. 9–15.
350
349
110
PDF to HTML - Convert PDF files to HTML files
Some Crimean Tatars are also worried about potential persecution on
religious grounds, as they belong to organized religious communities that are
legal in Ukraine, but illegal in the Russian Federation.
The ethnic Ukrainian community has also become vulnerable in the current
context, especially if they are Ukrainian speakers and support the territorial
integrity of Ukraine. Many ethnic Ukrainians fear persecution on ethnic
grounds, as they believe that ethnic Russians view the entire community as
staunch supporters of the “Maidan” movement and the territorial integrity of
Ukraine.
Lack of Human Security
Against the backdrop of growing instability in Ukraine, especially in the run
up to the 16 March “referendum on the status of Crimea”, deeply entrenched
inter-ethnic divisions re-emerged in Crimea. As the events unfolded, the
various ethnic communities communicated less, and fear and intimidation
started to rise. In particular, the Crimean Tatars and the Ukrainian-speaking
community became more vulnerable. The presence of unidentified armed
forces, the emergence of “people’s self-defence” units and the precarious
situation surrounding Ukrainian military and law-enforcement units
contributed to an increasingly dangerous situation.
Since two groups of protesters engaged in a standoff in front of the Supreme
Soviet building in Simferopol on 26 February, mutual mistrust and fear
between the ethnic Russian and Crimean Tatar communities has increased.
Reports of intimidation against Crimean Tatars, especially by so-called
“people’s self-defence” forces and unidentified men in military fatigues,
have been recorded regularly. Such public harassment has contributed to a
sense of heightened vulnerability, anxiety and uncertainty among members
of the Crimean Tatar community. The Crimean Tatars have organized patrols
to protect areas densely populated by their community.
In the days following the so-called “referendum on the status of Crimea”, a
number of incidents indicated mounting pressure on the Crimean Tatar
community. In Bakhchisarai, a number of Crimean Tatar homes were
111
PDF to HTML - Convert PDF files to HTML files
1374689_0112.png
reportedly marked as belonging to Crimean Tatars. The community viewed
this as an act of intimidation and a threat of a pogrom.
The murder in March of Reshat Ametov, a Crimean Tatar, was seen by the
community as an act of terror and intimidation against the whole community.
On 3 March, Reshat Ametov staged a one-man protest near the building of
the Council of Ministers by standing in front of “people’s self-defence”
forces guarding the building. The same day he disappeared. His mutilated
body was found two weeks later; he appeared to have been tortured.
351
Crimean Tatars interviewed by the HCNM before and after annexation
expressed their fear of possible reprisals for their position on the so-called
“referendum on the status of Crimea”. An overwhelming majority of
Crimean Tatars heeded the Mejlis’ call to boycott the “referendum” but
believed that this decision could backfire on the community. They also
reported experiencing intimidation and fears of attacks by so-called “people’s
self-defence” groups and formations of Cossacks as a result of their strong
support for Ukrainian unity. The community is apprehensive about the
authorities’ in
de facto
control of Crimea and “people’s self-defence” groups’
future plans towards them, especially related to property issues.
The Crimean Tatar leaders reported the lack of consultations during the
process to adopt the
de facto
“constitution of Crimea”, which thus, according
to them, failed to reflect the political and cultural aspirations of the Crimean
Tatar community.
352
In the first half of March, Crimean Tatar leaders
announced their intention to use their right to self-determination in the form
of territorial or national-cultural autonomy in Crimea. The HCNM’s
interlocutors believe that this confrontation led to further tensions between
See: http://rus.azattyq.org/content/crimea-tatar-ukraine-russia-annexation-minority/25302057.html.
It should be noted that on 11 March 2014, the Crimean Supreme Council of Crimea adopted a
Resolution On Guarantees of Restoration of Rights of Crimean Tatar People, which promised upon
adoption of “the new Constitution of Crimea” the provision of guarantees for the official status of the
Crimean Tatar language on a par with Russian and Ukrainian; a 20 per cent quota for Crimean Tatars in
official positions in executive bodies and their guaranteed representation in district and city councils
and other bodies; recognition of the status of the Kurultai as a self-governing body of Crimean Tatars
and all its structures; facilitation of use of historic geographic names on a par with the existing ones, as
other measures to support the Crimean Tatar people in the cultural, educational and social and
economic spheres. The so-called “constitution of Crimea”, adopted on 11 April, incorporates only one
of the “guarantees”, namely giving the Crimean Tatar language an official status.
352
351
112
PDF to HTML - Convert PDF files to HTML files
1374689_0113.png
Crimean Tatars and the
de facto
authorities of Crimea. Some members of the
community believe that the Mejlis’ stance may encourage violence against
the Crimean Tatars; others blame the Mejlis for giving up moral ground in
exchange for temporary security guarantees.
The HCNM’s interlocutors believe that diverging opinions within the
Crimean Tatar leadership could render the community even more vulnerable.
Meanwhile, the community is beset by practical questions about citizenship,
land registration, property ownership, bank accounts and education, and is
concerned about possible conscription into military service.
The ethnic Ukrainian community is also vulnerable in the current context. In
a climate of escalating pressure before and after the so-called “referendum on
the status of Crimea” and the subsequent annexation of Crimea to Russia,
many active community members have felt compelled to leave Crimea or
move their families off the peninsula out of concern for their safety.
Ethnic Ukrainians increasingly express concerns about retaining their
identity in Crimea, especially their language and education rights. Reports of
intimidation of Ukrainian-language teachers and rumours that the authorities
exercising
de facto
control of Crimea plan to close Ukrainian schools fuel
perceptions of threats to their identity. There were also incidents in the two
weeks leading up to the referendum in which pro-Ukrainian journalists and
activists were specifically targeted; 15 were abducted by unknown assailants.
All were released after the so-called “referendum on the status of Crimea”,
but most said they had been ill-treated or even tortured.
353
Several ethnic Russians told the HCNM that they were concerned about the
rising tensions between the ethnic Russian and Crimean Tatar communities,
which they feared could develop into an inter-ethnic conflict.
353
Information from HCNM interviews in Crimea.
113
PDF to HTML - Convert PDF files to HTML files
Issues of Concern
Internally Displaced Persons
According to official numbers, some 3,000 people have registered as
Internally Displaced Persons (IDPs) and are accommodated in official or
privately provided facilities on the Ukrainian mainland. The real number of
IDPs may be up to three times higher, as people often stay with friends or
family members. Ukrainian civil servants and members of the Ukrainian
military and their family members who were previously stationed in Crimea
did not register as IDPs.
Crimean Tatars, who are overrepresented among the IDPs, have temporarily
settled mostly in Lviv and the surrounding areas. Although initially
welcomed, this is already creating tensions with the local population on
issues connected to long-term presence, such as facilities for worship. Once
local support initiatives dry up, regional and central authorities may be
unprepared to handle longer or larger-scale IDP movements from Crimea.
Reportedly, many IDPs who initially fled Crimea did so out of a fear of
persecution on religious grounds, as they belong to organized religious
communities that are illegal in Russia.
As the majority of Crimean Tatars do not recognize the results of the
so-called “referendum on the status of Crimea” and Crimea’s subsequent
annexation to the Russian Federation, they view regulations for crossing the
Ukrainian–Crimea border as an infringement of their freedom of movement
within their country of residence. Members of the Crimean Tatar community
also cited concerns about restrictions on movement within Crimea. They
referred to roadblocks and extensive checks of identity documents, especially
targeting Crimean Tatars, raising concerns of ethnic profiling.
Access to Information/Minority Media
The annexation of Crimea by the Russian Federation led to an erosion of
media freedoms. Ukrainian television stations, irrespective of language, are
no longer available in Crimea. The terrestrial signals of Ukrainian TV
channels
Inter, Briz, 1+1
and
5 channel,
and of local independent channel
114
PDF to HTML - Convert PDF files to HTML files
1374689_0115.png
Chernomorskaya TV,
have been taken off air and replaced with Russian
channels.
The Crimean Tatar
ATR
channel has remained on air. However, it is
reportedly under pressure from the authorities exercising
de facto
control,
particularly concerning how the activities of Crimean Tatar leaders are
reported. According to the HCNM’s interlocutors, the
ATR
website was
attacked and temporarily shut down at the beginning of March.
Language and Education
Although the so-called “constitution of Crimea”, which was adopted by the
authorities exercising
de facto
control, introduces three State languages –
Russian, Crimean Tatar and Ukrainian – the Crimean Tatar and ethnic
Ukrainian communities do not see indications that these provisions will be
implemented in earnest.
Ethnic Ukrainians are particularly fearful about the future status of the
Ukrainian language. Due to the strong anti-Ukrainian sentiment prevailing
among the ethnic Russian population, several of the HCNM’s interlocutors
reported feeling unsafe speaking Ukrainian in public places. The Crimean
Tatars are concerned about whether they will be allowed to use their
language with public administration bodies.
Minority communities are also concerned about whether they will be able to
retain their minority education rights. On the Crimean peninsula, 15 schools
provide instruction in Crimean Tatar (in primary grades only) and seven
schools provide instruction in the Ukrainian language, a number that is
regarded as low in relation to the needs of the population.
354
Ethnic Ukrainians are worried that the authorities exercising
de facto
control
soon will take a decision to cancel the teaching of the Ukrainian language in
Russian-language
secondary
schools.
They
fear
that
the
seven
Ukrainian-language schools in Crimea will be closed or transferred to
teaching in the Russian language. One school and the only department of
354
Third Opinion on Ukraine, ACFC, 22 March 2012.
115
PDF to HTML - Convert PDF files to HTML files
1374689_0116.png
Ukrainian philology in Crimea, at the Vernandsky Tavrida University, are
perceived to be at risk of closure. Attempts to dismiss the director of a
Ukrainian gymnasium in Simferopol, instances of public harassment of
Ukrainian teaching staff in other schools and reports of parents being
pressured to take their children out of Ukrainian-language schools, are
further fuelling fears.
The Crimean Tatars are worried about whether schools with instruction in
Crimean Tatar will be able to continue operating, especially considering that
some of them have already started to introduce teaching in the Latin script, a
practice that may contravene the statutory requirements of the Russian
Federation.
The HCNM’s interlocutors in Crimea were also concerned that persons
belonging to national minorities who opt not to take Russian citizenship may
face problems with access to education.
Participation and Representation
The Crimean Tatar community appears to be divided on the question of
participation in public affairs. Some are seeking ways to work with the
authorities exercising
de facto
control; others are wary that those authorities
are trying to divide their community. The HCNM’s interlocutors anticipate
that the participation of Crimean Tatars in the social and political life of
Crimea will rapidly dwindle.
The Mejlis, which claims to act as a representative body of all Crimean
Tatars and not as a non-governmental organization (NGO), hopes to maintain
a status within the Russian Federation. Although the Ukrainian authorities
until very recently did not officially recognize its status, they tolerated its
activities and the Mejlis was often regarded, despite occasional attempts to
dispute this, as the legitimate representative body of the Crimean Tatars.
355
However, the Mejlis may not be able to maintain this status, whether
On 20 March 2014, the Verhovna Rada adopted a resolution that includes the point that “Ukraine
recognizes the Mejlis of the Crimean Tatar people, the executive body of the Kurultay, and the
Kurultay as the highest representative body of Crimean Tatars.”
355
116
PDF to HTML - Convert PDF files to HTML files
1374689_0117.png
registered or not, under the authorities exercising
de facto
control of Crimea
or even within the Crimean Tatar community. It should be noted that there
are also fears that all NGOs, including ethnic associations, will have to
re-register and that organizations that are not perceived as loyal to Moscow
will not be approved. Legislation and policies governing NGOs in the
Russian Federation are more restrictive than in Ukraine.
The Mejlis decided to nominate representatives for positions in the
de facto
Crimean government. The authorities exercising
de facto
control in Crimea
have accepted these nominations but have refused to regard the Mejlis as a
body representing the entire Crimean Tatar community. A number of posts in
the
de facto
executive structures were also offered to Crimean Tatars
representing groups that are more pro-Russian, such as Milli Firqa. So far,
the authorities exercising
de facto
control have not taken into considerations
specific concerns of Crimean Tatars in the development of a
de facto
legislative framework for Crimea (apart from mentioning the Crimean Tatar
language as an official language in the
de facto
“constitution” of Crimea).
Many Crimean Tatars view the policies of the authorities’ exercising
de facto
control as an attempt to stoke divisions within their community. Some
Crimean Tatars strongly oppose the Mejlis’ decision to participate in the
de
facto
Crimean government, perceiving it as a formal recognition that Crimea
is part of Russia and a strategy to protect businesses owned by prominent
Crimean Tatar leaders.
Citizenship
Under Article 5 of the Russian “treaty” on incorporating Crimea into the
Russian Federation, Ukrainian nationals permanently living in Crimea and
Sevastopol are to be considered Russian nationals as of the date when the
treaty enters in force, which under Article 1 is the date of the signature of the
treaty, effectively 18 March 2014.
356
The same Article gives the residents of
Crimea and Sevastopol one month to “choose” between Russian and other
citizenships. This “choice” appears to reflect the “right of optation”
356
http://www.kremlin.ru/news/20605.
117
PDF to HTML - Convert PDF files to HTML files
1374689_0118.png
enshrined in Article 17 of the Russian Citizenship Law, which provides that:
“When a change occurs in the State Border of the Russian Federation under
an international treaty of the Russian Federation, the persons residing in the
territory which switched its state shall have a right to choose citizenship
(right of optation) in the manner and within the term established by a relevant
international treaty of the Russian Federation.”
Article 4 of the Russian Law of 23 March 2014 on the “Acceptance of the
Republic of Crimea into the Russian Federation and the Creation of New
Federal Subjects – the Republic of Crimea and the City of Federal
Significance Sevastopol” reiterates the provision of Article 5 of the Russian
“treaty” on incorporating Crimea into the Russian Federation and
complements it with the requirement that after one month, holders of other
citizenship or people with a permanent residency abroad are banned from
occupying government and municipal jobs in Crimea.
357
As stated by the HCNM’s interlocutors, filing a statement to retain Ukrainian
citizenship and surrender Russian citizenship was in practice possible only
from 1 April 2014. Initially, there was only one place in Simferopol where
such statements could be filed and two in the rest of Crimea, in Belogorsk
and Bachchisarai. When the deadline for receiving such statements passed,
there were reception points in just eight territorial units (Yalta, Evpatoriya,
Saki, Feodosiaya, Jankoi, Simferopol, Sevastopol and Bachchisarai).
According to the personal accounts of people who filed such statements, the
limited number of reception points meant that many residents of Crimea were
not able to exercise their right to choose their citizenship.
358
Individuals who do not want to become Russian citizens or do not want to
lose their Ukrainian citizenship may experience problems related to this
decision. In many cases, such individuals are not even aware of the full
consequences of their decision. If they are treated as foreign citizens under
the Law on the Status of Foreign Citizens in the Russian Federation, they
will have to leave the Russian Federation after 90 days, and are barred from
See: http://www.rg.ru/2014/03/22/krym-dok.html.
By 18 March, according to the Head of Federal Migration Service of the Russian Federation, around
3,000 residents of Crimea had rejected Russian citizenship. See:
http://www.regnum.ru/news/1793226.html.
358
357
118
PDF to HTML - Convert PDF files to HTML files
1374689_0119.png
staying more than 90 days in any 180 given calendar days. According to the
Code of Administrative Offences of the Russian Federation, breaching these
rules may result in fines and deportation, as stipulated by part 1 of Article
18.8. These rules, if applied to residents of Crimea who opt out from Russian
citizenship, may create serious obstacles to their enjoyment of their property
and other rights on the territory of Crimea.
The HCNM delegations’ interlocutors also predicted that many employees of
State-funded organizations would be threatened with dismissal if they retain
Ukrainian citizenship. However, it should be noted that Russian legislation
only applies citizenship or permanent residency status restrictions to official
positions in the civil or municipal services. Under Russian law, persons
holding official posts cannot have dual nationality; they must have only
Russian citizenship.
359
In addition, draft laws currently being tabled in Ukraine as well as Russia
seem to suggest that both countries are contemplating further restricting their
laws and regulations on dual nationality and introducing sanctions for
violation of these rules. Such developments might negatively affect those
residents who decide to keep their Ukrainian passports while also obtaining
Russian citizenship.
Reportedly, residents of Crimea who refuse Russian citizenship will not be
eligible for Russian pensions, salaries and social benefits.
360
Article 7 of
Ukraine’s draft law on guaranteeing rights and freedoms of citizens and the
legal regime on the temporarily occupied territory of Ukraine provides that
Ukrainian citizens that reside on the temporarily occupied territory of
Ukraine would be entitled to Ukrainian Government social benefits and
pensions, unless they get them from the competent bodies of the Russian
Federation. The procedure is to be determined by the Cabinet of Ministers of
Ukraine.
361
According to the HCNM’s interlocutors, the Cabinet of Ministers
of Ukraine has not yet established this procedure. These interlocutors also
359
See: http://www.interfax.ru/world/365252.
See: http://pravo.gov.ru/laws/acts/29/505554.html.
361
The draft law was adopted by Verkhovna Rada of Ukraine on 15 April and is pending the signature
of the acting President as of the date of writing of this report. See:
http://zakon2.rada.gov.ua/laws/show/1207-18/page.
360
119
PDF to HTML - Convert PDF files to HTML files
1374689_0120.png
opined that to get Ukrainian pensions and social benefits, citizens of Ukraine
residing in Crimea would probably have to travel to mainland Ukraine to
collect them, which may be problematic in the current context.
It should be noted that regulations and practices on citizenship matters in
Crimea are in a fluid state and conflicting commentaries come from the
de
facto
officials in Crimea and the authorities in Kyiv. The legal uncertainty of
the status of many residents of Crimea, especially Crimean Tatars and ethnic
Ukrainians, may seriously impact the exercise of their rights and the scope of
social benefits and pension coverage.
In practice, residents of Crimea have very little effective choice in deciding
on citizenship matters; unless they take Russian citizenship, and possibly also
surrender their Ukrainian citizenship, they are at risk of losing access to
certain rights.
Many Crimean Tatars may have no option but to take Russian citizenship to
maintain their right to use land for agricultural purposes, as according to
Russian legislation, such rights can only be held by citizens of the Russian
Federation. Further complicating the situation, many Crimean Tatars cannot
prove their residence on the peninsula because they do not have valid
residence registration, as they do not officially hold property rights.
In addition to concerns at the individual level, there are also considerations at
the inter-State level and questions of conformity with international norms.
Generally speaking, international law affords States broad latitude to confer
nationality. At the same time, a State’s ascription of nationality under
internal law, in accordance with Article 1 of The Hague Convention of 1930
on Certain Questions relating to the Conflict of Nationality Laws, “shall be
recognized by other States in so far as it is consistent with international
conventions, international custom, and the principles of law generally
recognized with regard to nationality”.
362
Contemporary developments
concerning citizenship do, however, increasingly set limits to sovereign
Convention on Certain Questions relating to the Conflict of Nationality Laws, the Hague, 12 April
1930. Available at: http://eudo-
citizenship.eu/InternationalDB/docs/Convention%20on%20certain%20questions%20relating%20to%2
0the%20conflict%20of%20nationality%20laws%20FULL%20TEXT.pdf.
362
120
PDF to HTML - Convert PDF files to HTML files
1374689_0121.png
States’ freedom of action, including the general recognition that conferral of
citizenship should be neither arbitrary nor discriminatory.
363
It should also be noted that the
en masse
recognition of all residents of
Crimea as citizens of Russia renders inapplicable the provision from Article
19 of the Ukrainian Law on Citizenship stating that Ukrainian citizens lose
their nationality if they voluntarily acquire another one. In this context, it is
commendable that part 4 of Article 3 of the Ukrainian draft law on
guaranteeing rights and freedoms of citizens and the legal regime on the
temporarily occupied territory of Ukraine provides that the forced automatic
acquisition of Russian citizenship by the Ukrainians living in Crimea shall
not be legally accepted by Ukraine as a ground for withdrawing Ukrainian
citizenship. From an international law perspective, the acquisition of Russian
citizenship by Crimean residents under the conditions described above would
hardly qualify as “voluntary”.
364
Although Crimean Tatars are especially vulnerable with regard to the
citizenship question, for a number of ethnic Ukrainians, the pressure to
acquire Russian citizenship if remaining on the territory of the peninsula was
the decisive factor in their decision to leave Crimea.
In addition, en masse conferral of passports is manifestly at odds with paragraph 11 of The
Bolzano/Bozen Recommendations on National Minorities in Inter State Relations, as it undermines
territorial integrity and sovereignty, and goes against the fundamental principle of good neighbourly
relations.
364
The European Convention on Nationality, ratified by Ukraine in 2006, states that an acquisition of
another nationality is to be considered “voluntary” – and thus may serve as a valid ground for the loss
of another nationality – where the “acquisition [is] a result of a person’s own free will and not an
automatic one (ex
lege)”.
363
121
PDF to HTML - Convert PDF files to HTML files
1374689_0122.png
IV.
RECOMMENDATIONS
To the Ukrainian authorities:
Immediate Steps
Assign high priority to the protection of human, including minority, rights in
practice and ensure prompt, effective and impartial investigation, in co-operation
with relevant international actors as needed, of all credible or validated reports of
violence, harassment and intimidation, in particular relating to ethnic, linguistic,
Ensure that all regular armed forces are under democratic control and are
accountable. Any special military or police units should operate strictly under a
firmly established legislative framework, in full respect of human rights and the
rule of law. All irregular armed groups should be disarmed and their activities
should be fairly and thoroughly investigated by competent authorities; if they are
found to be involved in intimidation, violence or other criminal behaviour, their
Ensure that any new or amended legislation is given due consideration and is based
on nationwide and inclusive consultations rather than being hastily adopted and
that it does not regress from the existing level of human rights, including minority
rights, protection.
activities should be ended.
cultural or religious background or political opinion.
General Recommendations
Implement all recommendations on minority rights stemming from various
international review procedures and mechanisms, including those of the United
Nations; the OSCE, including the HCNM and the ODIHR; and the Council of
Europe, including the Framework Convention for the Protection of National
Minorities (FCNM) and the European Charter for Regional or Minority Languages
To ensure the above, co-operate in a continuous, full and effective manner with
relevant international organizations, and address minority rights as a matter of
priority.
(ECRML).
122
PDF to HTML - Convert PDF files to HTML files
1374689_0123.png
Ensure that the process to revise the legal framework providing for effective
minority rights protection – including the Constitution, the Law on the Principles
of the State Language Policy and the Law on National Minorities in Ukraine – is
participatory by carrying out nationwide and inclusive consultations, drawing on
Adopt and implement a long term nationwide integration strategy and policy,
coupled with action plans setting specific targets and deadlines with follow up
Develop a systemic approach that ensures transparency, inclusiveness and the
participation of relevant stakeholders in all legislative, policy and institutional
developments that are relevant to minority rights.
monitoring provided at regular intervals.
international expertise as needed.
Institutional
Re-establish a dedicated institution or co-ordination point for national minority
rights and the integration of society at the institutional level. The reforms to this
Establish effective mechanisms to facilitate consultations with minority
representatives and to discuss and solve minority rights concerns, and ensure that
these mechanisms can function regularly and properly. In addition to a national
consultative body, consider establishing subsidiary regional ones, as appropriate, in
order to ensure inclusiveness and encourage effective participation by all relevant
Ensure that the Ombudsperson has sufficient competencies and resources to act as
an effective and independent protector of human, including minority, rights,
including by reaching out, handling complaints and addressing violations and
shortcomings at the national and regional levels.
minorities in Ukraine.
effect announced by the Government should be adopted and implemented.
Legal Reform
Review and revise legislation with the aim of developing comprehensive minority
Engage in effective consultations with an inclusive spectrum of national minorities
to ensure they have adequate opportunities to play a meaningful role in the legal
rights protection that is fully in line with international and regional obligations.
123
PDF to HTML - Convert PDF files to HTML files
1374689_0124.png
reform process, especially on matters of direct relevance to them. Other relevant
civil society actors should also be given the opportunity to participate in
consultations on a regular basis.
Specific Policy Areas
On
language
use: revise the relevant legal framework only when the situation in
Ukraine has stabilized. Efforts to revise the legal framework should take place
through an inclusive, participatory and de-politicized process; care should be taken
that
legislation
on
language is
consistent
and
provides
for
coherent
implementation; the new language law should strike a balance between ensuring
that the State language functions as an effective a tool of cohesion for society and
fully respecting the rights of persons belonging to national minorities. While
maintaining Ukrainian as the State language, the specific role of the Russian
language in Ukraine should be clearly recognized in the legal framework, while the
rights and interests of speakers of smaller minority languages should also be
protected. Constitutional guarantees would help re-establish predictability and
On
education:
promote appropriate education models, including multilingual
education, as a means of supporting the development of proficiency in both the
language of the minority concerned and the State language and ensure
implementation; institute clear procedures and criteria for establishing classes or
schools with instruction of or in a minority language, including at the pre-school
level, where there is sufficient demand; pay particular attention to inter-cultural
On
participation:
elaborate measures and mechanisms to ensure the full and
effective participation of persons belonging to national minorities in public affairs,
as well as in the socio economic and cultural life of Ukraine and review the
On
anti-discrimination:
revise the existing legislation to promote the full and
effective equality of all, including persons belonging to national minorities.
Introduce special and targeted measures for disadvantaged minorities, such as
Crimean Tatars and the Roma, particularly regarding access to education, housing,
healthcare and public services; in close consultation with civil society, develop
124
stability.
education.
effectiveness of such procedures on a regular basis.
PDF to HTML - Convert PDF files to HTML files
comprehensive strategies and implementable action plans to achieve these aims;
provide additional capacity building for law enforcement and judiciary to handle
cases and situations of inter-ethnic concern, including manifestations of prejudice
and intolerance.
To the authorities exercising
de facto
control of Crimea:
Assign the highest priority to the protection of human, including minority, rights in
practice and ensure prompt, effective and impartial investigation, in co-operation
with relevant international actors as needed, of all credible or validated reports of
violence, harassment and intimidation, in particular relating to ethnic, linguistic,
Take immediate measures to promote the safety and reduce the insecurities of all
ethnic communities in Crimea, especially the most vulnerable groups, including the
Facilitate inter-personal contact, especially between family members who are now
separated, between those in Crimea and those in the rest of Ukraine. Those who
relinquish their conferred right to Russian citizenship should not be restricted in
their residence on the territory of Crimea and in the exercise of their rights in
Guarantee the right of residence on the territory for all residents of Crimea,
including foreign citizens and stateless persons, who hold relevant permits
Ensure citizenship issues do not negatively affect access to social benefits and
Provide objective and easily accessible information regarding the status and rights
Ensure that no discrimination arises out the different legal status of residents of
Crimea. All residents of Crimea should have access to their rights and entitlements
The authorities exercising
de facto
control of Crimea should ensure that domestic
and international observers gain unimpeded access to monitor the human and
minority rights situation on the peninsula.
based on presenting valid identity documentation, including Ukraine passports.
of different categories of residents on the territory of Crimea.
pensions for all current residents of Crimea.
according to the legislation of Ukraine.
comparison to other residents of Crimea who opted for Russian citizenship.
Crimean Tatars and ethnic Ukrainians.
cultural or religious background or political opinion.
125
PDF to HTML - Convert PDF files to HTML files
1374689_0126.png
PDF to HTML - Convert PDF files to HTML files
1374689_0127.png
PDF to HTML - Convert PDF files to HTML files
ANNEX II List of official ODIHR/HRAM interlocutors
Autonomous Republic of Crimea
1. Assistant to the Chief Commander of the Ukrainian Naval Forces,
Marina Kaneluk.
2. Assistant to the Chief Commander on legal work, Head of the Legal
Department of the Naval Forces of Ukraine, Leonid Zalubovski.
3. Assistant to the Representative of Ukrainian Parliament Commissioner
for Human Rights (Ombudsperson) in Crimea, Natalia Sergeevna
4. Deputy Chairman of the Supreme Council of Crimea and at the same
time First Deputy Chairman of the Party “Russian Unity”, Sergei
Tsekov.
5. Deputy Representative of the Ministry of Foreign Affairs of Ukraine
in Crimea, Sergiy Tatartsev.
6. Head of Bakhchisarai Regional State Administration, Ilmi Umerov
7. Head of the Mejilis of the Crimean Tatars, Refat Chuburov.
8. Mayor of Bakhchisaray city, Konstantyn Rubanenko
9. Press Secretary of the Mejilis of the Crimean Tatars, Lilia Muslimova.
10. Representative of the Ombudsman of Ukraine in Crimea, Natalia
Sharova
Donetsk
1. Acting Chair of Administrative Court of Appeals in Donetsk, Raissa
Khanova.
2. Acting Chair of District Administrative Court of Donetsk, Oleg
Konichenko.
3. Councillor of Deputy of the Head of Regional State Administration,
Sergey Zavialov.
4. Deputy of the Head of Regional State Administration, Oleksandr
Fomenko,
5. First Deputy of Regional Police Department, Valeriy Stanchenko.
128
PDF to HTML - Convert PDF files to HTML files
6. Former Head of Regional State Administration of Donetsk, Mr
Shishatskiy.
7. Head of Regional State Administration of Donetsk, Sergey Taruta.
8. Secretary of Donetsk City Council, Serghei Bogachev.
Kharkiv
1. Acting Deputy Head of the Kharkiv Regional State Administration,
Igor Rainin.
2. Deputy Head of Department of Foreign Economic Liaison and
International Relations in Kharkiv Regional State Administration,
Denis Tkachev.
3. Deputy Head of Kharkiv Regional State Council, Ludmila Davidova.
4. Member of the Kharkiv Regional Parliament and member of the
Permanent Commission of Human Rights, Freedom of Speech and
Information, Vladimir Alekseev.
5. Regional representative of Ukrainian Parliament Commissioner for
Human Rights (Ombudsperson) in Kharkiv, Natalia Zurab.
6. Deputy Head of Mayor of city Kharkiv, Igor Terekhov.
Kherson
1. Head of Kherson Regional State Administration, Yuriy Odarchenko.
Kyiv
1. First deputy of Secretary of National Security and Defense Council of
Ukraine Viktor Chumak.
2. Member of Ukrainian Parliament, Parliamentary Committee on
Human Rights, Ethnic Minorities and Interethnic Relations, Mustafa
Dzhemilev.
3. Members of Ukrainian Parliament Defence Committee members
headed by MP Volodymyr Lytvyn.
4. Ukrainian
Parliament
Commissioner
for
Human
Rights
(Ombudsperson), Valeria Lutkovska.
129
PDF to HTML - Convert PDF files to HTML files
Mykolaiv
1. Adviser on International Relations in Regional State Administration,
Igor Meisner
2. Deputy Head of Mykolaiv Regional State Administration, Volodymyr
Lusta.
3. Head of the Department of Social Protection of Mykolaiv Regional
State Administration, Olga Syvoplyas.
4. Member of the Mykolaiv Regional State Council, Oksana
Janiszewski.
5. Specialist in the Department for National Minorities and Religions in
Mykolaiv Regional State Administration, Viktor Chebatarov.
Luhansk
1. Deputy Head of Department for External Relations in Luhansk
Regional State Administration, Svetlana Bondar.
2. Deputy Mayor of the city Luhansk, Zaza Zukhbaya.
3. First Deputy Head of Luhansk Regional State Administration, Irina
Verigina.
4. Head of Department of Internal and Information Policy of Luhansk
City State Administration, Oksana Tereshchenko.
5. Head of Economic Department, Luhansk City State Admnistration
Svetlana Drobotenko.
6. Head of Main Section of the Regional Police under Ministry of
Internal Affairs of Ukraine in Luhansk Oblast, general Vladimir
Guslavskiy.
7. Member of Luhansk Regional State Administration Council, Maksim
Chelenko.
8. Member of Luhansk Regional State Administration Council, Yurii
Khovolov.
9. Mayor of the city Luhansk, Serhii Kravchenko.
10. Regional coordinator for the contact with citizens of the Ukrainian
Parliament Commissioner for Human Rights (Ombudsperson),,
Valeriy Arkhipov.
130
PDF to HTML - Convert PDF files to HTML files
Lviv
1. Chief of Halitsky District Police Department, based in Lviv, Ivan
Ivanochko.
2. Deaputy of Mayor of city Lviv, Oleh Berezuyk
3. Deputy of Head of Lviv Regional State Council, Andriy Holyavka.
4. Deputy Head of the Department of Social Protection of Lviv Regional
State Administration, Oksana Yakovets.
5. Head of Office of Western Regional Border Guard Service of
Ukraine, Igor Andrusik.
6. Head of the Department of Culture, Nationalities and Religions of
Lviv Regional State Administration, Natalia Gamkalo.
7. Head of the Department of International Relations in Lviv Regional
State Administration, Pavlo Hobzey
8. Head of the Department of Legal and Human Rights of Lviv Regional
State Council, Oleg Risniy.
9. Head of the Department of Social Protection of Lviv Regional State
Administration, Vasil Martynyak.
10. Head of Lviv Regional State Administration, Irina Sekh.
11. Head of Lviv Regional State Council, Petro Kolodii.
12. Member of border control unit, Western Regional Border Guard
Service of Ukraine, Gennadiy Torop.
13. Member of Department of Nationalities and Religions of Lviv
Regional State Administration, Vera Otich.
14. Representative of Department of International Relations, Western
Regional Border Guard Service of Ukraine, Mikhail Slobodynuk.
15. Responsible for work with foreigners in Western Regional Border
Guard Service of Ukraine, Igor Kaval.
16. Representative of the Ministry of Foreign Affairs of Ukraine in Lviv,
Irina Sagay.
131
PDF to HTML - Convert PDF files to HTML files
Odessa
1. Deputy Head of Department of Foreign Economic Activity and
European Integration in Odessa Regional State Administration,
Anastasia Andronova.
2. Deputy Head of Department of Culture and Tourism, Nationalities
and Religions and Head of Sub-Department of Nationalities and
Religions in Odessa Regional State Administration, Elena Petrova.
3. Deputy Head of Odessa Regional State Administration, Serhiy
Kalinchuk.
4. First Deputy of Regional Police Department, Valeriy Stanchenko.
5. Head of Odessa Regional State Administration, Volodymyr
Nemyrovskyi.
6. Representative of Ministry of Foreign Affairs Regional office in
Odessa (AoR: Kherson, Kirovograd, Mykolaiv, Odessa, Vinnytsya
regions), Anna Goncharova.
7. Representative of State Border Guard Service of Ukraine, Southern
Regional
District,
International
Cooperation
and
Border
Representation Activity Sector, Fedir Belinskyi.
132